source: python/trunk/Doc/howto/functional.rst

Last change on this file was 391, checked in by dmik, 11 years ago

python: Merge vendor 2.7.6 to trunk.

  • Property svn:eol-style set to native
File size: 46.5 KB
RevLine 
[2]1********************************
2 Functional Programming HOWTO
3********************************
4
5:Author: A. M. Kuchling
6:Release: 0.31
7
8In this document, we'll take a tour of Python's features suitable for
9implementing programs in a functional style. After an introduction to the
10concepts of functional programming, we'll look at language features such as
11:term:`iterator`\s and :term:`generator`\s and relevant library modules such as
12:mod:`itertools` and :mod:`functools`.
13
14
15Introduction
16============
17
18This section explains the basic concept of functional programming; if you're
19just interested in learning about Python language features, skip to the next
20section.
21
22Programming languages support decomposing problems in several different ways:
23
24* Most programming languages are **procedural**: programs are lists of
25 instructions that tell the computer what to do with the program's input. C,
26 Pascal, and even Unix shells are procedural languages.
27
28* In **declarative** languages, you write a specification that describes the
29 problem to be solved, and the language implementation figures out how to
30 perform the computation efficiently. SQL is the declarative language you're
31 most likely to be familiar with; a SQL query describes the data set you want
32 to retrieve, and the SQL engine decides whether to scan tables or use indexes,
33 which subclauses should be performed first, etc.
34
35* **Object-oriented** programs manipulate collections of objects. Objects have
36 internal state and support methods that query or modify this internal state in
37 some way. Smalltalk and Java are object-oriented languages. C++ and Python
38 are languages that support object-oriented programming, but don't force the
39 use of object-oriented features.
40
41* **Functional** programming decomposes a problem into a set of functions.
42 Ideally, functions only take inputs and produce outputs, and don't have any
43 internal state that affects the output produced for a given input. Well-known
44 functional languages include the ML family (Standard ML, OCaml, and other
45 variants) and Haskell.
46
[391]47The designers of some computer languages choose to emphasize one particular
48approach to programming. This often makes it difficult to write programs that
49use a different approach. Other languages are multi-paradigm languages that
50support several different approaches. Lisp, C++, and Python are
51multi-paradigm; you can write programs or libraries that are largely
52procedural, object-oriented, or functional in all of these languages. In a
53large program, different sections might be written using different approaches;
54the GUI might be object-oriented while the processing logic is procedural or
[2]55functional, for example.
56
57In a functional program, input flows through a set of functions. Each function
58operates on its input and produces some output. Functional style discourages
59functions with side effects that modify internal state or make other changes
60that aren't visible in the function's return value. Functions that have no side
61effects at all are called **purely functional**. Avoiding side effects means
62not using data structures that get updated as a program runs; every function's
63output must only depend on its input.
64
65Some languages are very strict about purity and don't even have assignment
66statements such as ``a=3`` or ``c = a + b``, but it's difficult to avoid all
67side effects. Printing to the screen or writing to a disk file are side
68effects, for example. For example, in Python a ``print`` statement or a
69``time.sleep(1)`` both return no useful value; they're only called for their
70side effects of sending some text to the screen or pausing execution for a
71second.
72
73Python programs written in functional style usually won't go to the extreme of
74avoiding all I/O or all assignments; instead, they'll provide a
75functional-appearing interface but will use non-functional features internally.
76For example, the implementation of a function will still use assignments to
77local variables, but won't modify global variables or have other side effects.
78
79Functional programming can be considered the opposite of object-oriented
80programming. Objects are little capsules containing some internal state along
81with a collection of method calls that let you modify this state, and programs
82consist of making the right set of state changes. Functional programming wants
83to avoid state changes as much as possible and works with data flowing between
84functions. In Python you might combine the two approaches by writing functions
85that take and return instances representing objects in your application (e-mail
86messages, transactions, etc.).
87
88Functional design may seem like an odd constraint to work under. Why should you
89avoid objects and side effects? There are theoretical and practical advantages
90to the functional style:
91
92* Formal provability.
93* Modularity.
94* Composability.
95* Ease of debugging and testing.
96
97
98Formal provability
99------------------
100
101A theoretical benefit is that it's easier to construct a mathematical proof that
102a functional program is correct.
103
104For a long time researchers have been interested in finding ways to
105mathematically prove programs correct. This is different from testing a program
106on numerous inputs and concluding that its output is usually correct, or reading
107a program's source code and concluding that the code looks right; the goal is
108instead a rigorous proof that a program produces the right result for all
109possible inputs.
110
111The technique used to prove programs correct is to write down **invariants**,
112properties of the input data and of the program's variables that are always
113true. For each line of code, you then show that if invariants X and Y are true
114**before** the line is executed, the slightly different invariants X' and Y' are
115true **after** the line is executed. This continues until you reach the end of
116the program, at which point the invariants should match the desired conditions
117on the program's output.
118
119Functional programming's avoidance of assignments arose because assignments are
120difficult to handle with this technique; assignments can break invariants that
121were true before the assignment without producing any new invariants that can be
122propagated onward.
123
124Unfortunately, proving programs correct is largely impractical and not relevant
125to Python software. Even trivial programs require proofs that are several pages
126long; the proof of correctness for a moderately complicated program would be
127enormous, and few or none of the programs you use daily (the Python interpreter,
128your XML parser, your web browser) could be proven correct. Even if you wrote
129down or generated a proof, there would then be the question of verifying the
130proof; maybe there's an error in it, and you wrongly believe you've proved the
131program correct.
132
133
134Modularity
135----------
136
137A more practical benefit of functional programming is that it forces you to
138break apart your problem into small pieces. Programs are more modular as a
139result. It's easier to specify and write a small function that does one thing
140than a large function that performs a complicated transformation. Small
141functions are also easier to read and to check for errors.
