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59 010           Calendar No. 345                            
105 th Congress  2d Session                   
SENATE           Report 105 175 
                 AMERICAN MISSILE PROTECTION ACT OF 1998                 
                 April  24, 1998.--Ordered to be printed                 
   Mr. Thurmond , from the Committee on Armed Services, submitted the    
                               following                                 
                                  REPORT                                 
                              together with                              
                      ADDITIONAL AND MINORITY VIEWS                      
                          [To accompany S. 1873]                         
       [Includes cost estimate of the Congressional Budget Office]       
      The Committee on Armed Services, to which was referred the bill (S.  
   1873) having considered the same, reports favorably thereon without     
   amendment and recommends that the bill do pass.                         
                           PURPOSE OF THE BILL                           
      S. 1873 would establish that it is the policy of the United States to
   deploy as soon as technologically possible an effective National Missile
   Defense (NMD) system capable of defending the territory of the United   
   States against limited ballistic missile attack (whether accidental,    
   unauthorized, or deliberate).                                           
      S. 1873 does not mandate specific architectural elements of the NMD  
   system, specific deployment dates, or changes to any arms control       
   agreements. It allows the Defense Department complete flexibility in    
   designing the NMD system, and, according to the Congressional Budget    
   Office, ``the bill, by itself, would have no budgetary impact.''        
                      SCOPE OF THE COMMITTEE REVIEW                      
      The Committee is reporting S. 1873 to the Senate for the following   
   reasons:                                                                
           Value of national missile defense                                       
      A commitment to deploying NMD will have two crucial impacts on the   
   security of the United States. First, it will signal to nations that    
   aspire to possess ballistic missiles with which to coerce or attack the 
   United States that pursuit of such capabilities is a waste of both time 
   and resources. In this sense, it will have a deterrent effect on        
   proliferation. Second, if some aspiring states are not deterred, a      
   commitment to deploy an NMD system will ensure that American citizens   
   and their property are protected from limited ballistic missile attack. 
           Need for a national missile defense                                     
      Current administration policy on NMD--embodied in the so-called      
   ``3+3'' ``Deployment Readiness'' program--assumes that the United States
   will be able to clearly discern the emergence of a ballistic missile    
   threat to the United States in sufficient time to deploy a defense. The 
   Committee's review found that this policy bases the security of the     
   United States against ballistic missile attack on three faulty premises:
   (1) that no threat currently exists or is emerging; (2) that when a     
   threat does emerge, it will be clearly discernable; and (3) that when   
   the threat emerges or is emerging, the United States will have          
   sufficient time to put a defense in place to deal with it. S. 1873 would
   rectify this insufficient policy by basing the security of the United   
   States against the extant and emerging threat of ballistic missile      
   attack on a firmer foundation, committing to deployment of NMD as soon  
   as the technology is ready.                                             
      As the findings in S. 1873 clearly document, a threat of ballistic   
   missile attack on the United States already exists. Although unlikely,  
   the threat of unauthorized or accidental launches from Russia or China  
   is real, and may be heightened as the armed forces of former Soviet     
   Union undergo their transition to a post-Cold War posture.              
      But there is also an imminent threat that stems from the growing,    
   widely acknowledged proliferation problem. The President has for four   
   consecutive years declared the proliferation of weapons of mass         
   destruction and their delivery systems to be a national emergency. The  
   seriousness of this problem has been articulated on numerous occasions  
   by other senior administration officials and by Congress.               
      Evidence of this growing threat abounds. The range of ballistic      
   missiles possessed by proliferant states has been steadily increasing,  
   sometimes in sudden leaps. North Korea, for example, first purchased 300
   kilometer (short-range) Scud-B missiles in the 1980s, then developed the
   500 kilometer Scud-C, is now deploying the 1000 kilometer No-Dong, and  
   is developing both a 2000 kilometer medium-range ballistic missile and a
   6000 kilometer intercontinental ballistic missile. Most recently, Iran  
   has made dramatic and sudden progress in its Shahab-3 and Shahab-4      
   medium range ballistic missiles, and Pakistan recently tested a missile 
   with a range of 1500 kilometers, five times greater than its next most  
   capable missile.                                                        
      The proliferation of technology, expertise and hardware with which to
   build a long-range ballistic missile is accelerating rapidly, spurred by
   advances in information technology and growing demand for space launch  
   vehicles, which is essentially a ballistic missile without warheads. A  
   stark reminder of this surfaced on April 4, 1998, when the New York     
   Times reported that the Justice Department has launched a criminal      
   investigation into two American companies whose technical assistance,   
   intended to troubleshoot a failed satellite launch rocket, instead may  
   have helped China solve critical guidance problems with its             
   intercontinental ballistic missiles. According to a Pentagon assessment,
   because of this assistance ``U.S. national security has been harmed.''  
