[391] | 1 | # -*- coding: latin-1 -*-
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[2] | 2 |
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| 3 | """Heap queue algorithm (a.k.a. priority queue).
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| 4 |
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| 5 | Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
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| 6 | all k, counting elements from 0. For the sake of comparison,
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| 7 | non-existing elements are considered to be infinite. The interesting
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| 8 | property of a heap is that a[0] is always its smallest element.
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| 9 |
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| 10 | Usage:
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| 11 |
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| 12 | heap = [] # creates an empty heap
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| 13 | heappush(heap, item) # pushes a new item on the heap
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| 14 | item = heappop(heap) # pops the smallest item from the heap
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| 15 | item = heap[0] # smallest item on the heap without popping it
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| 16 | heapify(x) # transforms list into a heap, in-place, in linear time
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| 17 | item = heapreplace(heap, item) # pops and returns smallest item, and adds
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| 18 | # new item; the heap size is unchanged
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| 19 |
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| 20 | Our API differs from textbook heap algorithms as follows:
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| 21 |
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| 22 | - We use 0-based indexing. This makes the relationship between the
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| 23 | index for a node and the indexes for its children slightly less
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| 24 | obvious, but is more suitable since Python uses 0-based indexing.
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| 25 |
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| 26 | - Our heappop() method returns the smallest item, not the largest.
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| 27 |
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| 28 | These two make it possible to view the heap as a regular Python list
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| 29 | without surprises: heap[0] is the smallest item, and heap.sort()
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| 30 | maintains the heap invariant!
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| 31 | """
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| 32 |
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| 33 | # Original code by Kevin O'Connor, augmented by Tim Peters and Raymond Hettinger
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| 34 |
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| 35 | __about__ = """Heap queues
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| 36 |
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| 37 | [explanation by François Pinard]
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| 38 |
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| 39 | Heaps are arrays for which a[k] <= a[2*k+1] and a[k] <= a[2*k+2] for
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| 40 | all k, counting elements from 0. For the sake of comparison,
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| 41 | non-existing elements are considered to be infinite. The interesting
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| 42 | property of a heap is that a[0] is always its smallest element.
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| 43 |
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| 44 | The strange invariant above is meant to be an efficient memory
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| 45 | representation for a tournament. The numbers below are `k', not a[k]:
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| 46 |
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| 47 | 0
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| 48 |
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| 49 | 1 2
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| 50 |
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| 51 | 3 4 5 6
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| 52 |
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| 53 | 7 8 9 10 11 12 13 14
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| 54 |
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| 55 | 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
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| 56 |
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| 57 |
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| 58 | In the tree above, each cell `k' is topping `2*k+1' and `2*k+2'. In
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| 59 | an usual binary tournament we see in sports, each cell is the winner
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| 60 | over the two cells it tops, and we can trace the winner down the tree
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| 61 | to see all opponents s/he had. However, in many computer applications
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| 62 | of such tournaments, we do not need to trace the history of a winner.
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| 63 | To be more memory efficient, when a winner is promoted, we try to
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| 64 | replace it by something else at a lower level, and the rule becomes
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| 65 | that a cell and the two cells it tops contain three different items,
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| 66 | but the top cell "wins" over the two topped cells.
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| 67 |
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| 68 | If this heap invariant is protected at all time, index 0 is clearly
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| 69 | the overall winner. The simplest algorithmic way to remove it and
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| 70 | find the "next" winner is to move some loser (let's say cell 30 in the
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| 71 | diagram above) into the 0 position, and then percolate this new 0 down
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| 72 | the tree, exchanging values, until the invariant is re-established.
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| 73 | This is clearly logarithmic on the total number of items in the tree.
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| 74 | By iterating over all items, you get an O(n ln n) sort.