142
143
144Ease of debugging and testing
145-----------------------------
146
147Testing and debugging a functional-style program is easier.
148
149Debugging is simplified because functions are generally small and clearly
150specified. When a program doesn't work, each function is an interface point
151where you can check that the data are correct. You can look at the intermediate
152inputs and outputs to quickly isolate the function that's responsible for a bug.
153
154Testing is easier because each function is a potential subject for a unit test.
155Functions don't depend on system state that needs to be replicated before
156running a test; instead you only have to synthesize the right input and then
157check that the output matches expectations.
158
159
160Composability
161-------------
162
163As you work on a functional-style program, you'll write a number of functions
164with varying inputs and outputs. Some of these functions will be unavoidably
165specialized to a particular application, but others will be useful in a wide
166variety of programs. For example, a function that takes a directory path and
167returns all the XML files in the directory, or a function that takes a filename
168and returns its contents, can be applied to many different situations.
169
170Over time you'll form a personal library of utilities. Often you'll assemble
171new programs by arranging existing functions in a new configuration and writing
172a few functions specialized for the current task.
173
174
175Iterators
176=========
177
178I'll start by looking at a Python language feature that's an important
179foundation for writing functional-style programs: iterators.
180
181An iterator is an object representing a stream of data; this object returns the
182data one element at a time. A Python iterator must support a method called
183``next()`` that takes no arguments and always returns the next element of the
184stream. If there are no more elements in the stream, ``next()`` must raise the
185``StopIteration`` exception. Iterators don't have to be finite, though; it's
186perfectly reasonable to write an iterator that produces an infinite stream of
187data.
188
189The built-in :func:`iter` function takes an arbitrary object and tries to return
190an iterator that will return the object's contents or elements, raising
191:exc:`TypeError` if the object doesn't support iteration. Several of Python's
192built-in data types support iteration, the most common being lists and
193dictionaries. An object is called an **iterable** object if you can get an
194iterator for it.
195
196You can experiment with the iteration interface manually:
197
198 >>> L = [1,2,3]
199 >>> it = iter(L)
200 >>> print it
201 <...iterator object at ...>
202 >>> it.next()
203 1
204 >>> it.next()
205 2
206 >>> it.next()
207 3
208 >>> it.next()
209 Traceback (most recent call last):
210 File "<stdin>", line 1, in ?
211 StopIteration
212 >>>
213
214Python expects iterable objects in several different contexts, the most
215important being the ``for`` statement. In the statement ``for X in Y``, Y must
216be an iterator or some object for which ``iter()`` can create an iterator.
217These two statements are equivalent::
218
219 for i in iter(obj):
220 print i
221
222 for i in obj:
223 print i
224
225Iterators can be materialized as lists or tuples by using the :func:`list` or
226:func:`tuple` constructor functions:
227
228 >>> L = [1,2,3]
229 >>> iterator = iter(L)
230 >>> t = tuple(iterator)
231 >>> t
232 (1, 2, 3)
233
234Sequence unpacking also supports iterators: if you know an iterator will return
235N elements, you can unpack them into an N-tuple:
236
237 >>> L = [1,2,3]
238 >>> iterator = iter(L)
239 >>> a,b,c = iterator
240 >>> a,b,c
241 (1, 2, 3)
242
243Built-in functions such as :func:`max` and :func:`min` can take a single
244iterator argument and will return the largest or smallest element. The ``"in"``
245and ``"not in"`` operators also support iterators: ``X in iterator`` is true if
246X is found in the stream returned by the iterator. You'll run into obvious
[391]247problems if the iterator is infinite; ``max()``, ``min()``
[2]248will never return, and if the element X never appears in the stream, the
[391]249``"in"`` and ``"not in"`` operators won't return either.
[2]250
251Note that you can only go forward in an iterator; there's no way to get the
252previous element, reset the iterator, or make a copy of it. Iterator objects
253can optionally provide these additional capabilities, but the iterator protocol
254only specifies the ``next()`` method. Functions may therefore consume all of
255the iterator's output, and if you need to do something different with the same
256stream, you'll have to create a new iterator.
257
258
259
260Data Types That Support Iterators
261---------------------------------
262
263We've already seen how lists and tuples support iterators. In fact, any Python
264sequence type, such as strings, will automatically support creation of an
265iterator.
266
267Calling :func:`iter` on a dictionary returns an iterator that will loop over the
268dictionary's keys:
269
270.. not a doctest since dict ordering varies across Pythons
271
272::
273
274 >>> m = {'Jan': 1, 'Feb': 2, 'Mar': 3, 'Apr': 4, 'May': 5, 'Jun': 6,
275 ... 'Jul': 7, 'Aug': 8, 'Sep': 9, 'Oct': 10, 'Nov': 11, 'Dec': 12}
276 >>> for key in m:
277 ... print key, m[key]
278 Mar 3
279 Feb 2
280 Aug 8
281 Sep 9
282 Apr 4
283 Jun 6
284 Jul 7
285 Jan 1
286 May 5
287 Nov 11
288 Dec 12
289 Oct 10
290
291Note that the order is essentially random, because it's based on the hash
292ordering of the objects in the dictionary.
293
294Applying ``iter()`` to a dictionary always loops over the keys, but dictionaries
295have methods that return other iterators. If you want to iterate over keys,
296values, or key/value pairs, you can explicitly call the ``iterkeys()``,
297``itervalues()``, or ``iteritems()`` methods to get an appropriate iterator.