           Continuing technological surprise                                       
      The Intelligence Community has been repeatedly surprised by advances 
   in ballistic missile technology achieved by less developed countries,   
   calling into question its ability to anticipate precisely when the      
   United States will be threatened by long-range ballistic missiles. In   
   1997, the Director of Central Intelligence (DCI) testified that Iran    
   could have a medium-range missile by 2007. One year later the DCI told  
   the Senate, ``since I testified, Iran's success in getting technology   
   and materials from Russian companies, combined with recent indigenous   
   Iranian advances, means that it could have a medium-range missile much  
   sooner than I assessed last year.'' A Department of State official      
   testified in September, 1997 that Iran could develop this missile in    
   ``maybe one to one-and-a-half years, and it may be shorter than that,'' 
   meaning as much as nine years sooner than had been predicted only a year
   earlier by the DCI.                                                     
      Experience has shown that variables like the amount of outside       
   assistance provided to rogue nations--factors which can significantly   
   speed the acquisition of ballistic missiles--cannot be predicted        
   reliably. On April 6, 1998, for example, Pakistan launched a ballistic  
   missile capable of reaching a range of 1500 kilometers. In November     
   1998, the Defense Department published ``Proliferation: Threat and      
   Response,'' its analysis of the world's weapons of mass destruction and 
   delivery systems. That publication contained no mention of any effort by
   Pakistan to develop such a capability, crediting Pakistan with, at best,
   a 300 km. short-range ballistic missile. Yet less than six months later,
   Pakistan successfully launched a missile with five times the range of   
   its previous most capable weapon. Pakistan claims its achievements were 
   indigenous, the government of India charges China with providing        
   assistance, and United States government officials suggest North Korea  
   may have provided the technology for the Ghauri missile. Whatever the   
   source of technological aid, one thing is clear: the United States has  
   once again been surprised by the ballistic missile achievements of      
   another state.                                                          
      There are numerous other examples of our intelligence community's    
   uneven record in anticipating ballistic missile developments in other   
   countries. This does not suggest incompetence or a lack of diligence on 
   the part of the Intelligence Community, which is staffed by competent   
   and dedicated people. But it underscores that evidence of technological 
   developments is often difficult to obtain, and that even when such      
   evidence is available, it is oftentimes difficult to discern just what  
   it means until after the fact. Indeed, the DCI told the Senate in 1997  
   that ``gaps and uncertainties preclude a good projection of exactly when
   `rest of the world' countries will deploy ICBMs.''                      
      Given this track record, the Committee believes the security of      
   American lives and property cannot be based on a hope that the United   
   States will see the next major advance in ballistic missiles long before
   it is available to coerce or harm our nation. There may be other        
   ballistic missiles in development now that seem as far off today as the 
   Shahab-3 seemed to the DCI only a year ago.                             
           Deployment preparedness is questionable under current policy            
      Despite United States experience with the technical challenges       
   presented by missile defense, the administration's policy of not        
   committing to NMD deployment is based on the assertion that the United  
   States can continue to tinker indefinitely with NMD technology, and at  
   any time after 2000 deploy a system within three short years. The       
   Committee believes this assertion is faulty for at least two reasons.   
      First, ``technology development'' does not necessarily lead to       
   deployment readiness. The purpose of a United States acquisition program
   is, according to DOD regulation 5000.2, to ``provide the needed         
   capability to the warfighter in the shortest practical time.'' This     
   means that alternative technological approaches must be narrowed, and   
   critical design trade-offs made so that the system can advance toward   
   deployment. The absence of an end-point--a deployment goal--eliminates  
   the driving force that moves a system towards readiness for the field.  