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| 75 |
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| 76 | A nice feature of this sort is that you can efficiently insert new
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| 77 | items while the sort is going on, provided that the inserted items are
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| 78 | not "better" than the last 0'th element you extracted. This is
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| 79 | especially useful in simulation contexts, where the tree holds all
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| 80 | incoming events, and the "win" condition means the smallest scheduled
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| 81 | time. When an event schedule other events for execution, they are
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| 82 | scheduled into the future, so they can easily go into the heap. So, a
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| 83 | heap is a good structure for implementing schedulers (this is what I
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| 84 | used for my MIDI sequencer :-).
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| 85 |
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| 86 | Various structures for implementing schedulers have been extensively
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| 87 | studied, and heaps are good for this, as they are reasonably speedy,
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| 88 | the speed is almost constant, and the worst case is not much different
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| 89 | than the average case. However, there are other representations which
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| 90 | are more efficient overall, yet the worst cases might be terrible.
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| 91 |
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| 92 | Heaps are also very useful in big disk sorts. You most probably all
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| 93 | know that a big sort implies producing "runs" (which are pre-sorted
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| 94 | sequences, which size is usually related to the amount of CPU memory),
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| 95 | followed by a merging passes for these runs, which merging is often
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| 96 | very cleverly organised[1]. It is very important that the initial
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| 97 | sort produces the longest runs possible. Tournaments are a good way
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| 98 | to that. If, using all the memory available to hold a tournament, you
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| 99 | replace and percolate items that happen to fit the current run, you'll
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| 100 | produce runs which are twice the size of the memory for random input,
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| 101 | and much better for input fuzzily ordered.
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| 102 |
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| 103 | Moreover, if you output the 0'th item on disk and get an input which
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| 104 | may not fit in the current tournament (because the value "wins" over
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| 105 | the last output value), it cannot fit in the heap, so the size of the
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| 106 | heap decreases. The freed memory could be cleverly reused immediately
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| 107 | for progressively building a second heap, which grows at exactly the
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| 108 | same rate the first heap is melting. When the first heap completely
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| 109 | vanishes, you switch heaps and start a new run. Clever and quite
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| 110 | effective!
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| 111 |
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| 112 | In a word, heaps are useful memory structures to know. I use them in
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| 113 | a few applications, and I think it is good to keep a `heap' module
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| 114 | around. :-)
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| 115 |
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| 116 | --------------------
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| 117 | [1] The disk balancing algorithms which are current, nowadays, are
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| 118 | more annoying than clever, and this is a consequence of the seeking
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| 119 | capabilities of the disks. On devices which cannot seek, like big
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| 120 | tape drives, the story was quite different, and one had to be very
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| 121 | clever to ensure (far in advance) that each tape movement will be the
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| 122 | most effective possible (that is, will best participate at
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| 123 | "progressing" the merge). Some tapes were even able to read
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| 124 | backwards, and this was also used to avoid the rewinding time.
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| 125 | Believe me, real good tape sorts were quite spectacular to watch!
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| 126 | From all times, sorting has always been a Great Art! :-)
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| 127 | """
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| 128 |
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| 129 | __all__ = ['heappush', 'heappop', 'heapify', 'heapreplace', 'merge',
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| 130 | 'nlargest', 'nsmallest', 'heappushpop']
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| 131 |
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[391] | 132 | from itertools import islice, count, imap, izip, tee, chain
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| 133 | from operator import itemgetter
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[2] | 134 |
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[391] | 135 | def cmp_lt(x, y):
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| 136 | # Use __lt__ if available; otherwise, try __le__.
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| 137 | # In Py3.x, only __lt__ will be called.
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| 138 | return (x < y) if hasattr(x, '__lt__') else (not y <= x)
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| 139 |
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[2] | 140 | def heappush(heap, item):
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| 141 | """Push item onto heap, maintaining the heap invariant."""
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| 142 | heap.append(item)
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| 143 | _siftdown(heap, 0, len(heap)-1)
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| 144 |
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| 145 | def heappop(heap):
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| 146 | """Pop the smallest item off the heap, maintaining the heap invariant."""