298
299The :func:`dict` constructor can accept an iterator that returns a finite stream
300of ``(key, value)`` tuples:
301
302 >>> L = [('Italy', 'Rome'), ('France', 'Paris'), ('US', 'Washington DC')]
303 >>> dict(iter(L))
304 {'Italy': 'Rome', 'US': 'Washington DC', 'France': 'Paris'}
305
306Files also support iteration by calling the ``readline()`` method until there
307are no more lines in the file. This means you can read each line of a file like
308this::
309
310 for line in file:
311 # do something for each line
312 ...
313
314Sets can take their contents from an iterable and let you iterate over the set's
315elements::
316
317 S = set((2, 3, 5, 7, 11, 13))
318 for i in S:
319 print i
320
321
322
323Generator expressions and list comprehensions
324=============================================
325
326Two common operations on an iterator's output are 1) performing some operation
327for every element, 2) selecting a subset of elements that meet some condition.
328For example, given a list of strings, you might want to strip off trailing
329whitespace from each line or extract all the strings containing a given
330substring.
331
332List comprehensions and generator expressions (short form: "listcomps" and
333"genexps") are a concise notation for such operations, borrowed from the
[391]334functional programming language Haskell (http://www.haskell.org/). You can strip
[2]335all the whitespace from a stream of strings with the following code::
336
337 line_list = [' line 1\n', 'line 2 \n', ...]
338
339 # Generator expression -- returns iterator
340 stripped_iter = (line.strip() for line in line_list)
341
342 # List comprehension -- returns list
343 stripped_list = [line.strip() for line in line_list]
344
345You can select only certain elements by adding an ``"if"`` condition::
346
347 stripped_list = [line.strip() for line in line_list
348 if line != ""]
349
350With a list comprehension, you get back a Python list; ``stripped_list`` is a
351list containing the resulting lines, not an iterator. Generator expressions
352return an iterator that computes the values as necessary, not needing to
353materialize all the values at once. This means that list comprehensions aren't
354useful if you're working with iterators that return an infinite stream or a very
355large amount of data. Generator expressions are preferable in these situations.
356
357Generator expressions are surrounded by parentheses ("()") and list
358comprehensions are surrounded by square brackets ("[]"). Generator expressions
359have the form::
360
361 ( expression for expr in sequence1
362 if condition1
363 for expr2 in sequence2
364 if condition2
365 for expr3 in sequence3 ...
366 if condition3
367 for exprN in sequenceN
368 if conditionN )
369
370Again, for a list comprehension only the outside brackets are different (square
371brackets instead of parentheses).
372
373The elements of the generated output will be the successive values of
374``expression``. The ``if`` clauses are all optional; if present, ``expression``
375is only evaluated and added to the result when ``condition`` is true.
376
377Generator expressions always have to be written inside parentheses, but the
378parentheses signalling a function call also count. If you want to create an
379iterator that will be immediately passed to a function you can write::
380
381 obj_total = sum(obj.count for obj in list_all_objects())
382
383The ``for...in`` clauses contain the sequences to be iterated over. The
384sequences do not have to be the same length, because they are iterated over from
385left to right, **not** in parallel. For each element in ``sequence1``,
386``sequence2`` is looped over from the beginning. ``sequence3`` is then looped
387over for each resulting pair of elements from ``sequence1`` and ``sequence2``.
388
389To put it another way, a list comprehension or generator expression is
390equivalent to the following Python code::
391
392 for expr1 in sequence1:
393 if not (condition1):
394 continue # Skip this element
395 for expr2 in sequence2:
396 if not (condition2):
397 continue # Skip this element
398 ...
399 for exprN in sequenceN:
400 if not (conditionN):
401 continue # Skip this element
402
403 # Output the value of
404 # the expression.
405
406This means that when there are multiple ``for...in`` clauses but no ``if``
407clauses, the length of the resulting output will be equal to the product of the
408lengths of all the sequences. If you have two lists of length 3, the output
409list is 9 elements long:
410
411.. doctest::
412 :options: +NORMALIZE_WHITESPACE
413
414 >>> seq1 = 'abc'
415 >>> seq2 = (1,2,3)
416 >>> [(x,y) for x in seq1 for y in seq2]
417 [('a', 1), ('a', 2), ('a', 3),
418 ('b', 1), ('b', 2), ('b', 3),
419 ('c', 1), ('c', 2), ('c', 3)]
420
421To avoid introducing an ambiguity into Python's grammar, if ``expression`` is
422creating a tuple, it must be surrounded with parentheses. The first list
423comprehension below is a syntax error, while the second one is correct::
424
425 # Syntax error
426 [ x,y for x in seq1 for y in seq2]
427 # Correct
428 [ (x,y) for x in seq1 for y in seq2]
429
430
431Generators
432==========
433
434Generators are a special class of functions that simplify the task of writing
435iterators. Regular functions compute a value and return it, but generators
436return an iterator that returns a stream of values.
437
438You're doubtless familiar with how regular function calls work in Python or C.
439When you call a function, it gets a private namespace where its local variables
440are created. When the function reaches a ``return`` statement, the local
441variables are destroyed and the value is returned to the caller. A later call
442to the same function creates a new private namespace and a fresh set of local
443variables. But, what if the local variables weren't thrown away on exiting a
444function? What if you could later resume the function where it left off? This
445is what generators provide; they can be thought of as resumable functions.
446
447Here's the simplest example of a generator function:
448
449.. testcode::
450
451 def generate_ints(N):
452 for i in range(N):
453 yield i
454
455Any function containing a ``yield`` keyword is a generator function; this is
456detected by Python's :term:`bytecode` compiler which compiles the function
457specially as a result.
