Wednesday, September 19, 2007

Working Hours, Machines and Unemployment

Albert Frank Headshot by Albert Frank

Machines such as computers and robots have been conceived to help man, not to give him problems. But, what happens? Currently they are causing unemployment! It is certainly not their fault, but this sad situation requires that we consider an alteration of the present system.

To do a specific task ten hours would have been required thirty years ago (as an example). Now, with the help of machines, five hours are enough. Therefore, for the same productivity, instead of 38 hours per week -- the predominant European standard work week -- only 19 hours are needed. (There will be a few more in total to take into account the maintenance of the machines.) This is magnificent: thanks to machines, it should be possible for people to work only half as long to get the same result. It should be a big success! (We won't digress here on a discussion of the problems of a civilisation of leisure.)

What happens in practice, however? Now we encounter imposed work hours -- the number of hours per week just to "be there" in the office, for instance, or a laboratory -- rather than what must be accomplished. And, thanks to machines, now one man or woman can, during the course of this time interval, produce what would have required two people -- one of the two of whom has lost his job in the name of efficiency! So, machines are now perceived as man's enemies! This perspective may seem simplistic, but there are so many examples: to produce an invoice, sell an airline ticket, print an article, etc..

And it doesn't seem to stop: Competition (with a capital C), the "taboo" of violating work hours to maintain the respect of peers, the fear (!) of being replaced by a machine that is "faster and more efficient". And what about the value of the shares of company stock -- if "we are not 'Number One', then what?" How many people are required for maximum "efficiency" (I don't like this term), if they were allowed to work at their own pace in executing the given tasks?

I will finish by giving an example from my own fond memories: In 1975, I was responsible for the schedules of the National University of Zaire, Campus of Kisangani. The yearly schedule required consideration of a mass of data. (This included lists of those on sabbatical, visiting professors, reorganizations, classroom facilities with class sizes ranging from 20 to 800 students per room, etc.. In one week, I had performed the scheduling of everyone at the university for an entire year. There were a few hundred Professors and students represented and all were satisfied.

When the Chief of Staff of the university and I convened, he said, "Albert, you performed an effort that would 'normally' have taken two months; therefore, I am giving you seven weeks of holiday." Life would be beautiful if it was always -- or at least sometimes -- like that, wouldn't it?

an early blogger
An early blogger.

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Wednesday, June 06, 2007

Jihad

Brian Schwartz headshot by Brian Schwartz

Sometime in the late 1980s, Tom Wolfe, chronicler of the movement of love and leftwing politics that had painted a rainbow across the drab post-Eisenhower era, tried to set down in writing how the dream had died. He wrote that all religious movements -- and he considered that decade-long summer of love one -- inevitably passed through several phases. First comes one energized by revelation, mystic knowledge and emotion. Then all this gets codified, and passed on not by emotional experience but by verbal command, and then the bureaucrats take over. At some point another era of emotion emerges, and challenges the ossified bureaucracy.

Now whether or not this process explains the 1960s, it certainly sheds some light on the great waves of religious fervor which, emerging every few centuries, sweep across anything in their path with all the force and suddenness of a tsunami. Luther, Calvin, Knox and the emergence of Protestantism is one such wave, and the Puritanical movements of the 1820s in England and America another. (The Amercan part of the tale is told in Revivals, Awakenings, and Reforms (1978),by William G. McLoughlin.) Lately, a new religious fervor based on the mystic acceptance of Christ has emerged on the plains and praries of the American hearland.

And if one studies the long long history of Hindu India, one finds outbreaks of religious revival every few hundred years. The earliest, and most influential, gave us Buddhism, and Jainism too. But there are many others, strange and often sadistic cults that arose in the 9th century AD, only to disappear a few years later and then, around 1100, far more influential, the influence of Madhvacharya and Ramanuja, the Bhakti and Vedanta movements all energized and deepened Hinduism.

Islam has known such times, and in fact its beginning may be considered such a time, as its armies swept across Africa and Asia, carving a crescent from Morocco on the Atlantic to, ultimately, the Bay of Bengal and beyond. And there have been many since, the emergence of Sufism (a gentle Jihad indeed) during the secular, politicized days of the Abbasid Caliphate, the work of the Hanbali scholar Ibn Taymiya, who in the early 14th century condemned all governments not ruled by Islamic law, the Fulani Jihad that raced across West Africa in 1810, the emergence of Salafism in Cairo and Wahhabism in the harsh lands of Arabia.

Many if not most of these movements have challenged the legitimacy of the secular governments of the time, which they viewed as effete, corrupt and ungodly -- which most of them were. And so it was to be expected that the most recent of such reform movements, which began about 80 years ago with the Muslim Brotherhood and continues to this day, would do the same. For a time, it did. In the early 70s, it fought King Hussein in Jordan, and a few years later challenged Assad in Syria; forced underground in Iraq, it loomed as a constant threat to secular Saddam. All of these dictators squelched it ruthlessly, killing tens of thousands, in the Hama massacre in Syria and Black September in Jordan.

When I first read about these movements of religious reform, I thought it would be wonderful to see one. And now I have but sad to say it's become diverted (and strange how so many Populist groundswells become diverted, channeled into xenophobia and racism, perhaps by the ruling classes they threaten), not purifying Islam, not attacking the corrupt and tottering dictatorships of the Middle East, but wasting its time attacking America. What a shame. Though perhaps its leaders are right to recognize Coca-cola consumerism as the biggest threat to religious fervor.

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Saturday, March 10, 2007

Chess Column: Frank Marshall

Albert Frank Headshot by Albert Frank

Frank Marshall What was the greatest game ever played? The greatest player who ever lived? These questions can always provoke endless debate, and there will never be a final answer.

Another question is: What was the greatest move ever played? There are about 20 candidates. I'll present one of them here.

Frank Marshall, USA champion from 1909 to 1936, made one move that knocked spectators for a loop. According to a legend, they promptly expressed their delight by showering the board with gold coins. For sure, the final position can be compared to any artistic composition. Chess is an art form!

"The simple beauty of the decisive move is its penetration to the hostile King in a quiet way, without fanfare or fury," said Al Horowitz.

One of only three native American men to play a match for the World Championship, Frank Marshall's lengthy chess career had an impact on the development of chess in the United States that few others can match.

Born on the west side of Manhattan on August 10, 1877, Marshall's family moved to Montreal, where he learned to play chess. He won the Montreal Chess Club Championship at age 17, and subsequently moved back to New York.

Marshall's chess achievements are many. Here is a sample:

  • He won seven international tournaments without losing a game.

  • He held the U.S. title for twenty-nine years, resigning the title in 1936 to facilitate the organization of a championship tournament.

  • His performance against an elite field at Petersburg led to his being one of the first five players formally honored with the title Grandmaster in 1914.

  • He was a notoriously inconsistent player, capable of reaching the peaks of greatness, such as first place finishes ahead of Lasker (Cambridge Springs 1904) and Capablanca (Havana 1913) when both men were in their prime, while on the other hand he was also capable of losing matches by lopsided scores to both Lasker (0 "“ 8 with 7 draws in 1908 World Championship match) and Capablanca (1 "“ 8 with 14 draws in 1909).

  • The Marshall Chess Club he founded in 1915 in the back room of a mid Manhattan restaurant was a fixture on the New York chess scene for decades, helping develop the cream of America's chess talent, including Fine, Evans, Sherwin, Mednis and Soltis. Robert Fischer used the facility in 1965 to compete by teletype machine in the Havana Memorial tournament.

  • American chess players mourned the passing of a chess legend when Marshall passed away on November 9, 1944. In recognition of his significant contributions to American chess, Frank Marshall was an Inaugural Member of the Chess Hall of Fame.

Now lets see the game against Stepan Levitzky, a Russian master:

Stepan Levitzky — Frank Marshall, Breslau 1912

1. e4 e6 2. d4 d5 3. Nc3 c5 4. Nf3 Nc6 5. exd5 exd5 6. Be2 Nf6 7. O-O Be7 8. Bg5 O-O 9. dxc5 Be6 10. Nd4 Bxc5 11. Nxe6 fxe6 12. Bg4 Qd6 13. Bh3 Rae8 14. Qd2 Bb4

White's position is difficult, Black's threat Ne4 is tremendous.

15. Bxf6 Rxf6 16. Rad1 Qc5 17. Qe2 Bxc3

18. bxc3 Qxc3 19. Rxd5 Nd4 20. Qh5 Ref8

21. Re5 Rh6 22. Qg5 Rxh3 23. Rc5

White's position is very difficult but it seems he has some counterplay …And now comes the incredible:

Qg3!!! See the final position at which White resigned in the figure.

Final chess position

a. 24.hxg3 …Ne2 mate.

b. 24.fxg3…Ne2. 25.Kh1 Rxf1 mate.

c. 24.Qxg3 Ne2 25.Kh1 Nxg3 26.Kg1 Ne2 27.Kh1 Ra3 28.Re5 Nd4 (or 28.Re1 Rxa2) and black is a knight up for nothing.