      Second, the U.S. experience has shown that missile defenses are well 
   within the realm of technical possibility but still technically         
   challenging. The administration's assertion that it will be able to     
   spring from technology development to a deployed capability in three    
   years does not accord with experience.                                  
      It is an inefficient aberration of DOD policy and practice to manage 
   a Major Defense Acquisition program so that it goes into a circling     
   pattern at some point in its development while awaiting the Intelligence
   Community's detailed characterization of some future threat. The United 
   States is developing and deploying the F 22, for example, because a new 
   air superiority fighter will be                                         
                    necessary in the middle of the next decade. Development of    
          this aircraft is not being put on hold while the United States awaits   
          information on the thrust-to-weight ratio or low observability of a new 
          enemy fighter that might appear at some time in the future. The United  
          States does not take this approach with any other Major Defense         
          Acquisition Program other than NMD.                                     
      Testifying on NMD, the Under Secretary of Defense for Acquisition and
   Technology told the House Military Procurement and Military Research and
   Development Subcommittees in February, 1998, ``There will be a system   
   deployed. There is absolutely no question the nation will have to have  
   missile defense in the future. The question is when.'' Given the        
   inevitability of the need for NMD, acknowledged by the administration,  
   the Committee believes the NMD program must be put on a more rational   
   acquisition path, which includes a commitment to deploy as soon as the  
   technology is ready.                                                    
           Summary                                                                 
      The Committee believes the need for deployment of NMD is clear. The  
   threat exists and continues to grow. The United States has been         
   regularly surprised at the pace and character of its progress. The      
   ability of the United States to clearly discern those threats well in   
   advance of their arrival is limited. And confidence in our ability to   
   respond rapidly to these threats must be tempered by realistic          
   assessments of the technical challenges and the ability of the technical
   community to deal with them. S. 1873, by committing to deployment of    
   NMD, will ensure the United States is prepared to meet that threat.     
                             COMMITTEE ACTION                            
      In accordance with the Legislative Reorganization Act of 1946, as    
   amended by the Legislative Reorganization Act of 1970, there is set     
   forth below the committee vote to report the American Missile Protection
   Act of 1998 (S. 1873).                                                  
      In favor: Senators Thurmond, Warner, McCain, Coats, Smith,           
   Kempthorne, Inhofe, Santorum, Snowe and Roberts.                        
      Opposed: Senators Levin, Kennedy, Bingaman, Glenn, Byrd, Robb and    
   Cleland.                                                                
   Not Voting: Senator Lieberman.                                          
   Vote: 10 7.                                                             
                CONGRESSIONAL BUDGET OFFICE COST ESTIMATE                
      On April 15, 1998, the Congressional Budget Office issued a cost     
   estimate for S. 1873. According to this estimate ``the bill, by itself, 
   would have no budgetary impact.'' The complete cost estimate and cover  
   letter from the Congressional Budget Office are shown below.            
       U.S. Congress,                                                          
       Congressional Budget Office,                                            
       Washington, DC, April 22, 1998.                                         
          Hon. S trom Thurmond,                     Chairman, Committee on Armed Services,     
       U.S. Senate, Washington, DC.                                            
      D ear Mr. Chairman: T he Congressional Budget Office (CBO) has       
   prepared the enclosed cost estimate for S. 1873, the American Missile   
   Protection Act of 1998.                                                 
      If you wish further details on this estimate, we will be pleased to  
   provide them. The CBO staff contact is Raymond Hall.                    
   Sincerely,                                                              
         June E. O'Neill,  Director.                                            
   Enclosure.                                                              
           S. 1873--American Missile Protection Act of 1998                        
      S. 1873 would state that it is U.S. policy to deploy as soon as      
   technologically possible an effective national missile defense system   
   capable of defending the United States against limited ballistic missile
   attack.                                                                 
      CBO estimates that the bill, by itself, would have no budgetary      
   impact. Because it would not affect direct spending or receipts,        
   pay-as-you-go procedures would not apply. Any budgetary impact would    
   stem from separate implementing legislation or from annual authorization
   and appropriation bills. How the costs of implementing the policy       
   enunciated in S. 1873 would compare with costs likely to be incurred    
   under current law would depend on the systems and time frame required by
   subsequent legislation.                                                 
      Section 4 of the Unfunded Mandates Reform Act of 1995 excludes from  
   the application of that act any legislative provisions that are         
   necessary for the national security. CBO has determined that all        
   provisions of this bill fit within that exclusion.                      