458
459When you call a generator function, it doesn't return a single value; instead it
460returns a generator object that supports the iterator protocol. On executing
461the ``yield`` expression, the generator outputs the value of ``i``, similar to a
462``return`` statement. The big difference between ``yield`` and a ``return``
463statement is that on reaching a ``yield`` the generator's state of execution is
464suspended and local variables are preserved. On the next call to the
465generator's ``.next()`` method, the function will resume executing.
466
467Here's a sample usage of the ``generate_ints()`` generator:
468
469 >>> gen = generate_ints(3)
470 >>> gen
471 <generator object generate_ints at ...>
472 >>> gen.next()
473 0
474 >>> gen.next()
475 1
476 >>> gen.next()
477 2
478 >>> gen.next()
479 Traceback (most recent call last):
480 File "stdin", line 1, in ?
481 File "stdin", line 2, in generate_ints
482 StopIteration
483
484You could equally write ``for i in generate_ints(5)``, or ``a,b,c =
485generate_ints(3)``.
486
487Inside a generator function, the ``return`` statement can only be used without a
488value, and signals the end of the procession of values; after executing a
489``return`` the generator cannot return any further values. ``return`` with a
490value, such as ``return 5``, is a syntax error inside a generator function. The
491end of the generator's results can also be indicated by raising
492``StopIteration`` manually, or by just letting the flow of execution fall off
493the bottom of the function.
494
495You could achieve the effect of generators manually by writing your own class
496and storing all the local variables of the generator as instance variables. For
497example, returning a list of integers could be done by setting ``self.count`` to
4980, and having the ``next()`` method increment ``self.count`` and return it.
499However, for a moderately complicated generator, writing a corresponding class
500can be much messier.
501
502The test suite included with Python's library, ``test_generators.py``, contains
503a number of more interesting examples. Here's one generator that implements an
504in-order traversal of a tree using generators recursively. ::
505
506 # A recursive generator that generates Tree leaves in in-order.
507 def inorder(t):
508 if t:
509 for x in inorder(t.left):
510 yield x
511
512 yield t.label
513
514 for x in inorder(t.right):
515 yield x
516
517Two other examples in ``test_generators.py`` produce solutions for the N-Queens
518problem (placing N queens on an NxN chess board so that no queen threatens
519another) and the Knight's Tour (finding a route that takes a knight to every
520square of an NxN chessboard without visiting any square twice).
521
522
523
524Passing values into a generator
525-------------------------------
526
527In Python 2.4 and earlier, generators only produced output. Once a generator's
528code was invoked to create an iterator, there was no way to pass any new
529information into the function when its execution is resumed. You could hack
530together this ability by making the generator look at a global variable or by
531passing in some mutable object that callers then modify, but these approaches
532are messy.
533
534In Python 2.5 there's a simple way to pass values into a generator.
535:keyword:`yield` became an expression, returning a value that can be assigned to
536a variable or otherwise operated on::
537
538 val = (yield i)
539
540I recommend that you **always** put parentheses around a ``yield`` expression
541when you're doing something with the returned value, as in the above example.
542The parentheses aren't always necessary, but it's easier to always add them
543instead of having to remember when they're needed.
544
545(PEP 342 explains the exact rules, which are that a ``yield``-expression must
546always be parenthesized except when it occurs at the top-level expression on the
547right-hand side of an assignment. This means you can write ``val = yield i``
548but have to use parentheses when there's an operation, as in ``val = (yield i)
549+ 12``.)
550
551Values are sent into a generator by calling its ``send(value)`` method. This
552method resumes the generator's code and the ``yield`` expression returns the
553specified value. If the regular ``next()`` method is called, the ``yield``
554returns ``None``.
555
556Here's a simple counter that increments by 1 and allows changing the value of
557the internal counter.
558
559.. testcode::
560
561 def counter (maximum):
562 i = 0
563 while i < maximum:
564 val = (yield i)
565 # If value provided, change counter
566 if val is not None:
567 i = val
568 else:
569 i += 1
570
571And here's an example of changing the counter:
572
573 >>> it = counter(10)
574 >>> print it.next()
575 0
576 >>> print it.next()
577 1
578 >>> print it.send(8)
579 8
580 >>> print it.next()
581 9
582 >>> print it.next()
583 Traceback (most recent call last):
584 File "t.py", line 15, in ?
585 print it.next()
586 StopIteration
587
588Because ``yield`` will often be returning ``None``, you should always check for
589this case. Don't just use its value in expressions unless you're sure that the
590``send()`` method will be the only method used resume your generator function.
591
592In addition to ``send()``, there are two other new methods on generators:
593
594* ``throw(type, value=None, traceback=None)`` is used to raise an exception
595 inside the generator; the exception is raised by the ``yield`` expression
596 where the generator's execution is paused.
597
598* ``close()`` raises a :exc:`GeneratorExit` exception inside the generator to
599 terminate the iteration. On receiving this exception, the generator's code
600 must either raise :exc:`GeneratorExit` or :exc:`StopIteration`; catching the
601 exception and doing anything else is illegal and will trigger a
602 :exc:`RuntimeError`. ``close()`` will also be called by Python's garbage
603 collector when the generator is garbage-collected.
604
605 If you need to run cleanup code when a :exc:`GeneratorExit` occurs, I suggest
606 using a ``try: ... finally:`` suite instead of catching :exc:`GeneratorExit`.
607
608The cumulative effect of these changes is to turn generators from one-way
609producers of information into both producers and consumers.
610
611Generators also become **coroutines**, a more generalized form of subroutines.
612Subroutines are entered at one point and exited at another point (the top of the
613function, and a ``return`` statement), but coroutines can be entered, exited,
614and resumed at many different points (the ``yield`` statements).
615
616
617Built-in functions
618==================
619
620Let's look in more detail at built-in functions often used with iterators.
621
622Two of Python's built-in functions, :func:`map` and :func:`filter`, are somewhat
623obsolete; they duplicate the features of list comprehensions but return actual
624lists instead of iterators.