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| 147 | lastelt = heap.pop() # raises appropriate IndexError if heap is empty
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| 148 | if heap:
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| 149 | returnitem = heap[0]
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| 150 | heap[0] = lastelt
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| 151 | _siftup(heap, 0)
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| 152 | else:
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| 153 | returnitem = lastelt
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| 154 | return returnitem
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| 155 |
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| 156 | def heapreplace(heap, item):
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| 157 | """Pop and return the current smallest value, and add the new item.
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| 158 |
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| 159 | This is more efficient than heappop() followed by heappush(), and can be
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| 160 | more appropriate when using a fixed-size heap. Note that the value
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| 161 | returned may be larger than item! That constrains reasonable uses of
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| 162 | this routine unless written as part of a conditional replacement:
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| 163 |
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| 164 | if item > heap[0]:
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| 165 | item = heapreplace(heap, item)
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| 166 | """
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| 167 | returnitem = heap[0] # raises appropriate IndexError if heap is empty
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| 168 | heap[0] = item
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| 169 | _siftup(heap, 0)
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| 170 | return returnitem
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| 171 |
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| 172 | def heappushpop(heap, item):
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| 173 | """Fast version of a heappush followed by a heappop."""
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[391] | 174 | if heap and cmp_lt(heap[0], item):
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[2] | 175 | item, heap[0] = heap[0], item
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| 176 | _siftup(heap, 0)
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| 177 | return item
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| 178 |
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| 179 | def heapify(x):
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[391] | 180 | """Transform list into a heap, in-place, in O(len(x)) time."""
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[2] | 181 | n = len(x)
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| 182 | # Transform bottom-up. The largest index there's any point to looking at
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| 183 | # is the largest with a child index in-range, so must have 2*i + 1 < n,
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| 184 | # or i < (n-1)/2. If n is even = 2*j, this is (2*j-1)/2 = j-1/2 so
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| 185 | # j-1 is the largest, which is n//2 - 1. If n is odd = 2*j+1, this is
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| 186 | # (2*j+1-1)/2 = j so j-1 is the largest, and that's again n//2-1.
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| 187 | for i in reversed(xrange(n//2)):
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| 188 | _siftup(x, i)
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| 189 |
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[391] | 190 | def _heappushpop_max(heap, item):
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| 191 | """Maxheap version of a heappush followed by a heappop."""
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| 192 | if heap and cmp_lt(item, heap[0]):
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| 193 | item, heap[0] = heap[0], item
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| 194 | _siftup_max(heap, 0)
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| 195 | return item
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| 196 |
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| 197 | def _heapify_max(x):
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| 198 | """Transform list into a maxheap, in-place, in O(len(x)) time."""
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| 199 | n = len(x)
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| 200 | for i in reversed(range(n//2)):
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| 201 | _siftup_max(x, i)
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| 202 |
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[2] | 203 | def nlargest(n, iterable):
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| 204 | """Find the n largest elements in a dataset.
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| 205 |
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| 206 | Equivalent to: sorted(iterable, reverse=True)[:n]
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| 207 | """
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[391] | 208 | if n < 0:
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| 209 | return []
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[2] | 210 | it = iter(iterable)
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| 211 | result = list(islice(it, n))
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| 212 | if not result:
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| 213 | return result
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| 214 | heapify(result)
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| 215 | _heappushpop = heappushpop
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| 216 | for elem in it:
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| 217 | _heappushpop(result, elem)
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| 218 | result.sort(reverse=True)
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| 219 | return result
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| 220 |
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| 221 | def nsmallest(n, iterable):
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| 222 | """Find the n smallest elements in a dataset.
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| 223 |
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| 224 | Equivalent to: sorted(iterable)[:n]
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| 225 | """
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[391] | 226 | if n < 0:
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| 227 | return []
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| 228 | it = iter(iterable)
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| 229 | result = list(islice(it, n))
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| 230 | if not result:
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[2] | 231 | return result
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[391] | 232 | _heapify_max(result)
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| 233 | _heappushpop = _heappushpop_max
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| 234 | for elem in it:
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| 235 | _heappushpop(result, elem)
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| 236 | result.sort()
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| 237 | return result
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[2] | 238 |
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| 239 | # 'heap' is a heap at all indices >= startpos, except possibly for pos. pos
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| 240 | # is the index of a leaf with a possibly out-of-order value. Restore the
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| 241 | # heap invariant.