      The CBO staff contact for this estimate is Raymond Hall. This        
   estimate was approved by Robert A. Sunshine, Deputy Assistant Director  
   for Budget Analysis. AEMD11 AF                                          
                            REGULATORY IMPACT                            
      Paragraph 11(b) of rule XXVI of the Standing Rules of the Senate     
   requires that a report on the regulatory impact of a bill be included in
   the report on the bill. The committee finds that there is no regulatory 
   impact in the cost of S. 1873.                                          
                         CHANGES IN EXISTING LAW                         
   S. 1873 does not include any changes in existing law.                   
                             ADDITIONAL VIEWS OF SENATOR SMITH                    
      The Strategic Forces Subcommittee, which I chair, has looked closely 
   at the challenges of creating a workable and adequate schedule for      
   national missile defense, as well as at the threats which impel these   
   programs. I strongly believe that the threat is here today and growing. 
   This legislation calls for placing national missile defense on the same 
   footing as any other defense system: an executable program based on     
   sound technology in response to a real threat. It should be adopted.    
      During the Armed Services Committee's deliberations regarding S. 1873
   it was asserted that this legislation would commit the United States to 
   deploying a National Missile Defense (NMD) system without considering   
   issues related to cost, technology, the threat of arms control. These   
   views were also expressed, to varying degrees, in letters to the        
   committee from the Secretary of Defense, the Chairman of the Joint      
   Chiefs of Staff, and the General Counsel of the Department of Defense. A
   careful reading of S. 1873 reveals these assertions to be without basis.
      Establishing a policy to deploy an NMD system as soon as             
   technologically possible in no way means that a rigorous acquisition    
   program should not be followed. Quite the opposite is true: it          
   specifically implies that such a program would be implemented. Every DOD
   acquisition program must pass a series of technical reviews, undergo    
   strict cost and operational effectiveness assessments and be able to    
   complete rigorous testing at every stage of the program. S. 1873 would  
   in no way alter this for NMD. In this sense, S. 1873 would require the  
   NMD system to become a more ``normal'' acquisition program than is      
   currently the case with the Clinton Administration's ``3+3'' program,   
   which the Director of BMDO has characterized as an ``extremely high     
   risk'' approach.                                                        
      Regarding the ABM Treaty, nothing in S. 1873 requires or encourages  
   the United States to abrogate or violate the ABM Treaty. However, the   
   bill would make clear that discussions between Russia and the United    
   States must commence relatively soon so that the sides can develop a    
   cooperative path for amending or otherwise altering the existing ABM    
   Treaty to allow for deployment of a limited NMD system. Such discussions
   are necessary since it now appears that no NMD system capable of        
   defending all 50 states can be deployed within the current ABM Treaty   
   restrictions. The ``3+3'' program, on the other hand, allows the parties
   to defer commencement of such discussions until such time as the threat 
   requiring deployment of an NMD system is imminent. In all likelihood, as
   a result of this situation, the United States would be faced with a     
   choice of abrogating the treaty or not deploying an NMD system at all.  
   This would create forced and unstable conditions for ABM negotiations, a
   situation detrimental to both U.S. and Russian interests.               
      If the administration is concerned about cost and technical risk, it 
   should welcome S. 1873. Under ``3+3'' the United States might have to   
   deploy an NMD system four years from now, even though such a program    
   would be virtually impossible to implement. Indeed, if ``3+3'' were a   
   real program, this is precisely what DOD would have to do, since a new  
   threat to the United States before the year 2003 has already been       
   forecast as possible by the Intelligence Community. Such a program would
   truly be what the Welch report called a ``rush to failure.'' The policy 
   envisioned in S. 1873, on the other hand, would allow DOD to develop a  
   program characterized by adequate testing and risk reduction. The       
   timeframe associated with such a program would certainly be adequate to 
   address concerns regarding the ABM Treaty.                              