625
626``map(f, iterA, iterB, ...)`` returns a list containing ``f(iterA[0], iterB[0]),
627f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``.
628
629 >>> def upper(s):
630 ... return s.upper()
631
632 >>> map(upper, ['sentence', 'fragment'])
633 ['SENTENCE', 'FRAGMENT']
634
635 >>> [upper(s) for s in ['sentence', 'fragment']]
636 ['SENTENCE', 'FRAGMENT']
637
638As shown above, you can achieve the same effect with a list comprehension. The
639:func:`itertools.imap` function does the same thing but can handle infinite
640iterators; it'll be discussed later, in the section on the :mod:`itertools` module.
641
642``filter(predicate, iter)`` returns a list that contains all the sequence
643elements that meet a certain condition, and is similarly duplicated by list
644comprehensions. A **predicate** is a function that returns the truth value of
645some condition; for use with :func:`filter`, the predicate must take a single
646value.
647
648 >>> def is_even(x):
649 ... return (x % 2) == 0
650
651 >>> filter(is_even, range(10))
652 [0, 2, 4, 6, 8]
653
654This can also be written as a list comprehension:
655
656 >>> [x for x in range(10) if is_even(x)]
657 [0, 2, 4, 6, 8]
658
659:func:`filter` also has a counterpart in the :mod:`itertools` module,
660:func:`itertools.ifilter`, that returns an iterator and can therefore handle
661infinite sequences just as :func:`itertools.imap` can.
662
663``reduce(func, iter, [initial_value])`` doesn't have a counterpart in the
664:mod:`itertools` module because it cumulatively performs an operation on all the
665iterable's elements and therefore can't be applied to infinite iterables.
666``func`` must be a function that takes two elements and returns a single value.
667:func:`reduce` takes the first two elements A and B returned by the iterator and
668calculates ``func(A, B)``. It then requests the third element, C, calculates
669``func(func(A, B), C)``, combines this result with the fourth element returned,
670and continues until the iterable is exhausted. If the iterable returns no
671values at all, a :exc:`TypeError` exception is raised. If the initial value is
672supplied, it's used as a starting point and ``func(initial_value, A)`` is the
673first calculation.
674
675 >>> import operator
676 >>> reduce(operator.concat, ['A', 'BB', 'C'])
677 'ABBC'
678 >>> reduce(operator.concat, [])
679 Traceback (most recent call last):
680 ...
681 TypeError: reduce() of empty sequence with no initial value
682 >>> reduce(operator.mul, [1,2,3], 1)
683 6
684 >>> reduce(operator.mul, [], 1)
685 1
686
687If you use :func:`operator.add` with :func:`reduce`, you'll add up all the
688elements of the iterable. This case is so common that there's a special
689built-in called :func:`sum` to compute it:
690
691 >>> reduce(operator.add, [1,2,3,4], 0)
692 10
693 >>> sum([1,2,3,4])
694 10
695 >>> sum([])
696 0
697
698For many uses of :func:`reduce`, though, it can be clearer to just write the
699obvious :keyword:`for` loop::
700
701 # Instead of:
702 product = reduce(operator.mul, [1,2,3], 1)
703
704 # You can write:
705 product = 1
706 for i in [1,2,3]:
707 product *= i
708
709
710``enumerate(iter)`` counts off the elements in the iterable, returning 2-tuples
711containing the count and each element.
712
713 >>> for item in enumerate(['subject', 'verb', 'object']):
714 ... print item
715 (0, 'subject')
716 (1, 'verb')
717 (2, 'object')
718
719:func:`enumerate` is often used when looping through a list and recording the
720indexes at which certain conditions are met::
721
722 f = open('data.txt', 'r')
723 for i, line in enumerate(f):
724 if line.strip() == '':
725 print 'Blank line at line #%i' % i
726
727``sorted(iterable, [cmp=None], [key=None], [reverse=False])`` collects all the
728elements of the iterable into a list, sorts the list, and returns the sorted
729result. The ``cmp``, ``key``, and ``reverse`` arguments are passed through to
730the constructed list's ``.sort()`` method. ::
731
732 >>> import random
733 >>> # Generate 8 random numbers between [0, 10000)
734 >>> rand_list = random.sample(range(10000), 8)
735 >>> rand_list
736 [769, 7953, 9828, 6431, 8442, 9878, 6213, 2207]
737 >>> sorted(rand_list)
738 [769, 2207, 6213, 6431, 7953, 8442, 9828, 9878]
739 >>> sorted(rand_list, reverse=True)
740 [9878, 9828, 8442, 7953, 6431, 6213, 2207, 769]
741
742(For a more detailed discussion of sorting, see the Sorting mini-HOWTO in the
743Python wiki at http://wiki.python.org/moin/HowTo/Sorting.)
744
745The ``any(iter)`` and ``all(iter)`` built-ins look at the truth values of an
746iterable's contents. :func:`any` returns True if any element in the iterable is
747a true value, and :func:`all` returns True if all of the elements are true
748values:
749
750 >>> any([0,1,0])
751 True
752 >>> any([0,0,0])
753 False
754 >>> any([1,1,1])
755 True
756 >>> all([0,1,0])
757 False
758 >>> all([0,0,0])
759 False
760 >>> all([1,1,1])
761 True
762
763
764Small functions and the lambda expression
765=========================================
766
767When writing functional-style programs, you'll often need little functions that
768act as predicates or that combine elements in some way.