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Wednesday, February 28, 2007

Remembering the 'Old Country'

Richard May headshot by Richard May

The Laputans found composing plays to be far too practical and randomness, itself, excessively ordered. Yet they accomplished the most complex tasks by seemingly random actions, which depended upon a perfect utilization of the butterfly effect. Before the concept of order or the measurement of time, it was not uncommon for Laputans to inhabit mirages, in order to better appreciate the more substantial world of illusion and shadow. Some dwelled invisibly in ancient cities which had long since vanished from the Earth.

Among the Laputans it was not considered true that a house built of metaphors was not as strong as a house built of straw. It had been said since time immemorial that a house built of metaphors was stronger than a house built of bricks and mortar. It's not known if they meant this metaphorically or literally.

But it has been noted that the Laputans left no relics or artifacts of their past glory and were said to have had no shadows. This absence of evidence for the existence of the Laputans is, in fact, the most enduring monument to the greatness of their achievements. The Laputan space program attempted to determine the location of their ancestral planet, Earth. There was no consensus among even the most pragmatic on how to determine which direction was "down", in order to reach the Earth. But, as an expression of unity, their plan was to launch exploratory spacecraft at more or less random times from the island of Laputa in all possible directions. At some later time the astronauts planed to regroup somewhere and then construct a complete model of the cosmos on a larger scale than the cosmos, itself, in order to gain precision.

Among the Laputans endurance breathing was considered a lifetime sport and one that they were truly motivated to play, usually on highly competitive endurance breathing teams, but sometimes in solitude among the clouds. The games were, of course, televised 24 x 7. But often the uninitiated had difficulty differentiating sportsmen from spectators. The games continued until everyone within range of camera deceased either of old age or from the intense excitement of the sports competition, itself.

Viruses and bacteria were honored as homeless beings seeking food and shelter and as great spiritual teachers. Laputans abhorred any use of force by the government or by Nature, herself, and spent their days from time immemorial attempting to abolish the forces of gravitation and electromagnetism, seeking to substitute a susurration of tautologies.

May-Tzu

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Wednesday, February 21, 2007

The Tragedy in Death of a Salesman

"…how shall they believe in him of whom they have not heard?
and how shall they hear without a preacher?"
— Romans 10:14

Fred Vaughan headshot by Fred Vaughan

In "Death of a Salesman" by Arthur Miller there is an illusion nurtured by Willy that a man can be "worth more dead than alive."1 Obsessions with destiny can play such tricks on a person. In the end, however — but before Willy's suicide — there is a summing up: "Pop!" his son says, "I'm a dime a dozen, and so are you!" Repudiating him with, "I am not a dime a dozen! I am Willy Loman," does nothing to substantiate an imagined reality in which the salesman Willy Loman has profound significance. But the Willy Lomans of the world, and perhaps even Arthur Millers, cast short shadows in comparison to men for whom the appellation "tragedy" applies. There is neither singular tragic flaw to precipitate demise nor great ideas hanging in the balance with their life or death. So the terms "tragedy," "death," and "salesman" to which I refer in the title pertain very little to the play of the similar name. Miller argued that although Willy is indeed a "little man" he is worthy of the pathos we usually reserve for tragic heroes such as Oedipus Rex. His argument was that any character willing to sacrifice his life to secure a sense of personal dignity invokes the sense of tragedy. So who knows, it could be, although I tend to doubt it. Nonetheless, I had something else in mind.

There must certainly be many cases throughout history in which ideas of extreme import have been lost for no other reason than the death of a chief proponent although a full accounting of the overwhelming loss due to such events is well beyond any conceivable effort at historical reconstruction. Certainly the most complete instantiations of such carnage have by their very effectiveness destroyed all evidence of the ideas that were lost. We only occasionally get glimpses that such situations may actually occur because a meme has managed by some accident of fate to frustrate the procedure and escape into the world at large before the death of its initial advocate. We find even in such cases in which complete premature annihilation of an idea was unsuccessful, sad commentary with regard to the surviving culture unilaterally pardoning past sins whereby counter culture has been illegitimately destroyed. Furthermore, desecrated ideas do not reoccur in the interim as they are purported to be capable of doing in cultural fairy tales that promote the concept of "inevitability" of all great ideas. They are gone — it is possible that most truly great ideas have vanished forever! The context of history changes such that an unformulated idea would never occur to anyone else after its time had passed. Even "immortal" gods, perceived rationally by many as simply the products of human intellectual exercise, are vulnerable to extinction with their adherents. St. Paul knew this. And H. L. Mencken named one hundred seventy one "immortal" gods that have long since succumbed to the nether world, in conclusion quipping: "All were theoretically omnipotent, omniscient, and immortal. And all are dead."2 Preemptive violence employed against their human hosts in preventing unwanted meme epidemics one must conclude to have been spectacularly successful in every area of intellectual endeavor including philosophy, science, mathematics, music, religion, and, of course, politics. The effectiveness of accidental death or ruthless intrigue on all sides of every issue has been truly appalling and there is little reason to doubt that nascent ideas will be vicariously assassinated well into the future. It's happening right now. Machiavellian techniques apply not just to politics, but sadly, to every area of human intellectual endeavor.

Proponents of tired paradigms inaugurated before the eldest living human was old enough to propound the previous paradigm, still melodramatically cite Thomas Kuhn's popularized notion that a paradigm can only become universally accepted when death finally takes all those who upheld the previous paradigm to illegitimately criticize opponents.3 It's a dumb argument. Establishmentarian ideas debated into the ground have not died on account of the deaths of their proponents! There was full knowledge of their inner workings as a part of the debate that accompanied their demise. And long after the last proponent has been ushered to the nether region, stories survive of the victory of the new paradigm that will be extolled until it is in turn replaced, and in extolling its success, the defeated ideas survive as leitmotif against which it can be praised. Only fragile newborn ideas, unheard outside an inner circle, are truly vulnerable to death whether by natural disease, accident, or inquisition of one or few of their intellectual hosts. It is in this defenseless phase of private discovery and investigation prior to joining the public debate where destiny balances precariously on a fragile human fulcrum.

In his American classic, Robert Pirsig suggested that philosophical ideas propounded by the sophists in pre-Parmenidean Greece may have been systematically destroyed by antagonists and that what must once have been a heated debate turned into a unilateral attack on "sophistry" as mere rhetoric.4 With no sophist alive to set the record straight these accusations held for millennia, so sophists' alternative philosophical structure disappeared from the face of the earth, the minds of mankind. That is, of course, unless Pirsig actually did recapture from extracted roots of words and innuendos in accusations some of the original intent in his revitalized concept of Quality as preeminent over subsequent Westernized Aristotelian classifications.

In an earlier attempt at imitating the style of Jorge Luis Borges5I intimated that science perfunctorily expunges concepts from its registry as a part of a normal retroactive redaction, such that records of the life work of the hapless characters Woran von Geht and Friedrich Spielen had already been expurgated from journals: "The considerable volume of their contributions… more recent translations…have mercifully omitted…" However, beyond the facetious novelty in that account, a real danger exists of very similar expurgation processes. Nearly a century ago two of the most brilliant prospects for salvaging physics from the doldrums of academia vied with their alternative fixes to then current dilemmas. As protege of Poincaré, Walter Ritz had developed alternatives to the already gilded dogmas surrounding Maxwell's wave equations of electricity and magnetism. He was able to avoid the problems of having to throw away legitimate solutions to theoretically justified equations just because they ignobly refused to apply to the "real" world. Ritz's theory also competed honorably with Einstein's relativity for a time, accounting for many of the experiments because of the accepted factuality of what he pointed out with regard to the phenomenon of extinction of light by lenses, mirrors, and indeed by any material medium. Some years later Wilhelm de Sitter promoted Einstein's special relativity in preference to Ritz's using illegitimate arguments with regard to the non-existence of ghost images of binary stars.6 I sometimes wondered why so brilliant a physicist as Walter Ritz would not have rebutted such feeble arguments and thus have kept the debate alive. I finally realized why that was. Walter Ritz had long since been dispatched to the nether world! Earlier he and Albert Einstein had also argued at length about the origin of irreversibility in physics, an argument that had gone on for some time. At length the editor of the journal Physikalische Zeitschrift seems to have suggested that the two formulate their respective positions, sign an agreement to differ and get on with it.7 So they did that in 1909 and the debate ended. But of course, as too few know, the primary reason that the debate had ended was because Walter Ritz died two months after the agreement to disagree was published. Hence also, of course, de Sitter's subsequent claim in 1913 with regard to relativity would go unchallenged. Later in life Einstein recapitulated the arguments with regard to irreversibility to Wheeler and Feynman as stimulation to their development of absorption theory8and seemed to have somewhat altered his own position on issues including the debate with Ritz.9 But Einstein is dead too and most physicists have accepted his previously formulated position that complexity with the associated need for probabilistic solutions must, in itself, produce irreversibility without a microscopic counterpart. Cramer alone, who also challenged the "Copenhagen Interpretation" with his "Transaction Interpretation" of quantum mechanics, seems to maintain the standard propounded by Ritz.10 But sadly, although "a formula, a phrase remains, — …the best is lost" as Edna St. Vincent Millay sadly bemoaned.11 To my knowledge, no one has been able to reconstruct Ritz's electromagnetic theory.