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| 242 | def _siftdown(heap, startpos, pos):
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| 243 | newitem = heap[pos]
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| 244 | # Follow the path to the root, moving parents down until finding a place
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| 245 | # newitem fits.
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| 246 | while pos > startpos:
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| 247 | parentpos = (pos - 1) >> 1
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| 248 | parent = heap[parentpos]
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[391] | 249 | if cmp_lt(newitem, parent):
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[2] | 250 | heap[pos] = parent
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| 251 | pos = parentpos
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| 252 | continue
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| 253 | break
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| 254 | heap[pos] = newitem
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| 255 |
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| 256 | # The child indices of heap index pos are already heaps, and we want to make
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| 257 | # a heap at index pos too. We do this by bubbling the smaller child of
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| 258 | # pos up (and so on with that child's children, etc) until hitting a leaf,
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| 259 | # then using _siftdown to move the oddball originally at index pos into place.
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| 260 | #
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| 261 | # We *could* break out of the loop as soon as we find a pos where newitem <=
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| 262 | # both its children, but turns out that's not a good idea, and despite that
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| 263 | # many books write the algorithm that way. During a heap pop, the last array
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| 264 | # element is sifted in, and that tends to be large, so that comparing it
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| 265 | # against values starting from the root usually doesn't pay (= usually doesn't
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| 266 | # get us out of the loop early). See Knuth, Volume 3, where this is
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| 267 | # explained and quantified in an exercise.
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| 268 | #
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| 269 | # Cutting the # of comparisons is important, since these routines have no
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| 270 | # way to extract "the priority" from an array element, so that intelligence
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| 271 | # is likely to be hiding in custom __cmp__ methods, or in array elements
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| 272 | # storing (priority, record) tuples. Comparisons are thus potentially
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| 273 | # expensive.
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| 274 | #
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| 275 | # On random arrays of length 1000, making this change cut the number of
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| 276 | # comparisons made by heapify() a little, and those made by exhaustive
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| 277 | # heappop() a lot, in accord with theory. Here are typical results from 3
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| 278 | # runs (3 just to demonstrate how small the variance is):
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| 279 | #
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| 280 | # Compares needed by heapify Compares needed by 1000 heappops
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| 281 | # -------------------------- --------------------------------
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| 282 | # 1837 cut to 1663 14996 cut to 8680
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| 283 | # 1855 cut to 1659 14966 cut to 8678
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| 284 | # 1847 cut to 1660 15024 cut to 8703
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| 285 | #
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| 286 | # Building the heap by using heappush() 1000 times instead required
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| 287 | # 2198, 2148, and 2219 compares: heapify() is more efficient, when
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| 288 | # you can use it.
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| 289 | #
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| 290 | # The total compares needed by list.sort() on the same lists were 8627,
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| 291 | # 8627, and 8632 (this should be compared to the sum of heapify() and
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| 292 | # heappop() compares): list.sort() is (unsurprisingly!) more efficient
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| 293 | # for sorting.
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| 294 |
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| 295 | def _siftup(heap, pos):
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| 296 | endpos = len(heap)
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| 297 | startpos = pos
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| 298 | newitem = heap[pos]
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| 299 | # Bubble up the smaller child until hitting a leaf.
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| 300 | childpos = 2*pos + 1 # leftmost child position
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| 301 | while childpos < endpos:
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| 302 | # Set childpos to index of smaller child.
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| 303 | rightpos = childpos + 1
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[391] | 304 | if rightpos < endpos and not cmp_lt(heap[childpos], heap[rightpos]):
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[2] | 305 | childpos = rightpos
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| 306 | # Move the smaller child up.
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| 307 | heap[pos] = heap[childpos]
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| 308 | pos = childpos
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| 309 | childpos = 2*pos + 1
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| 310 | # The leaf at pos is empty now. Put newitem there, and bubble it up
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| 311 | # to its final resting place (by sifting its parents down).