769
770If there's a Python built-in or a module function that's suitable, you don't
771need to define a new function at all::
772
773 stripped_lines = [line.strip() for line in lines]
774 existing_files = filter(os.path.exists, file_list)
775
776If the function you need doesn't exist, you need to write it. One way to write
777small functions is to use the ``lambda`` statement. ``lambda`` takes a number
778of parameters and an expression combining these parameters, and creates a small
779function that returns the value of the expression::
780
781 lowercase = lambda x: x.lower()
782
783 print_assign = lambda name, value: name + '=' + str(value)
784
785 adder = lambda x, y: x+y
786
787An alternative is to just use the ``def`` statement and define a function in the
788usual way::
789
790 def lowercase(x):
791 return x.lower()
792
793 def print_assign(name, value):
794 return name + '=' + str(value)
795
796 def adder(x,y):
797 return x + y
798
799Which alternative is preferable? That's a style question; my usual course is to
800avoid using ``lambda``.
801
802One reason for my preference is that ``lambda`` is quite limited in the
803functions it can define. The result has to be computable as a single
804expression, which means you can't have multiway ``if... elif... else``
805comparisons or ``try... except`` statements. If you try to do too much in a
806``lambda`` statement, you'll end up with an overly complicated expression that's
807hard to read. Quick, what's the following code doing?
808
809::
810
811 total = reduce(lambda a, b: (0, a[1] + b[1]), items)[1]
812
813You can figure it out, but it takes time to disentangle the expression to figure
814out what's going on. Using a short nested ``def`` statements makes things a
815little bit better::
816
817 def combine (a, b):
818 return 0, a[1] + b[1]
819
820 total = reduce(combine, items)[1]
821
822But it would be best of all if I had simply used a ``for`` loop::
823
824 total = 0
825 for a, b in items:
826 total += b
827
828Or the :func:`sum` built-in and a generator expression::
829
830 total = sum(b for a,b in items)
831
832Many uses of :func:`reduce` are clearer when written as ``for`` loops.
833
834Fredrik Lundh once suggested the following set of rules for refactoring uses of
835``lambda``:
836
8371) Write a lambda function.
8382) Write a comment explaining what the heck that lambda does.
8393) Study the comment for a while, and think of a name that captures the essence
840 of the comment.
8414) Convert the lambda to a def statement, using that name.
8425) Remove the comment.
843
844I really like these rules, but you're free to disagree
845about whether this lambda-free style is better.
846
847
848The itertools module
849====================
850
851The :mod:`itertools` module contains a number of commonly-used iterators as well
852as functions for combining several iterators. This section will introduce the
853module's contents by showing small examples.
854
855The module's functions fall into a few broad classes:
856
857* Functions that create a new iterator based on an existing iterator.
858* Functions for treating an iterator's elements as function arguments.
859* Functions for selecting portions of an iterator's output.
860* A function for grouping an iterator's output.
861
862Creating new iterators
863----------------------
864
865``itertools.count(n)`` returns an infinite stream of integers, increasing by 1
866each time. You can optionally supply the starting number, which defaults to 0::
867
868 itertools.count() =>
869 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
870 itertools.count(10) =>
871 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
872
873``itertools.cycle(iter)`` saves a copy of the contents of a provided iterable
874and returns a new iterator that returns its elements from first to last. The
875new iterator will repeat these elements infinitely. ::
876
877 itertools.cycle([1,2,3,4,5]) =>
878 1, 2, 3, 4, 5, 1, 2, 3, 4, 5, ...
879
880``itertools.repeat(elem, [n])`` returns the provided element ``n`` times, or
881returns the element endlessly if ``n`` is not provided. ::
882
883 itertools.repeat('abc') =>
884 abc, abc, abc, abc, abc, abc, abc, abc, abc, abc, ...
885 itertools.repeat('abc', 5) =>
886 abc, abc, abc, abc, abc
887
888``itertools.chain(iterA, iterB, ...)`` takes an arbitrary number of iterables as
889input, and returns all the elements of the first iterator, then all the elements
890of the second, and so on, until all of the iterables have been exhausted. ::
891
892 itertools.chain(['a', 'b', 'c'], (1, 2, 3)) =>
893 a, b, c, 1, 2, 3
894
895``itertools.izip(iterA, iterB, ...)`` takes one element from each iterable and
896returns them in a tuple::
897
898 itertools.izip(['a', 'b', 'c'], (1, 2, 3)) =>
899 ('a', 1), ('b', 2), ('c', 3)
900
901It's similar to the built-in :func:`zip` function, but doesn't construct an
902in-memory list and exhaust all the input iterators before returning; instead
903tuples are constructed and returned only if they're requested. (The technical
904term for this behaviour is `lazy evaluation
905<http://en.wikipedia.org/wiki/Lazy_evaluation>`__.)
906
907This iterator is intended to be used with iterables that are all of the same
908length. If the iterables are of different lengths, the resulting stream will be
909the same length as the shortest iterable. ::
910
911 itertools.izip(['a', 'b'], (1, 2, 3)) =>
912 ('a', 1), ('b', 2)
913
914You should avoid doing this, though, because an element may be taken from the
915longer iterators and discarded. This means you can't go on to use the iterators
916further because you risk skipping a discarded element.
917
918``itertools.islice(iter, [start], stop, [step])`` returns a stream that's a
919slice of the iterator. With a single ``stop`` argument, it will return the
920first ``stop`` elements. If you supply a starting index, you'll get
921``stop-start`` elements, and if you supply a value for ``step``, elements will
922be skipped accordingly. Unlike Python's string and list slicing, you can't use
923negative values for ``start``, ``stop``, or ``step``. ::
924
925 itertools.islice(range(10), 8) =>
926 0, 1, 2, 3, 4, 5, 6, 7
927 itertools.islice(range(10), 2, 8) =>
928 2, 3, 4, 5, 6, 7
929 itertools.islice(range(10), 2, 8, 2) =>
930 2, 4, 6
931
932``itertools.tee(iter, [n])`` replicates an iterator; it returns ``n``
933independent iterators that will all return the contents of the source iterator.