In mathematics there is Evariste Galois, without whose willingness to write down the ideas of group theory the night before his duel over the dignity of a whore, we would not now have one of the major branches of mathematics. But, of course, if he had gotten a good night's sleep, practiced with his pistols, or better yet, just capitulated with regard to his lust, all of mathematics might be much more sophisticated than it is. In music there was Mozart, perhaps murdered or at least driven to deadly abstraction by an opponent of his abilities.

If salesmanship and religion don't seem to fit in the same sentence, read Roger Rueff's play "Hospitality Suite,"12or see the movie based on it, "The Big Kahuna" with Kevin Spacey and Danny De Vito. With regard to religious ideas it should be noted that although Judaism, Christianity (for a time), and Islam (during the odd crusade) were repeatedly under attack, these were always after their associated memes had leaked out into society at large and were, therefore, ineffective beyond the associated slaughter of humans. Zoroastrianism, on the other hand, like so many religious ideas before and after it in cultures throughout the world including previously cited immortal gods, did not fare so well. It was destroyed most effectively by the more or less total destruction of Persians who held to the doctrine of good versus evil to the bloody end. Perhaps current administrative decisions by the U. S. may in some way revitalize this notion that lacks so much in subtlety by its vain attempt to destroy all those infected by the offending idea of the Western world being evil. Ethnic groups everywhere and always have seemed to annihilate without compunction anyone holding opposing religious ideas for the greater glory of their own gods, their own culture, their own ideas.

In the political arena, character and literal assassination has been the norm that seems to have picked up momentum over the last quarter century. The tragic deaths and subsequent annihilation of character of key liberals by the resurgent American conservative movement has been motivated in large part by an agenda that cared primarily for the destruction of liberal political ideas to which cause these people's lives had no moral standing. In contrast, by elevating the stature of a chief proponent of terrorism and attempting to destroy his person but failing, his ideas may be emboldened like flames in a wind that has just failed to extinguish a fire. Creating public martyrs has the opposite effect of secret assassinations. So, although it is not surprising that bin Laden should find himself under attack by the most powerful nation ever to rule the world, it is indeed surprising that there would be so little awareness by Americans of the phase of this particular epidemic of anti-American sentiment. It seems well past the stage at which the incineration of any affected person or even of a small group of people could be effective in the eradication of the viral meme. The idea that the Western world is consumed by its own power and glory is out there! That notion and the associated hatred of Americans have been out there for some time with only the most naïve caught unaware on September 11, 2001. Now the idea is being reinforced by ill-conceived attempts to destroy it. It would seem that it should have been, and should still be, obvious that that idea must be debated openly to portray the proper perspective. Having resorted to prehistoric methods of idea extinction, too late in any case, the approach can only confirm by its success or failure what we desperately want to believe to be an invalid idea. How do we now convince anyone of its illegitimacy? Certainly Afghanis nor Iraqis (nor any other of the billions of Muslims) will buy the idea that we do not, and will not, continue flaunting military and economic might throughout the middle East and entire world until we have utterly destroyed all cultures but our own. That is an idea worthy of our consideration -- something to think about.

The death of a "salesman" of any idea by any method whatsoever is akin to killing the messenger. Certainly terrorists instrumental in massive killing are not merely killing salesmen. They must be brought to a justice that may involve their own deaths no less or more so than other perpetrators of heinous crimes. But let it be known that even in such cases capital punishment is constitutionally administered in consequence of those plans or actions involving the killing of human beings and not for nurturing ideas. For one thing (and it is, in fact, a major thing) to act otherwise is immoral by virtually any standard in any society. Those who treat human life as subsidiary to, or as mere attributes of, material symbols of an idea (or of an idea itself) are grossly immoral. Ideas must warrant victory and arguments should be won or lost based on relative merits of the competing ideas, not by "kill ratios" reminiscent of Viet Nam. Pursuing ideological arguments with human slaughter, however effective, by definition disqualifies participants from victory in any war alleged to pit good versus evil. Once both sides have reverted to such tactics, what is left is a bloody crusade of "us" versus "them!"


1 Arthur Miller, Death of a Salesman, Penguin, USA (1998)

2 H. L. Mencken, "Memorial Service," Prejudices (a selection), Vintage, New York, 143-147 (1958)

3 Thomas Kuhn, The Structure of Scientific Revolution, University of Chicago Press, Chicago (1962)

4 Robert Pirsig, Zen and the Art of Motorcycle Maintenance,

5 See for example, Jorge Luis Borges, Labyrinths, New Directions Pub Corp., New York (1964)

6 R. Fred Vaughan, "Special Relativity: An Experimental Error," Gift of Fire, 31, 6-15 (July 1988).

7 Walter Ritz and Albert Einstein , "On the Current State of the Radiation Problem," Physikalische Zeitschrift, 10, 323-324 (1909).

8 John Wheeler and Richard Feynman, "Interaction with the Absorber as the Mechanism of Radiation," Review of Modern Physics, 17, 157 (1945).

9 Abraham Pais, Subtle is the Lord — The Science and Life of Albert Einstein, Oxford, 467 & 484 (1982).

10 John Cramer, "Velocity Reversal and the Arrows of Time," Foundations of Physics, 18, 1205 (1988).

11 Edna St. Vincent Millay, "Dirge Without Music," Collected lyrics, Washington Square, New York, 172 (1959).

12 Roger Rueff's play "Hospitality Suite" does not seem to be available in print.

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Tuesday, January 30, 2007

The Haiku

Maria Claudia Faverio headshot by Maria Claudia Faverio

"From ancient times, those with a feeling for refinement […] find joy in knowing the truth and insight of things" (Haikai Ronshu, Collected Haiku Theories by Basho). What Basho, the great haiku master, observed centuries ago, is still true in our days.

The haiku is a miniature masterpiece of immediate perception, a snapshot of life (what Shiki calls shasei). The haiku must be perceived through intuition and enjoyed, not understood or explained. It conveys its meaning through concrete images that speak for themselves. There is an enormous power hidden behind apparently insignificant particulars, no word is superfluous in the haiku.

The haiku poet conveys images without intervening, without being affected by emotions. He must be receptive. Otsuji says that the haiku poet must be sincere and humble at the same time and surrender to his own experience, and that in this experience "the poet's nature and environment are one", and any dualism between subject and object, or art and life, disappears.

Basho says that "there is no subject whatever that is not fit for hokku", as the haiku poet discovers and perceives a whole world in particulars the common man doesn't notice. "In the sound of the frog leaping from the bank overgrown with wild grass, a haikai is heard. There is the seen; there is the heard. Where there is hokku as the poet has felt it, there is poetic truth." (Haikai Ronshu).

Everyone is a potential haiku poet, and yet most people are blinded by convention, tradition, or the routine of daily life, and are unable to perceive the higher order of reality behind appearances. The haiku poet is gifted and trains his giftedness and the sharpness of his senses daily, trying to "grasp" his experiences, which are always "funded" experiences, as well as the magic of the moment. The haiku poet must also be curious, regress to an almost childlike state in his discovery and perception of the world, that is to say, discover the world without preconceptions and prejudices, "as it is" (sono mama). Haiku "happen", they are not constructed or elaborated, they are "an act of intuition or vision" (Herbert Read), an act of enlightenment or satori, as it is called in the Zen religion. Their function is to open the reader's eyes, not to make him think rationally.

Let's take for example one of Basho's most famous haiku:

Listen! A frog
Jumping into the stillness
Of an ancient pond!
The pond could be the ultimate truth, God, eternity, it becomes a transcendental symbol that goes beyond the limits of words.

Significantly, many haiku masters were pilgrims who wandered through the world "picking up" moments of life.

Haiku are not limited by time or space because they convey universal experiences. We enjoy Basho as if he were a contemporary poet.

A haiku like

On a withered bow
A crow alone is perching;
Autumn evening now
is revealing and delightful today as it was centuries ago with its simple, basic elements of object, time, and space.

In spite of the universality and simplicity of the images it conveys, it is not easy to write a good haiku. Basho calls the haiku poet who creates ten haiku in his lifetime a master,i which reminds us somehow of Ezra Pound's remark in "A Few Don'ts by an Imagist" ii: "It is better to present one Image in a lifetime than to produce voluminous work."

Truly good haiku are unforgettable, not because of their breath-like shortness, but because they change your life, like a sudden revelation.

Historically, the haiku developed from renga to haikai (haikai no renga, a form of comical renga) to hokku to haiku. In the Heian court life (8-12th cent.), the long choka gradually lost in popularity to the short tanka, which then developed into the renga. Its starting triplet, the hokku, was always composed by the most distinguished poet of the group. Basho made it an independent poetic form, the haiku.

Today the haiku has established itself as a 5-7-5-syllable poetic form, although in English it is not compulsory to adhere to this rule. Attempts to change this structure have been made, but have not been successful.

Usually, the "wist" happens at the fifth or twelfth syllable (at the end of the first or of the second line), offering the haiku a sense of balance and symmetry. Yet the haiku can be perfectly balanced and crystallized without this turning.