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| 312 | heap[pos] = newitem
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| 313 | _siftdown(heap, startpos, pos)
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| 314 |
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[391] | 315 | def _siftdown_max(heap, startpos, pos):
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| 316 | 'Maxheap variant of _siftdown'
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| 317 | newitem = heap[pos]
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| 318 | # Follow the path to the root, moving parents down until finding a place
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| 319 | # newitem fits.
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| 320 | while pos > startpos:
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| 321 | parentpos = (pos - 1) >> 1
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| 322 | parent = heap[parentpos]
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| 323 | if cmp_lt(parent, newitem):
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| 324 | heap[pos] = parent
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| 325 | pos = parentpos
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| 326 | continue
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| 327 | break
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| 328 | heap[pos] = newitem
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| 329 |
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| 330 | def _siftup_max(heap, pos):
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| 331 | 'Maxheap variant of _siftup'
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| 332 | endpos = len(heap)
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| 333 | startpos = pos
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| 334 | newitem = heap[pos]
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| 335 | # Bubble up the larger child until hitting a leaf.
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| 336 | childpos = 2*pos + 1 # leftmost child position
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| 337 | while childpos < endpos:
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| 338 | # Set childpos to index of larger child.
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| 339 | rightpos = childpos + 1
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| 340 | if rightpos < endpos and not cmp_lt(heap[rightpos], heap[childpos]):
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| 341 | childpos = rightpos
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| 342 | # Move the larger child up.
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| 343 | heap[pos] = heap[childpos]
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| 344 | pos = childpos
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| 345 | childpos = 2*pos + 1
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| 346 | # The leaf at pos is empty now. Put newitem there, and bubble it up
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| 347 | # to its final resting place (by sifting its parents down).
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| 348 | heap[pos] = newitem
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| 349 | _siftdown_max(heap, startpos, pos)
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| 350 |
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[2] | 351 | # If available, use C implementation
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| 352 | try:
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[391] | 353 | from _heapq import *
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[2] | 354 | except ImportError:
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| 355 | pass
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| 356 |
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| 357 | def merge(*iterables):
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| 358 | '''Merge multiple sorted inputs into a single sorted output.
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| 359 |
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| 360 | Similar to sorted(itertools.chain(*iterables)) but returns a generator,
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| 361 | does not pull the data into memory all at once, and assumes that each of
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| 362 | the input streams is already sorted (smallest to largest).
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| 363 |
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| 364 | >>> list(merge([1,3,5,7], [0,2,4,8], [5,10,15,20], [], [25]))
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| 365 | [0, 1, 2, 3, 4, 5, 5, 7, 8, 10, 15, 20, 25]
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| 366 |
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| 367 | '''
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| 368 | _heappop, _heapreplace, _StopIteration = heappop, heapreplace, StopIteration
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[391] | 369 | _len = len
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[2] | 370 |
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| 371 | h = []
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| 372 | h_append = h.append
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| 373 | for itnum, it in enumerate(map(iter, iterables)):
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| 374 | try:
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| 375 | next = it.next
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| 376 | h_append([next(), itnum, next])
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| 377 | except _StopIteration:
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| 378 | pass
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| 379 | heapify(h)
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| 380 |
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[391] | 381 | while _len(h) > 1:
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[2] | 382 | try:
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| 383 | while 1:
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[391] | 384 | v, itnum, next = s = h[0]
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[2] | 385 | yield v
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| 386 | s[0] = next() # raises StopIteration when exhausted
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| 387 | _heapreplace(h, s) # restore heap condition
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| 388 | except _StopIteration:
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| 389 | _heappop(h) # remove empty iterator
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[391] | 390 | if h:
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| 391 | # fast case when only a single iterator remains
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| 392 | v, itnum, next = h[0]
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| 393 | yield v
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| 394 | for v in next.__self__:
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| 395 | yield v
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[2] | 396 |
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| 397 | # Extend the implementations of nsmallest and nlargest to use a key= argument
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| 398 | _nsmallest = nsmallest
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| 399 | def nsmallest(n, iterable, key=None):
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| 400 | """Find the n smallest elements in a dataset.