934If you don't supply a value for ``n``, the default is 2. Replicating iterators
935requires saving some of the contents of the source iterator, so this can consume
936significant memory if the iterator is large and one of the new iterators is
937consumed more than the others. ::
938
939 itertools.tee( itertools.count() ) =>
940 iterA, iterB
941
942 where iterA ->
943 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
944
945 and iterB ->
946 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, ...
947
948
949Calling functions on elements
950-----------------------------
951
952Two functions are used for calling other functions on the contents of an
953iterable.
954
955``itertools.imap(f, iterA, iterB, ...)`` returns a stream containing
956``f(iterA[0], iterB[0]), f(iterA[1], iterB[1]), f(iterA[2], iterB[2]), ...``::
957
958 itertools.imap(operator.add, [5, 6, 5], [1, 2, 3]) =>
959 6, 8, 8
960
961The ``operator`` module contains a set of functions corresponding to Python's
962operators. Some examples are ``operator.add(a, b)`` (adds two values),
963``operator.ne(a, b)`` (same as ``a!=b``), and ``operator.attrgetter('id')``
964(returns a callable that fetches the ``"id"`` attribute).
965
966``itertools.starmap(func, iter)`` assumes that the iterable will return a stream
967of tuples, and calls ``f()`` using these tuples as the arguments::
968
969 itertools.starmap(os.path.join,
970 [('/usr', 'bin', 'java'), ('/bin', 'python'),
971 ('/usr', 'bin', 'perl'),('/usr', 'bin', 'ruby')])
972 =>
973 /usr/bin/java, /bin/python, /usr/bin/perl, /usr/bin/ruby
974
975
976Selecting elements
977------------------
978
979Another group of functions chooses a subset of an iterator's elements based on a
980predicate.
981
982``itertools.ifilter(predicate, iter)`` returns all the elements for which the
983predicate returns true::
984
985 def is_even(x):
986 return (x % 2) == 0
987
988 itertools.ifilter(is_even, itertools.count()) =>
989 0, 2, 4, 6, 8, 10, 12, 14, ...
990
991``itertools.ifilterfalse(predicate, iter)`` is the opposite, returning all
992elements for which the predicate returns false::
993
994 itertools.ifilterfalse(is_even, itertools.count()) =>
995 1, 3, 5, 7, 9, 11, 13, 15, ...
996
997``itertools.takewhile(predicate, iter)`` returns elements for as long as the
998predicate returns true. Once the predicate returns false, the iterator will
999signal the end of its results.
1000
1001::
1002
1003 def less_than_10(x):
1004 return (x < 10)
1005
1006 itertools.takewhile(less_than_10, itertools.count()) =>
1007 0, 1, 2, 3, 4, 5, 6, 7, 8, 9
1008
1009 itertools.takewhile(is_even, itertools.count()) =>
1010 0
1011
1012``itertools.dropwhile(predicate, iter)`` discards elements while the predicate
1013returns true, and then returns the rest of the iterable's results.
1014
1015::
1016
1017 itertools.dropwhile(less_than_10, itertools.count()) =>
1018 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, ...
1019
1020 itertools.dropwhile(is_even, itertools.count()) =>
1021 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, ...
1022
1023
1024Grouping elements
1025-----------------
1026
1027The last function I'll discuss, ``itertools.groupby(iter, key_func=None)``, is
1028the most complicated. ``key_func(elem)`` is a function that can compute a key
1029value for each element returned by the iterable. If you don't supply a key
1030function, the key is simply each element itself.
1031
1032``groupby()`` collects all the consecutive elements from the underlying iterable
1033that have the same key value, and returns a stream of 2-tuples containing a key
1034value and an iterator for the elements with that key.
1035
1036::
1037
1038 city_list = [('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL'),
1039 ('Anchorage', 'AK'), ('Nome', 'AK'),
1040 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ'),
1041 ...
1042 ]
1043
1044 def get_state ((city, state)):
1045 return state
1046
1047 itertools.groupby(city_list, get_state) =>
1048 ('AL', iterator-1),
1049 ('AK', iterator-2),
1050 ('AZ', iterator-3), ...
1051
1052 where
1053 iterator-1 =>
1054 ('Decatur', 'AL'), ('Huntsville', 'AL'), ('Selma', 'AL')
1055 iterator-2 =>
1056 ('Anchorage', 'AK'), ('Nome', 'AK')
1057 iterator-3 =>
1058 ('Flagstaff', 'AZ'), ('Phoenix', 'AZ'), ('Tucson', 'AZ')
1059
1060``groupby()`` assumes that the underlying iterable's contents will already be
1061sorted based on the key. Note that the returned iterators also use the
1062underlying iterable, so you have to consume the results of iterator-1 before
1063requesting iterator-2 and its corresponding key.
1064
1065
1066The functools module
1067====================
1068
1069The :mod:`functools` module in Python 2.5 contains some higher-order functions.
1070A **higher-order function** takes one or more functions as input and returns a
1071new function. The most useful tool in this module is the
1072:func:`functools.partial` function.
1073
1074For programs written in a functional style, you'll sometimes want to construct
1075variants of existing functions that have some of the parameters filled in.
1076Consider a Python function ``f(a, b, c)``; you may wish to create a new function
1077``g(b, c)`` that's equivalent to ``f(1, b, c)``; you're filling in a value for
1078one of ``f()``'s parameters. This is called "partial function application".
1079
1080The constructor for ``partial`` takes the arguments ``(function, arg1, arg2,
1081... kwarg1=value1, kwarg2=value2)``. The resulting object is callable, so you
1082can just call it to invoke ``function`` with the filled-in arguments.