Attempts have also been made to reform the haiku by omitting the traditional season word or seasonal reference. These attempts have also been unsuccessful in themselves, although they have developed into a new form of poetry, the senryu. The haiku itself though has retained its seasonal reference, which makes it so unique.

Haiku can also be combined to form a longer poem, the rensaku, and so can tanka.

The haiku makes use of quite common words, again a trait it shares with the Imagists of the Western world: "To use the language of common speech, but to employ always the exact word, not the merely decorative word." Significantly, Basho says: "In the poetry of haikai ordinary words are used", adding that the true merit of poetry is "to correct ordinary words".

The haiku is perfectly structured and formed in its simplicity, if we believe what Louis Danz has said: "Form is that kind of organization to which nothing can be added and from which nothing can be taken." iiiIt is perfect as it is, "inevitable", as Basho puts it. Any change or "polishing" would ruin the effect. If we changed the crow to a crane in the above mentioned haiku by Basho, for example, the haiku would be spoiled.

The haiku also has a rhythm of its own that is unique and manifests itself as the pulsation the poet feels when he has the revelation that urges him to write a haiku. To render this rhythm in the language into which a haiku is translated is of fundamental importance, as in the following example:

Brushing the leaves, fell
A white camellia blossom
Into the dark well.

Sometimes words are also rhymed, as in this example, in order to "complete the circle" and create a perfect, encompassing whole. Rhyme is unsuited to the Japanese language, but in English it can help to achieve the original elegance.

Alliteration is also a quite common technique used in haiku, and can be of different kindsiv, the most popular and easily recognizable being the initial alliteration:

A falling flower, thought I,
Fluttering back to the branch "
Was a butterfly.

Finding the technique that most appropriately conveys the original image when translating a Japanese haiku is not an easy task. It is up to the translator to find the most suitable technique, sometimes also employing personal devices and tricks. Which tricks should be used, also depends on the target language. The above mentioned techniques refer mainly to the English language.

There are a few rules the haiku poet has to comply with in order to write a haiku.

The main "still valid … rule is the season word (kigo).

Similes or metaphors should be avoided. Associations, comparisons or contrasts should be implicit, not explained.

In her Haiku Primer, Betty Drevniok mentions several interesting techniques for writing a good haiku, for example the techniques of sense-switching, narrowing focus, double entendre, word play, pun, paradox, and the technique of the improbable word.

Other rules that should be taken into consideration when writing a haiku are that a haiku should never be a complete sentence in itself, but rather consist of sentence fragments (with a cutting at the end of the first or of the second line, as mentioned above), that it should be written in the present tense, possibly avoiding the use of personal pronouns, gerunds, and adverbs. Articles and even prepositions are also often omitted. If the haiku holds together without the preposition, it is probably better to leave it out. Punctuation is often also considered unnecessary. Sometimes its omission is a deliberate means to create ambiguity.

Images can evoke simple rustic seclusion or poverty (sabi), classical elegant distinctiveness (shuburni), romantic beauty (wabi), or mysterious solitude (yugen), or anything else which is not too complicated or abstruse.

These rules are particularly important for aspirant haiku poets who still need some directives. As Basho said, rules have to be learnt and forgotten again. This is particularly valid for the haiku.

Some haiku written by the masters:

Basho (1644-1694):

Temple bells die out.
The fragrant blossoms remain.
A perfect evening!

The air shimmers.
Whitish flight
Of an unknown insect.

Buson (1716 … 1783):

Sleep on horseback,
The far moon in a continuing dream,
Steam of roasting tea.

A whale!
Down it goes, and more and more
up goes its tail!

Issa (1763 … 1827):

A sudden shower falls -
and naked I am riding
on a naked horse!

A giant firefly:
that way, this way, that way, this -
and it passes by.

Shiki Masaoka (1867 … 1902):

A lightning flash:
between the forest trees
I have seen water.

I want to sleep
Swat the flies
Softly, please.

MARIA'S POEMS

by Maria Faverio

Reflection

There is more to dawn
than coffee and a cigarette,
or newspapers
hitting the doorstep …

time to pick up
spilled visions,
remembering that life
is on loan,

delete the messages
on the answering machine
and breathe.

Discovery

At the sky's edge,
a shower of thunderbolts,
a Noh play on a cracked stage …
lovers who discover
each other's face.

Haiku

Scarecrows drenched with rain,
corpses piled up on the field …
dancing party of crows.

References

Yasuda K., The Japanese Haiku, 1991 Charles E. Tuttle Company, Rutland, Vermont & Tokyo

Britton, D., A Haiku Journey, 1974 Kodansha International, Tokyo, New York, London

Ueda Mokoto, Matsuo Basho, 1982 Kodansha International, Tokyo, New York, London

Basho, The Narrow Road to the Deep North, translated by Nobuyuki Yuasa, 1966 Penguin Books

Japanese Death Poems, compiled by Hoffmann Y., 1990 Charles E. Tuttle Company, Rutland, Vermont & Tokyo

Taneda Santoka, Mountain Tasting, translated by John Stevens, 1989 Weatherhill, New York & Tokyo

A Chime of Windbells, translated by Harold Stewart, 1978 Charles E. Tuttle Company, Rutland, Vermont & Tokyo

A Net of Fireflies, translated by Harold Stewart, 1972 Charles E. Tuttle Company, Rutland, Vermont & Tokyo

www.ahapoetry.com

Footnotes

i He himself wrote about one thousand. We can categorize Basho's haiku into the following periods: 1. Haiku as Pastime (1662-72); 2. Technique of Surprising Comparison (1673-80); In Search of Identity (1681-85); 4. Manifestation of Sabi (1686-91); 5. Last Phase (1692-94).

ii Poetry: A Magazine of Verse, Vol. I (October … March, 1912-1913), p.200

iii The Psychologist Looks at Art, London, Longman, 1937, p.78

iv Initial, stressed, syllable, oblique, buried, and crossed alliteration

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Saturday, January 20, 2007

The Promised Land

Fred Vaughan headshot by Fred Vaughan

After the peaceful breakup of the Soviet Union and the Israeli - Palestinian resolution quite a few years ago now, I was reminded of the stupidity of concepts such as manifest destiny; fifty-four-forty-or-fight; the Little Big Horn; the Promised Land; the Bay of Pigs; the taking of Europe by Cromagnons from Neanderthals; Catholic Croatia, Serbian and Muslim Bosnian hatreds; Somalia; the genocidal war in Rwanda; the Sudan; now Afghanistan and Iraq, etc.. All involved an absurd but universal notion that "This land is my land!" and anyone else is an interloper. Having been (or supposing that it was their destiny to be!) in control of a particular hunk of land at a particular time since their racial memory began constituted in all such cases a perpetuated sacred responsibility to re-take the land whenever there was the slightest provocation or vulnerability of the current occupant at whatever cost is required in terms of human life. All these persistent grudges have guaranteed generations of genocide and poverty, especially in the "old world" where many still extent races of men have at one time or another been born into more or less legitimate control of some appreciable piece of soil. And why? Even as I propose to doubt the inevitability of such chaos it almost seems even to me to be the only reasonable conduct of history. But of course even the apparent reasonability of this insanity springs from my racial memory and the fact that we have not yet broken our umbilical with "Mother Earth," our linkage with "Land of Israel," "This land is my land from sea to shining sea," etc.. We limit our "ethnicity" to encompass only a limited group by our religion, color, political ties, etc. but then we glue this label onto the land even though the land may be shared by many groups. Ultimately (one might hope!) our vision could be improved to include all associated people and all indigenous species of the region. From religious protectorates associated with "The Land" sprang governments to control (optimistically for their own survival) the people that occupied the land.

Governments are born of a particular people but have always been instituted as being over all the people in a region and are, thereby, bounded artificially by that region rather than that people that is their legitimate bound, but the land does not obey laws, the requirement for all encompassing laws throughout a region can only be to assure the security of the government of the one people from internal attack at the hands of the disenfranchised peoples, not in any inclusive sense of wanting everyone to be equal sharers of the bounty of the region or to protect all from outside attack. Governments implicitly condone an ethnic "purging" of the land by occupation. Oh, yes, the disenfranchised whether they remain or flee as refugees still (and then to an even greater and much fantasized degree) "love" their homelands, only giving up control of them in desperation, hoping and scheming to someday "take" them back. Islam raises this to another level: Any region once occupied by Muslims must be secured and retaken if lost by the Mother of All Battles -- Jahad!

But individuals only inhabit the land for a generation and collectively such mortals constitute a people. So why can only one ethnic group peacefully occupy any hunk of land at any one time? Why do we so naturally focus on such narrow windows of geography and history? Why don't we squint our eyes temporally to blur our historic vision as we do our spatial vision when we look at a piece of art to perceive the layout independent of the details. Why is continuous sequential control over contiguous square miles throughout historically short periods so profoundly more glorious than contemporaneous control of non-contiguous (or even non-geometrical) areas throughout a much larger interval? (The Jews accomplished this feat amazingly well until it appeared obvious that real estate itself was also important. Did ownership itself distort that vision?) On large enough time scales interrupted control is simply contemporaneous control like timesharing in a multitasking computer system where the multitasking allows several jobs to share resources during the same appreciable interval on the same computer even though on a microscopic scale each was only individually in control of the machine (or "a" machine on an interconnected network) during separated short intervals of time. Why can human beings who have mastered such multitasking schemes not "get it"?.