      As the Senate considers the red herring arguments concerning cost,   
   technology, the threat and the ABM Treaty, it is important to bear in   
   mind that S. 1873 would establish an overarching policy, not a detailed 
   implementation plan. That would appropriately be left to the Department 
   of Defense. This was recognized by the Congressional Budget Office when 
   it concluded that ``the bill, by itself, would have no budgetary        
   impact.'' As CBO correctly noted, costs would be determined by          
   subsequent legislation. Since most of this legislation would be annual  
   authorization and appropriation bills, the administration would play a  
   key role in determining the cost and schedule of the systems being      
   developed.                                                              
      In the end, the only legitimate argument against S. 1873 is one based
   on outright opposition to ever deploying an NMD system. If this is the  
   true basis for opposition to this bill it should be publicly stated and 
   not cloaked in misleading rhetoric related to issues not even addressed 
   by the legislation.                                                     
         Bob Smith.  AEMD11 AF                                                  
                            ADDITIONAL VIEWS FROM SENATOR COATS                   
      I fully support the essential policy position of S. 1873; namely,    
   that we must deploy an effective National Missile Defense as soon as    
   technologically feasible. However, I am concerned that the program may  
   suffer from the high-risk development approach that already has led to  
   significant delays in operational capability in the theater             
   high-altitude air defense (THAAD) and Navy Theater Wide (NTW) systems.  
      According to the Welch Panel's Report on Reducing Risk in Ballistic  
   Missile Defense Flight Test Programs, the failures have had little to do
   with technology. Rather, the panel cites an approach to general planning
   and execution that is ``inconsistent with the complexity of the task.'' 
   The panel goes on to state that the additional risk inherent to a       
   concurrent development approach has ``produced little discernible       
   benefit and has actually delayed operational capability.''              
      Such delays--and the increased expense that they necessarily         
   entail--would be an issue of concern at any time, but are especially    
   worrisome in this era of fixed defense budgets.                         
      I believe it's time to get things back on track. Missile defense is a
   difficult, complex endeavor, and we need to pursue far more rigorous    
   test and development regimes as a consequence.                          
         Dan Coats.                                                             
          MINORITY VIEWS OF SENATORS LEVIN, KENNEDY, BINGAMAN, GLENN, BYRD, ROBB, 
                                   AND CLELAND                                    
      We cannot support S. 1873, the ``American Missile Protection Act of  
   1998,'' as it has been reported to the Senate by the Armed Services     
   Committee. In our view, and in the view of the Secretary of Defense and 
   the Chairman of the Joint Chiefs of Staff, this legislation would       
   undermine the carefully designed National Missile Defense (NMD)         
   development and acquisition program currently in place by making a      
   deployment decision now, before development is completed, without       
   permitting consideration of all the critical factors that should inform 
   a deployment decision. The result, in the worst case, could be to cause 
   an increase in ballistic missile threats to the United States and a     
   decrease in our security.                                               
   The key provision of the bill is the statement of policy in Section 3:  
                     It is the policy of the United States to deploy as 
          soon as is technologically possible an effective National     
          Missile Defense system capable of defending the territory of  
          the United States against limited ballistic missile attack    
          (whether accidental, unauthorized or deliberate).             
      We share Secretary of Defense Cohen's commitment to ensuring the     
   American people receive protection from missile threats to the United   
   States when they need it. That is why we support the current National   
   Missile Defense Deployment Readiness Program, which is also known as the
   ``3 plus 3'' program. Under this program the Defense Department is      
   developing the technology for the NMD system for three years so that it 
   will be in a position to make a deployment determination in fiscal year 
   2000. If there is a threat that warrants deployment, if the system is   
   cost-effective, and if deployment would not jeopardize arms reduction   
   agreements, the system could be deployed in three years, or as early as 
   fiscal year 2003. If these conditions do not warrant deployment, the    
   technology would continue to be developed to improve the capability of  
   the system that could be deployed if and when deployment is warranted.  
      Last year the Congress endorsed the 3 plus 3 NMD program in the      
   National Defense Authorization Act for Fiscal Year 1998 by requiring the
   Secretary of Defense to structure the NMD program in order to meet the 3
   plus 3 goals, and to provide Congress with his plan for doing so.       