1083
1084Here's a small but realistic example::
1085
1086 import functools
1087
1088 def log (message, subsystem):
1089 "Write the contents of 'message' to the specified subsystem."
1090 print '%s: %s' % (subsystem, message)
1091 ...
1092
1093 server_log = functools.partial(log, subsystem='server')
1094 server_log('Unable to open socket')
1095
1096
1097The operator module
1098-------------------
1099
1100The :mod:`operator` module was mentioned earlier. It contains a set of
1101functions corresponding to Python's operators. These functions are often useful
1102in functional-style code because they save you from writing trivial functions
1103that perform a single operation.
1104
1105Some of the functions in this module are:
1106
1107* Math operations: ``add()``, ``sub()``, ``mul()``, ``div()``, ``floordiv()``,
1108 ``abs()``, ...
1109* Logical operations: ``not_()``, ``truth()``.
1110* Bitwise operations: ``and_()``, ``or_()``, ``invert()``.
1111* Comparisons: ``eq()``, ``ne()``, ``lt()``, ``le()``, ``gt()``, and ``ge()``.
1112* Object identity: ``is_()``, ``is_not()``.
1113
1114Consult the operator module's documentation for a complete list.
1115
1116
1117Revision History and Acknowledgements
1118=====================================
1119
1120The author would like to thank the following people for offering suggestions,
1121corrections and assistance with various drafts of this article: Ian Bicking,
1122Nick Coghlan, Nick Efford, Raymond Hettinger, Jim Jewett, Mike Krell, Leandro
1123Lameiro, Jussi Salmela, Collin Winter, Blake Winton.
1124
1125Version 0.1: posted June 30 2006.
1126
1127Version 0.11: posted July 1 2006. Typo fixes.
1128
1129Version 0.2: posted July 10 2006. Merged genexp and listcomp sections into one.
1130Typo fixes.
1131
1132Version 0.21: Added more references suggested on the tutor mailing list.
1133
1134Version 0.30: Adds a section on the ``functional`` module written by Collin
1135Winter; adds short section on the operator module; a few other edits.
1136
1137
1138References
1139==========
1140
1141General
1142-------
1143
1144**Structure and Interpretation of Computer Programs**, by Harold Abelson and
1145Gerald Jay Sussman with Julie Sussman. Full text at
1146http://mitpress.mit.edu/sicp/. In this classic textbook of computer science,
1147chapters 2 and 3 discuss the use of sequences and streams to organize the data
1148flow inside a program. The book uses Scheme for its examples, but many of the
1149design approaches described in these chapters are applicable to functional-style
1150Python code.
1151
1152http://www.defmacro.org/ramblings/fp.html: A general introduction to functional
1153programming that uses Java examples and has a lengthy historical introduction.
1154
1155http://en.wikipedia.org/wiki/Functional_programming: General Wikipedia entry
1156describing functional programming.
1157
1158http://en.wikipedia.org/wiki/Coroutine: Entry for coroutines.
1159
1160http://en.wikipedia.org/wiki/Currying: Entry for the concept of currying.
1161
1162Python-specific
1163---------------
1164
1165http://gnosis.cx/TPiP/: The first chapter of David Mertz's book
1166:title-reference:`Text Processing in Python` discusses functional programming
1167for text processing, in the section titled "Utilizing Higher-Order Functions in
1168Text Processing".
1169
1170Mertz also wrote a 3-part series of articles on functional programming
1171for IBM's DeveloperWorks site; see
1172
[391]1173`part 1 <http://www.ibm.com/developerworks/linux/library/l-prog/index.html>`__,
1174`part 2 <http://www.ibm.com/developerworks/linux/library/l-prog2/index.html>`__, and
1175`part 3 <http://www.ibm.com/developerworks/linux/library/l-prog3/index.html>`__,
[2]1176
[391]1177
[2]1178Python documentation
1179--------------------
1180
1181Documentation for the :mod:`itertools` module.
1182
1183Documentation for the :mod:`operator` module.
1184
1185:pep:`289`: "Generator Expressions"
1186
1187:pep:`342`: "Coroutines via Enhanced Generators" describes the new generator
1188features in Python 2.5.
1189
1190.. comment
1191
1192 Topics to place
1193 -----------------------------
1194
1195 XXX os.walk()
1196
1197 XXX Need a large example.
1198
1199 But will an example add much? I'll post a first draft and see
1200 what the comments say.
1201
1202.. comment
1203
1204 Original outline:
1205 Introduction
1206 Idea of FP
1207 Programs built out of functions
1208 Functions are strictly input-output, no internal state
1209 Opposed to OO programming, where objects have state
1210
1211 Why FP?
1212 Formal provability
1213 Assignment is difficult to reason about
1214 Not very relevant to Python
1215 Modularity
1216 Small functions that do one thing
1217 Debuggability:
1218 Easy to test due to lack of state
1219 Easy to verify output from intermediate steps
1220 Composability
1221 You assemble a toolbox of functions that can be mixed
1222
1223 Tackling a problem
1224 Need a significant example
1225
1226 Iterators
1227 Generators
1228 The itertools module
1229 List comprehensions
1230 Small functions and the lambda statement
1231 Built-in functions
1232 map
1233 filter
1234 reduce
1235
1236.. comment
1237
1238 Handy little function for printing part of an iterator -- used
1239 while writing this document.
1240
1241 import itertools
1242 def print_iter(it):
1243 slice = itertools.islice(it, 10)
1244 for elem in slice[:-1]:
1245 sys.stdout.write(str(elem))
1246 sys.stdout.write(', ')
1247 print elem[-1]
1248
1249
Note: See TracBrowser for help on using the repository browser.