Radio and TV signals and starlight all pass through every infinitesimal region of our atmosphere at the very same time without solely possessing it (although, of course, the property rights of waveband regions are being bitterly contested just as claim jumper grabbed at mining rights, but again, only by money grubbing interests and governments). In fact there are on the order of 10 billion times more quanta of light than matter in our universe and they crisscross every cubic centimeter of all space with none demanding ownership to pass.

Looking West from the back porch on the house on "my" farm of 27 years, I "loved" the land, not just my farm land but the whole setting as far as the eye could see to the Olympic mountains. My neighbor to the North looked South and "loved" the land, not just his land, but my land as far as his eye can see to Mount Rainier. In a very real sense, we "own" our own perspectives -- all of it! -- and sometimes confuse that for all the land we see, like Lot in the Old testament. Clearly, Lot did not actually own the "well-watered plains of Jordan" he had claimed -- probably much to the chagrin of his wife!

We raised race horses on our farm until a few years back, controlling their destinies in the long haul, but on a day-to-day basis, they had their own hierarchy. We could not change it other than get rid of a horse if it became too destructive like God might have sent a lightning bolt or turned Lot's wife into a pillar of salt to effect a similar correction process in Old Testament days. Or we could banish them to a remote paddock or send them to the track as a God might have sent a man to war, or sell them as slave owners sold their slaves "down river".

Then there were the cats! A tom always ruled our farm with an iron clawed paw; he might originate as the most docile of kittens loved by our children, sleep for virtually three years like a curled up caterpillar as did "Patches The Horrible," but then one day his "destiny" would dawn upon him and the most feared force in the barn cat kingdom would begin a reign of terror without precedent. We could never do anything much about this carnage other than get rid of the aggressor when the carnage irritated us too badly! (Not a bad idea!) Then there were the pigeons, the mice, not to mention the flies, the frogs, and -- us! These stratified kingdoms co-inhabited the same twenty some odd acres for many years. There were disastrous interactions on occasion, as when a horse kicked a person or stepped on a cat, or a person started a vehicle with a cat hiding near the fan belt, or as when Patches bit through my rubber boot when I had attempted to break up a cat fight by stepping into a whirl of fur. But by most any accounting these were pretty minor events in the affairs of the respective kingdoms. But of course we fed the cats including those who couldn't or wouldn't eat the mice and rats (and pigeons!) that ate the oats that the horses should have eaten. And the horses won the races that provided the money to feed their dams and everybody else on the whole damn farm. And it all worked pretty well.

In the United States we have First, Second and even Third World nations. Why can't we acknowledge"..., [these many] nation[s], under God [sic.], indivisible, with liberty and justice for all..."? Let them all exist on the same soil with their own legitimate governments, even unique forms of governments. The United Nations or some hierarchy of nations should be able to accommodate the similarity of mailing addresses and monitor and control the interactions. But in this country at this time it is popular to hate welfare (even?) worse than foreign aid, but they are really the same thing, especially now in our age of the Small World where we search for bin Laden. The war in Iraq is costing the US $9 billion per month according to the nonpartisan government accounting office. In short, the cost of the senseless war in Iraq and paying the interest on the increasing national debt required to support it dwarfs welfare, but a "Christian Nation -- under God" cannot afford help the less fortunate?

I felt very congratulatory to the Israelis and Palestinians on their Peace Accord even though they were each no doubt as oblivious to the sense they were making as the cats and horses on our farm ...

... that we have now sold, after having dispersed the last of our horses, with one of the conditions of sale having been that we "get rid of the cats." That's commerce … and the price we pay for it.

Sadly, since the Palestinian Peace accord Rabin was assassinated by one of his own people for his role in bringing about a new order. Bus bombs and human bombs, and Israeli assassinations and increased occupation continue to appall us all in destroying the peace process. The Serbs and Croats wrecked havoc in the Balkans but were eventually stopped after the genocide. Genocide has killed millions in Africa in the last decade alone. Sunnis killed Shiites in Iraq under Saddam because it was "their land" even though they were out numbered. Now both Sunnis and Shiites slaughter each other in total civil war carnage because (no matter who gets the oil underneath it that is protected by US troops) each side believes Iraq to be "their land". Thousands die every moth in Iraq; just today the news is that 105 have died Baghdad alone.

And it will continue to happen. It has to happen. It will happen to us … unless we learn that "The Promised Land" is not dirt.

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Thursday, January 18, 2007

Historical Discussion: From Iraq to China

On April 2, 2003 the Guardian, one of England's preeminent journals, published an article by a prominent Indian author, Arundhati Roy. Evoking names from the dawn of civilization, Roy called her essay "Mesopotamia. Babylon. The Tigris and Euphrates". It was a scathing, eloquent attack on the U.S. invasion of Iraq, and it inspired an exchange of letters between the author and others on an e-mail list -- a wide-ranging debate that started with Baghdad and ended with in China, with stops along the way in Japan and Turkey.

Brian Schwartz headshot by Brian Schwartz

(2003)

The article is so well written. No surprise there. Roy is a fine writer. That's why she won the Booker Prize. But she thrives on controversy... and this article is no exception. Is she right? It's too soon to say. If we succeed in creating a democratic, prosperous Iraq, a new golden age to rival the caliphate of Rashid, Roy's article will be consigned to the dustbin of history. If not, well, her article will be quoted by every future historian.

Sixty years ago, after a long war of unparalleled brutality, the US occupied Japan. The Japanese did not welcome our troops as liberators. If I recall correctly, thousands of Japanese killed themselves rather than live under US rule.

The US occupation lasted several years. Fortunately for all, some bright soul conceived of the idea of using the occupation government as a dumping ground for American socialists and left-wingers, and this idea was followed for the first 2 years, during which time a program of land reform broke up large landowners' holdings. A constitution was drafted, and Japan today is one of the freest, most democratic countries in the world. Instead of retaining control of Japan's economy, or looting it, we transformed it into our biggest economic rival.

In "The mouse that roared," a British comedy film made a few years later, in 1959, a bankrupt country declares war on the US, reasoning that they will be quickly defeated, and then reformed, refinanced and rebuilt. I hope the same happens in real life.

Is Japan a special case?

Thinking about it, I realized that Japan's transformation was not unique. Other countries did the same, albeit less successfully: Turkey under Ataturk, China under the last emperors (their slogan was "learn from the barbarians in order to defeat the barbarians"), Thailand under King Chulalungkorn. What all these countries had in common was they were among the very few never to have been colonized by Europe. Iraq was colonized, and never had a similar transformation, but is one of the most resilient regions in history: Sumer, Assyria. Babylon, the Caliphate, etc..

It's true that Japan learned from Tang dynasty China, but then they shut their doors to the outside world for a thousand years.

Is China a special case?

China was poised at the edge of economic success 700 years ago, but, like Moses, never quite made it to the promised land. The neo-Confucian philosophers of the 13th century should have triggered a scientific renaissance. They didn't. The global voyages of Admiral Cheng Ho in the 15th century should have led to an era of world domination. It didn't. The textile factories of Suzhou in the 16th should have been the vanguard of industrial revolution. They weren't. Why? One possible answer (which I don't totally agree with) is that the Chinese upper class looked down on merchants, commerce and industry instead of nourishing them. Since the Chinese upper class was in part selected by IQ tests (sort of...they emphasized crystallized g), this should be a warning to high-IQ societies.

Communist China, as you say, is a lot like ancient China. I wrote this in 1986 [in Brian's book A World of Villages, page 432]: "In China, as in India, history moves in circles. During the past thirty years, China has undergone radical transformation, but all of China's changes find their roots in China's past. China has been cut off from the rest of the world for so long that even when its people are seeking to break with the past they turn to it for guidance."

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Wednesday, January 17, 2007

History Lesson

by Prof. Ed Rehmus

Edward Rehmus by Edward Rehmus

(2003)

Now that Babylon has fallen, we must move quickly on to that other Arab stronghold: Syria! (Damascus, specifically.) With these important stations of the Ancient World under his belt — see, we've already got the "Future" (albeit the minimal Walt Disney version) — Napoleon is now ready to move on to that uttermost ancient of stations: China!

This game, we know from history, eventually plays out. And of course, even Napoleon knows his empire, though eternal, is not immortal, so he will coast the rest of the way downward to land on a soft pillow in the history books.

Sadly, however, every conqueror leaves a wasteland behind him, having been obliged at times to violate sensible tradition. When this Empire falls, speaking ex nostradamu, the entire world will have become a cesspool.

Now, this being so, the wretched survivors of the 21st Century must deal with reviving the corpse of civilization bequeathed to them. They may have certain advantages, such as science and "libertas in chaos," but since they lack the genius of classical skills, their machine will be lopsided and feckless. Thus will begin to brew new human bacteria and soon thereafter will appear the symptoms of kings and leaders like blisters on the social skin. And then the cycle begins anew, of this disease called monkey mumps.