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| 401 |
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| 402 | Equivalent to: sorted(iterable, key=key)[:n]
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| 403 | """
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[391] | 404 | # Short-cut for n==1 is to use min() when len(iterable)>0
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| 405 | if n == 1:
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| 406 | it = iter(iterable)
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| 407 | head = list(islice(it, 1))
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| 408 | if not head:
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| 409 | return []
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| 410 | if key is None:
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| 411 | return [min(chain(head, it))]
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| 412 | return [min(chain(head, it), key=key)]
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| 413 |
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| 414 | # When n>=size, it's faster to use sorted()
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| 415 | try:
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| 416 | size = len(iterable)
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| 417 | except (TypeError, AttributeError):
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| 418 | pass
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| 419 | else:
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| 420 | if n >= size:
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| 421 | return sorted(iterable, key=key)[:n]
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| 422 |
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| 423 | # When key is none, use simpler decoration
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[2] | 424 | if key is None:
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| 425 | it = izip(iterable, count()) # decorate
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| 426 | result = _nsmallest(n, it)
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| 427 | return map(itemgetter(0), result) # undecorate
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[391] | 428 |
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| 429 | # General case, slowest method
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[2] | 430 | in1, in2 = tee(iterable)
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| 431 | it = izip(imap(key, in1), count(), in2) # decorate
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| 432 | result = _nsmallest(n, it)
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| 433 | return map(itemgetter(2), result) # undecorate
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| 434 |
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| 435 | _nlargest = nlargest
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| 436 | def nlargest(n, iterable, key=None):
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| 437 | """Find the n largest elements in a dataset.
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| 438 |
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| 439 | Equivalent to: sorted(iterable, key=key, reverse=True)[:n]
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| 440 | """
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[391] | 441 |
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| 442 | # Short-cut for n==1 is to use max() when len(iterable)>0
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| 443 | if n == 1:
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| 444 | it = iter(iterable)
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| 445 | head = list(islice(it, 1))
|
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| 446 | if not head:
|
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| 447 | return []
|
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| 448 | if key is None:
|
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| 449 | return [max(chain(head, it))]
|
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| 450 | return [max(chain(head, it), key=key)]
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| 451 |
|
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| 452 | # When n>=size, it's faster to use sorted()
|
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| 453 | try:
|
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| 454 | size = len(iterable)
|
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| 455 | except (TypeError, AttributeError):
|
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| 456 | pass
|
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| 457 | else:
|
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| 458 | if n >= size:
|
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| 459 | return sorted(iterable, key=key, reverse=True)[:n]
|
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| 460 |
|
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| 461 | # When key is none, use simpler decoration
|
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[2] | 462 | if key is None:
|
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[391] | 463 | it = izip(iterable, count(0,-1)) # decorate
|
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[2] | 464 | result = _nlargest(n, it)
|
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| 465 | return map(itemgetter(0), result) # undecorate
|
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[391] | 466 |
|
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| 467 | # General case, slowest method
|
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[2] | 468 | in1, in2 = tee(iterable)
|
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[391] | 469 | it = izip(imap(key, in1), count(0,-1), in2) # decorate
|
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[2] | 470 | result = _nlargest(n, it)
|
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| 471 | return map(itemgetter(2), result) # undecorate
|
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| 472 |
|
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| 473 | if __name__ == "__main__":
|
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| 474 | # Simple sanity test
|
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| 475 | heap = []
|
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| 476 | data = [1, 3, 5, 7, 9, 2, 4, 6, 8, 0]
|
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| 477 | for item in data:
|
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| 478 | heappush(heap, item)
|
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| 479 | sort = []
|
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| 480 | while heap:
|
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| 481 | sort.append(heappop(heap))
|
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| 482 | print sort
|
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| 483 |
|
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| 484 | import doctest
|
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| 485 | doctest.testmod()
|
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