Edward Rehmus in Paris (1999)
Ed in Paris (1999)

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Escalation in Iraq

With the debate over how the US should deal with the current chaos in Iraq and whether or not to escalate the number of troops, it might be interesting to look back at a couple of perspectives of what could have been expected to happen at the time of the invasion by US troops. The next couple of articles will address those insights.

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Friday, December 08, 2006

Chess Column

Albert Frank headshot by Albert Frank

Richard RetiRichard Reti

The four famous hypermodern chess founders are Breyer, Reti, Nimzowitch, and Tartakower.

Reti was both a mathematician and a chess player. He once explained that mathematics was of a purely speculative character, while the over the board struggle in chess, where he could force his opponent to acknowledge the truth of his chess ideas, was more alive. This is what makes him most interesting.

In his early years, 1907-1911, he was a good but not great player. It was in 1918 that he burst on to the international scene. In 1918, he won at Kaschau, with Vidmar, Breyer, Asztalos, Havasi and Mieses in that tournament. He shared 1st prize at Budapest in the same year, was 1st at Rotterdam, Amsterdam in 1919 and Vienna in 1920, and above all, he won 1st prize at the great international tournament of Gothenburg in 1920.

Reti then spent the time to write Die neun Ideen im Schachspiel. A year later, an English edition appeared called Modern Ideas In Chess, which all chess players own today.

In 1922 he returned to active international play and was equal 1st at Teplitz-Schonau; in 1923 he was twice 2nd at two important tournaments --- at Mahrisch-Ostrau and Vienna.

When 1924 came around, the great World Champion Jose Capablanca hadn't lost a single game in ten years!! In the great 1924 New York tournament, where Capablanca, Dr. Lasker (the eventual winner), and Dr. Alekhine took part. Reti won against Capablanca. It was the first game lost by Capablanca in 10 years!! Later in the tournament, totally shaken and obviously feeling mortal, Capablanca lost to the great Dr. Lasker.

After this tournament, Reti went to South America and set a World Blindfold Exhibition record of 29 games. He won 20 and lost only 2 (drawing 7). Reti was a great blindfold player, and so was Dr. Alekhine (whose record he broke that day).

Xavier (originally Savielly) Tartakower (1887-1956) Russian-born French chess player and writer, Polish champion (1935, 1937). He wrote some excellent chess books and he is known for some famous quotes about chess:

"There is really only one mistake in chess - underestimating your opponent."
"All chess players should have a hobby."
"Tactics is knowing what to do when there is something to do; strategy is knowing what to do when there is nothing to do."
"A chess game is divided into three stages: the first, when you hope you have the advantage, the second when you believe you have an advantage, and the third… when you know you're going to lose!"

Xavier Tartakower
Xavier Tartakower

The following game, won by Reti in 11 moves, is one of the shortest games ever played between Masters. (The shortest game ever played as this level was: 1. e4 c6 2. d4 d5 3. Nc3 dxe4 4. Nxe4 Nd7 5. Qe2 Ng8-f6 6. Nd6 mate!)

R. Reti - X. Tartakover, Vien 1910

1. e4 c6 2. d4 d5 3. Nc3 dxe4 4. Nxe4 Nf6 5. Qd3 e5 (a dangerous maneuver: it will take two queen moves to recover this pawn, while white will develop his pieces)
6. dxe5 Qa5+ 7. Bd2 Qxe5 8. O-O-O Nxe4??
A loosing mistake. Tartakower is too greedy. He had to play 8…Be7, and try to survive. [See diagram.]

9. Qd8+!! Kxd8 10. Bg5++ Kc7 11. Bd8 mate! …(if 10. Ke8 11. Rd8 mate).

Chess diagram

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Thursday, November 09, 2006

Epic Poetry

Maria Claudia Faverio headshot by Maria Claudia Faverio

Pernassus hill, upon whose Airy top
The Epick Poets so divinely show,
And with just pride behold the rest below.
(The Earl of Mulgrave, An Essay upon Poetry, 1682)


Walter Benjamin remarked that there is a clear relationship between epic and history. This is true to a certain extent. In his "Poetics", Aristotles namely makes a clear distinction between poetry and history, concluding that "[…] poetry is something more scientific and serious than history, because poetry tends to give general truths while history gives particular facts". This statement, of course, also applies to epic poetry, which widens its scope beyond what happened to "what might have happened", thus thematizing universal truths and displaying events as "models of the course of the world" or "meta-history".

Contrary to history, in epic poetry time as such, "chronological time", is largely irrelevant. The action of the "Odyssey", for example, occurs over a period of twenty years, but is compressed to merely forty days in the epic. And in "Beowulf" a few days correspond to over fifty years. This device ("In Media Res") was established by Homer in the eighth century BC.


The real goal of the epic, from Homer to Spenser over Vergil and Dante, has been to help man understand the past (which in epic poetry, as we have stated, includes "what might have happened") through the deeds of a hero representing the fate of his community in order to better shape the future. In the West, the "Iliad", "Odyssey", and "Nibelungenlied", and in the East, the "Mahabharata", "Ramayana", and "Shahnama" are often cited as outstanding examples of the epic genre. To these we have to add Vergil's "Aeneid", Lucan's "Pharsalia", and Statius's "Thebaid".

The first recorded epic is the Sumerian "Gilgamesh", while the longest is the "Tibetan Epic" of King Gesar, composed of roughly 20 volumes and more than one million verses.1

It is also appropriate at this stage to mention some of the translations of the greatest epics, as they constitute works of art in themselves, like Douglas's "Aeneid", Harington's "Ariosto", Fairfax's "Tasso", Chapman's "Homer", Sylvester's "Du Bartas", and Pope's "Iliad". It is thanks to them that we can read the greatest epics of the past, although of course a translation will never be like the original.


In the epic, the narrative often starts in the middle of an action2 with an invocation to the Muses. Primary or folks epics often originate from heroic ballads and legends, don't have a single author, are only written down after centuries of oral tradition 3, are about the nobility and are recited (and quite often sung) in front of an audience (and for this reason usually consist of short episodes of equal importance that are easy to memorize), while secondary or literary epics (popularized by Vergil) imitate primary epics, are the work of a single author, are about some remarkable events and are meant to be read from a book by an individual. Further characteristics worthy of consideration are that in primary epics deities and other supernatural beings (demigods or extraordinary heroes) interfere in human affairs and are often the product of a fight or an adventure. The earliest known European epic is Virgil's "Aeneid", which follows both the style and subject matter of Homer (a primary epic).


Important elements of the epic style include an invocation and an epic question, dignified, stately language and rhythm (created for example by lengthy lists), dignified manner of address between characters, repetition, protracted similes, long, formal speeches often followed by "thus he spoke", the ekphrasis (which will be described in detail later in this paper), a climactic confrontation, bias towards low social strata, and sometimes also magical elements like a haunted wood. The hero himself is often introduced in the middle of the action and is often a demigod armed with magic weapons, a warrior with no equals (often emphasized by epithets like "pious Aeneas"). He must go through several trials often involving his descent in the underworld to test his virtues and bring them to perfection (arete). His antagonists are always quite valiant warriors themselves, as it would be beneath the dignity of the hero to fight against weaklings. Quite often though, they are against God (and that is obviously the reason why the hero has to fight against them). In his quest or fight, the hero often reaches a low point, the moment when he starts to question the validity of his enterprise, but he is then typically "resurrected" from this state of temporary mental inertia and is able to complete his quest / adventure successfully.


An epic poem is usually a whole culture in a microcosm4 through flashbacks and inset narratives and is either centred on a war or on a journey, where the hero is usually on a quest. The hero is often of auspicious birth, and the deeds and events associated with him are often transferred to or taken over from another hero, for instance the hero descending to the Underworld.


Example -
The primary epic "Beowulf" begins:

Listen! We have heard of the glory of the Spear-Danes
in the old days, the kings of tribes--
how noble princes showed great courage!
Often Scyld Scefing seized mead-benches
from enemy troops, from many a clan;
he terrified warriors, even though first he was found
a waif, helpless. For that came a remedy,
he grew under heaven, prospered in honours
until every last one of the bordering nations
beyond the whale-road had to heed him,
pay him tribute. He was a good king!

"Beowulf", written in alliterative measure, represents about 10% of the extant corpus of Old English poetry. It has 3,182 lines in a single manuscript (Cotton Vitellius A XV) and is considered the masterpiece of Old English literature. It was most probably written between 700 and 750 (but only printed in 1815) by a Christian poet (Beowulf himself was a pagan, but in a Christian setting, as Grendel and Grendel's mother are described as the kin of Cain in a Germanic warrior society, thus mixing Christian and pagan elements) and describes events of the 6th century. Originally, it was untitled, but it was later named after the Scandinavian hero Beowulf. In Beowulf, we recognize the Germanic tradition metrically, stylistically and thematically, and yet the Christian spirit is much stronger than in the German tradition, and Beowulf himself is much more altruistic and generous than the traditional Germanic heroes. Beowulf has even been seen as a Christian allegory of the fight between light and darkness, culminating in Beowulf's death as the tragic but appropriate death of a good hero fighting for noble ideals. Beowulf is a work of fiction, but it also contains an historic event, the raid by king Hygelac into Frisia, ca 516. It is believed that there are more real people and events in Beowulf, as some of them also appear in early Scandinavian sources.


A more modern example -
The secondary epic "Paradise Lost" by John Milton begins:

Of man's first disobedience, and the fruit
Of that forbidden tree whose mortal taste
Brought death into the world, and all our woe,
With loss of Eden, till one greater Man
Restore us, and regain the blissful seat,
Sing, Heavenly Muse, that, on the secret top
Of Oreb, or Sinai, didst inspire
That shepherd who first taught the chosen seed
In the beginning how the Heavens and Earth
Rose out of Chaos: or, if Sion hill
Delight thee more, and Siloa's brook that flowed
Fast by the oracle of God, I thence
Invoke thy aid to my adventurous song,
That with no middle flight intends to soar
Above th' Aonian mount, while it pursues
Things unattempted yet in prose or rhyme.

The first edition of "Paradise Lost" (1667) comprised ten books, but in the second (1674), two books were split into two to make a total of twelve books (like in Vergil's" Aeneid"), the longest book being Book IX, with 1189 lines, and the shortest Book VII, with 640. Each book starts with an argument (a summary of the book's contents), a novelty as compared to the first edition.

"Paradise Lost" is an epic poem of extraordinary organization and power of imagination, not lacking a touch of irony too, written in blank verse5 (a very unconventional decision for an epic work, as rhyme was the standard for this kind of dignified poetry, as established by the great continental epic writers6) and recounting the story of the fall of Satan and the subsequent temptation of Adam and Eve and their expulsion from the Garden of Eden "“ another innovative act giving up the traditional heroic theme for a more "human" story, as Adam and Eve are represented in all their humanity, a little bit like the French impressionist painters had shifted from officialdom and war to scenes of ordinary life, and Shakespeare from the traditional historical play to a kind of play where ordinary people are the real protagonists.

In his presentation of the Genesis theme, Milton remained loyal to the Puritan myth; at the same time though he transformed it, carefully avoiding the excessive display of sensibility so typical of the Puritan age, as when Adam and Eve ask God for forgiveness.

Apart from the total of twelve books, there are other similarities with Vergil, like Milton's roll call of the leaders of the fallen angels vs. Vergil's roll call of the Italian chiefs preparing to fight against Aeneas. Milton himself had foreseen the scope of "Paradise Lost" in the introduction to "Reason of Church Government", where he explained that he wanted "to be an interpreter and relater of the best and sagest things among mine own Citizens throughout this Iliad in the mother dialect. That what the greatest and choicest wits of Athens, Rome, or modern Italy, and those Hebrews of old did for their country, I in my proportion with this over and above of being a Christian, might doe for mine."

Satan is described powerfully as a real hero in his reign, hell, but a tragic figure outside his dominion, a figure well aware of his own evil and damnation, and yet unable to do anything to escape his fate, as becomes evident in his soliloquy directed to the Sun. He assumes many forms in the course of the story, which go hand in hand with his progressive degradation. This is the most common interpretation of the latter half of the twentieth century, while the Romanticism tended to see Satan as the true hero of the epic. Adam and Eve fall too and succumb to Satan, as we all know, but in them there is hope for redemption through grace and penitence, so that the fall becomes a means of self-discovery (felix culpa). Satan's fate is thus contrasted with that of Adam and Eve, and even more, of course, with the fate of the Son of God.


Milton is a central figure in English epic, comparable to Vergil in Latin, and he considered himself the third great narrative poet in the English language after Chaucer and Spenser. No epic writing in the English language could escape his influence after him. In his time, a time that began to open to new foreign cultures, in particular the French culture, he resisted such influences to the last and expressed himself against them on several occasions. In "Of Education", he clearly expresses his aversion against the propagating French culture and asserts we should still look to Italy for modern critical theory. He was also quite popular and widely read in the eighteenth century, particularly in the middle class, where he had become authorized Sunday reading along with the Bible and the "Pilgrim's Progress" "“ not only for the theme of his epic, but also for his honesty and forthrightness.

At the same time though, in spite of being a convinced neo-classic, he was open to new forms of epics that didn't strictly follow the classical form. He took the critical principles of the Renaissance very seriously, as we can understand from just a few lines of "Paradise Lost":

Say Goddess, what ensu'd when Raphael,
The affable Arch-Angel, had forewarn'd
Adam by dire example to beware
Apostasie, by what befell in Heaven
To those Apostates, least the like befall
In Paradise to Adam or his Race,
Charg'd not to touch the interdicted Tree.
However, Milton was not destined to write a heroic poem in the Renaissance style, although he had planned to write an Arthuriad just before the Civil War. So he had to go back to an age in Europe before the rise of militant nationalism and choose an old theme, the theme of morality and the battle between good and evil. And that's how "Paradise Lost" was born, an epic poem modelled above all on the "Odyssey", but that still presents some Renaissance themes, like Adam going out in naked dignity to meet Raphael, or Satan, who is partly a Renaissance tyrant.


A particular form or topos of epic poetry is the ekphrasis, the "timeless" verbal description of a work of graphic art embedded into the larger context of the proper history of the epic poem in question, the first ekphrasis being the description of Achilles' shield in the "Iliad". Other forms (or "versions of history", as we might call them in the present context) are legends recounted, dreams and visions, but for now, we want to focus on the ekphrasis. The ekphrasis clearly exemplifies what we have stated at the beginning of this paper, namely the display of an event as a model or icon of the course of the world, uniting past and future in an exemplary way, and including the progress of the hero in the representation. It is also a citation, a milestone (in some cases a warning or a lesson) and a synecdoche7, quite often at the same time.


The ekphrasis is so important for epic poetry that Spenser's inability to use it appropriately marks the beginning of the end of the traditional epic and the introduction of the modern era.

Meta-history in the "Iliad" was at its highest as a celebration of endless repetitions. Vergil cites the Homeric topos and transforms it, representing times and places that have specific relevance for his own hero. But we are still dealing with meta-history, with something that clearly goes beyond the Trojan past and the future of the Roman people. In Dante's "Divina Commedia" then time becomes manifold, but it is linear, contrary to the works of his predecessors8. In Spenser, however, we notice that the various heroes of his "Faerie Queene" (a quite successful9 epic poem in six books celebrating the Tudor dynasty in an allegorical way based on the battle between virtues and vices, which is what still makes it pleasant to read and interesting, albeit occasionally difficult) move through a deceptive, mutable landscape in which, however, they concretely have to acknowledge their past and put it in perspective, thus breaking the tradition of the ekphrasis as described above.

So we can see that from the Greek heroic era over the Roman Empire and the Middle Ages to the Renaissance, 10 the ekphrasis gradually loses its traditional meaning and becomes a mere fragment alluding to a past that must be superseded, overcome. At the same time, the message it conveys becomes ambiguous.


Another feature we observe is that the maker of the work of art gradually disappears, thus shifting the relationship god-hero to a relationship between hero and history. In Spenser, the tapestries and ivories his heroes are presented with are from the hands of unknown and even "demonic" makers. Some scenes in Book I, for example, where Redcrosse is drawn in by Despayre's art, are reminiscent of Dante's Inferno, yet without having the positive force present in Dante 11 . They were made in a distant and foggy past the hero has no access to. Spenser cannot present a coherent connection between past, present, and future, so that time in Spenser can only be perceived as fragmented. In Spenser, the ekphrasis becomes an artefact, the mere representation of an archaic view of Eros that must be criticized and transcended, and the hero doesn't embody the fate of his community any more. History itself becomes irreversible, and the future uncertain. As a consequence, we also observe that the ekphrasis gradually loses its magic powers and in Spenser even becomes a mere object of dubious utility, and the hero gradually loses his ability to represent the fate of his community in a meta-historical context in the measure in which he loses his connection to the gods.


In Milton's "Paradise Lost" then, the ekphrasis disappears altogether, and the angel Michael shows Adam the future in the form of a vision similar to a map. Adam is not moving towards perfection either, but is rather cast out of a perfect world, the role of the hero having degenerated to the role of a sinner who will be made responsible for humanity's fate.


Although Spenser didn't succeed in outdoing Ariosto, as he would have liked to, as he once told Gabriel Harvey, he was not the mere dreamer he is occasionally thought of and still did a good job with his "Faerie Queene", to which he dedicated the best years of his life, managing to introduce new elements in the epic. We read Spenser without too much effort, in spite of a few archaic words. His language gets to the point and is straightforward, even when dealing with complicated matters, a gift he inherited from Homer. He also possesses an incantatory power in his descriptions, like the Bower of Bliss, a power that, however, contrary to what critics normally think, is not limited to his descriptions, but can surprise the reader anywhere, including his landscapes (usually regarded as rather dull). It is a power that evokes the feelings of actual life and makes the reader forget he is reading fiction in spite of the other aspect of Spenser's epic, his portentous strange visions and allegories. Sometimes these two qualities of Spenser's writing even go hand in hand, as in the case of Malbecco's transformations, an allegory that crowns a very realistic episode. So, even if it cannot be asserted that Spenser fulfilled the choric function of the real (traditional) epic, he should undoubtedly be regarded as a successful poet, who, like many successful poets, also had followers, like the brothers Giles and Phineas Fletcher, and who even influenced Milton in his medieval skills.


In his "Christs Victorie, and Triumph in Heaven, and Earth, over, and after Death", published in 1610, Giles, in his address to the reader, mentions his indebtment to Spenser's "Faerie Queene" for the metric structure of his work "“ eight lines with a final alexandrine -, although his language is more modern than Spenser's.

In his "Purple Island", his brother Phineas presents his allegory in a very skilful manner, remindful of Spenser's clarity of diction, and follows the medieval tradition thoroughly, for example in making Intellect and Will the princes of the island in his epic.


Seventeenth-century England was an age of literacy and didn't suit the essentially primitive nature of the epic any more, or, as Milton remarked, it was "too late for epic", and epic poets were slowly starting to come down from the summit of Parnassus. However, there are three works that are worthy of mention in this context, namely Tennyson's "The Death of Arthur" and Arnold's "Sohrab and Rustum", two minor epics that managed to adapt the traditional form to the taste of their age by setting the action in a distant, mythical past, as well as Marlow's "Mighty Line". In some of his writings, Dryden also managed to achieve the nearest approach to the epic that was possible in the late seventeenth century, although in many other respects he failed and his creative energy was "dissipated in a multitude of miscellaneous tasks", as Bredvold remarked. He himself still held the epic in the highest esteem, in spite of its slow decline, as we have stated, choosing a middle way in the dispute between ancients and moderns in his "Essay of Dramatic Poesy" and calling the epic "the most noble, the most pleasant, and the most instructive way of writing in verse, and withal the highest pattern of human life", "undoubtedly the greatest work which the soul of man is capable to perform".

His first epicising poem was "Annus Mirabilis", although he himself considered it historic 12 rather than epic, as it was far too short for an epic and its action was not one.

Much more successful than his attempts at writing his own epic was Dryden's translation of the "Aeneid", in whose introduction he reiterates his notions of the epic and protests against its decline, making it clear that, if cultivated, it "could" flourish in England. Here too though he fails to achieve real genius, and his translation is far too rough in certain passages for Virgil's subtlety and mysticism.

Dryden's genius was at its best not in the epic, but in his "Fables" and his "Odes".


The eighteenth century then saw further changes. Lois Whitney describes the situation quite clearly and appropriately: "The eighteenth century saw a change in the critical conception of the epic from that of the Aristotelian formalist at the beginning of the century to that of the primitivistic critic in the latter part. Critics of the former school regarded the epic, whether by Homer or Virgil, as the highest and most difficult form of literary art, the product of a sophisticated writer, who, as a conscious literary artist, followed certain prescribed regulations and wrote with a definite moral purpose. The primitivists, on the other hand, assumed that the epic was the product of the primitive bard, ignorant of rhetoric and the rules of the epic, who sang his lays to savage audiences on festival occasions."

The "official" epic of the eighteenth century is "Robinson Crusoe" by Defoe, published in 1719, a clearly heroic and aristocratic work about a man's shipwreck on a desert island and his adventures.


This is also the age in which the epic starts to be burlesqued, like in "Tom Thumb the Great" and "Jonathan Wild" by Fielding, the age in which a new kind of comic epic was introduced, like "Joseph Andrews" by the same author, although at the same time there were still examples of "serious" epics, like "Télémaque" by Fénelon.


The eighteenth century also witnessed the creation of two great works belonging to the traditional epic, as traditions are always hard to die: Pope's "Iliad" and Gibbon's "Decline and Fall of the Roman Empire".

Pope's translation of the "Iliad" is the result of six years of hard work, although Pope confessed that his work was nothing compared to Homer's, whom he admired with quasi-religious reverence. Pope also made some slight changes to the original work in his translation, like adding a certain gentility to the warriors or transforming Homer's shepherds into "conscious Swains", as this seemed to be more appropriate for the readers of his age. However, he retained most Homeric peculiarities as no other translation succeeded in doing, like the pathos he managed to convey in the description of the parting of Hector and Andromache, or the energy in the description of the pick of the Greek leaders in the thirteenth book, or the fight over the body of Patroculus. The general effect in these instances, which is the most important element of a good translation, is the same as in the original, and this is certainly a great merit of Pope's "Iliad", in spite of the liberty he took with certain details.

Pope managed to adapt the "Iliad" to his age because of his skills as a translator and a poet, of course, and also thanks to the remarkable correspondences between Homer's age and his own age, the age of Queen Anne, like the power in the hands of the nobles in time of war.


Gibbon always showed a remarkable interest in the epic, although, as we notice in "Decline and Fall of the Roman Empire", his talent is much more evident in conveying ideas rather than describing people or heroes - great general truths and moral lessons -, as history's task for Gibbon was exactly this: to offer general lessons in morality.

The lessons we find in Gibbon's work are for example the combination of disillusionment about humanity and a moderate belief in progress ("liberty" and "enlightenment"), typical of the eighteenth century, the condemnation of religious fanaticism, and the destructive power of religious strife.

Gibbon was also an incredibly strong man and a unique intellectual. He spent twenty years on his work, and at the end he was just as fresh as at the beginning, and although we cannot call his work "epic" in the strictest sense of the term, as it is more historical than epic, it certainly expresses the mindset of eighteenth-century Britain in the age of Hume in a manner remindful of the epic.


By the beginning of the nineteenth century, the idea of the epic and its zeal had almost perished. The few attempts at an epic work were unsuccessful, like Crabbe's, an impossibility of attainment of which he was fully conscious. The old mystical idea of the epic itself didn't exist any more in the nineteenth century, as new forces and interests were gaining ground. The more and more complex lifestyle and the ever expanding stock of human learning made it impossible to write an epic that spanned a whole society as required by the traditional epic. The new era required new thought patterns and a new literature. The most suitable style remindful of the epic now became the middle-class novel. The first of the "Waverly Novels" by Scott, for instance, represent an epic area in themselves with their wide, all-embracing themes. Another excellent example of "modern" epic is George Eliot's "Middlemarch" (in the late nineteenth century), which describes the stories of some of the inhabitants of a small English town on the eve of the Reform Bill of 1832.


The twentieth century has also produced some significant poetry works of epic scope, like "Savitri" by Aurobindo Ghose, "The Odyssey: A Modern Sequel" by Nikos Kazantzakis, "Paterson" by William Carlos Williams, to name just a few, as well as new kinds of modern epics like "The Prelude" by William Wordsworth (a long lyric biographical poem), "Der Ring der Nibelungen" by Richard Wagner (an opera), "The Waste Land" by T. S. Eliot, and "The Cantos" by Ezra Pound.


To conclude, I would like to remark that with different objectives and styles, new forms of epics will continue to be written also in the twenty-first century, as we are witnessing in the works of the proponents of "Expansive Poetry", an umbrella term coined by Frederick Feirstein for a new kind of long poetry started in the 1980s and characterized by strong narrative and dramatic elements.


References:

Bjork, R. and Niles, J., A Beowulf Handbook, University of Exeter Press, Exeter, Devon 1997

Britannica 2002 Deluxe Edition

Dubois, P., History, rhetorical description and the epic, D.S. Brewer, Cambridge 1982

http://en.wikipedia.org/wiki/Main_Page

http://teenwriting.about.com/library/weekly/bltopicindex.htm

http://www.victorianweb.org/genre/epic2.html

Tillyard, E.M.W., The English Epic and Its Background, Chatto and Windus, London 1954


Footnotes:

1 Length is a characteristic of the epic and one of the main differences between epic and tragedy. Tragic though can be contained in the epic, as Huxley remarked. Aristotle even described the epic in his "Poetics" as a mode of imitation comparable with the tragedy.

2 This is not problematic because the epic usually deals with familiar themes of assumed historicity.

3 The word "epic" comes from Greek "epein", "to speak".

4 In both space and time.

5 Occasionally though, there are extra syllables, and the stresses may vary too, so that in "Paradise Lost" the rhythm is never monotonous, but rather adapts to the sense of a particular theme.

6 This does not mean though, of course, that Milton's language is not dignified.

7 The whole is represented by the part, the embedded ekphrasis. Sometimes, the ekphrasis can stand for other poems.

8 Dante uses for example the written work of his own past to build part of the mountain of Purgatory.

9 Spenser was granted a life pension for it.

10 The most significant works of this period are "Mirror for Magistrates", a collection of English Renaissance narrative poems, the "Barons' Wars" by Michael Drayton, and "Albion's England" by William Warner, although they didn't correspond to the traditional standards of the epic.

11 In Dante the hero always moves forward, until he reaches Paradise.

12 It was written to celebrate the naval campaigns against the Dutch and the great fire of London in 1666.

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