      S. 1873 is inconsistent with the 3 plus 3 NMD program in a number of 
   very significant ways: it ignores the issue of the likelihood and extent
   of ballistic missile threats to the United States; it ignores the issue 
   of affordability and cost-effectiveness; and it ignores the impact on   
   current and future arms reduction agreements. These points are made in  
   letters provided to the Committee by Defense Secretary William Cohen,   
   Chairman of the Joint Chiefs of Staff General Henry Shelton, and Defense
   Department General Counsel Judith Miller, which are included at the end 
   of these views.                                                         
           The threat                                                              
      One of the critical factors affecting any decision to deploy a       
   national missile defense system should be an assessment of the threat to
   be countered by such a system. If there is not a threat sufficient to   
   warrant deployment of an NMD system, the United States can continue to  
   develop the NMD technology so that the capability of the system         
   continues to improve. This is the current DOD plan, which we believe    
   makes sense.                                                            
      By committing to deploy an NMD system solely on the basis of whether 
   it is ``technologically possible'', S. 1873 ignores the issue of whether
   there is any threat that warrants deployment. In his letter to the      
   Committee, dated April 21, 1998, Secretary Cohen noted that S. 1873     
   ``would alter the `3 plus 3' strategy so as to eliminate taking into    
   account the nature of the threat when making a deployment decision. This
   could lead to the deployment of an inferior system less capable of      
   defending the American people if and when a threat emerges. Because of  
   this, I am compelled to oppose the adoption of the bill.''              
      There are two concerns about the missile threat to the United States:
   the emergence of a rogue nation missile threat to the United States, and
   the possibility of an unauthorized or accidental missile launch from    
   Russia or China, the only two nations other than Great Britain and      
   France with intercontinental ballistic missiles (ICBMs) that can reach  
   the United States today.                                                
      As Secretary Cohen noted earlier this year in his Annual Report to   
   the President and the Congress, the threat of an ICBM reaching the      
   United States from a country other than Russia or China in the next 15  
   years is currently very low:                                            
                     The Intelligence Community has concluded that the  
          only rogue nation missile development which could conceivably 
          have the range to strike the United States is the North Korean
          Taepo Dong 2, which could strike portions of Alaska or the    
          far-western Hawaiian Islands, but the likelihood of its being 
          operational by 2005 is very low. With this exception, no      
          country, other than the declared nuclear powers, will develop 
          or otherwise acquire a ballistic missile in the next 15 years 
          that could threaten the United States, although outside       
          assistance is a wild card that could shorten time lines to    
          deployment.                                                   
      Some have questioned the ability of the Intelligence Community to    
   accurately assess the emergence of a ballistic missile threat to the    
   United States. These questions, however, are generally based on examples
   of short- or medium-range theater ballistic missile developments which  
   do not pose a direct threat to the United States, rather than on        
   long-range ICBMs.                                                       
      It is important to understand the distinction between theater        
   ballistic missiles and ICBMs. The examples of unanticipated missile     
   developments cited by the majority in this report are theater-range     
   systems that cannot be converted into ICBMs. The United States has a    
   vigorous and robust program of theater missile defenses--which we       
   support--that are designed to counter the growing theater missile threat
   that exists today. ICBMs have considerably more indicators of           
   development than these short- or medium-range systems, take considerably
   longer to develop and test, and are more easily tracked by the          
   Intelligence Community.                                                 
      Our senior military leaders have a high degree of confidence that our
   Intelligence Community will be able to provide sufficient warning of an 
   ICBM threat to the United States to allow us to deploy effective        
   defenses. In General Shelton's letter of April 21, 1998, he states:     
                     I disagree with the bill's contention that the     
          United States ability to anticipate future ballistic missile  
          threats is questionable. It is possible, of course, that there
          could be surprises, particularly were a rogue state to receive
          outside assistance. However, given the substantial            
          intelligence resources being devoted to this issue, I am      
          confident that we will have the 3 years' warning upon which   
          our strategy is based.                                        
      Similarly, General Howell Estes, the Commander in Chief of the North 
   American Aerospace Defense Command and United States Space Command who  
   would have operational command of any NMD system, testified to the      
   Committee last year:                                                    
                     Let me reemphasize that the Administration 3 plus 3
          program will enable us to deploy an NMD system in time to     
          field a missile defense system before the threat places our   
          citizens at risk.                                             
      The United States Intelligence Community also believes the risk of an
   accidental or unauthorized launch by a declared nuclear power is highly 
   unlikely. George Tenet, the Director of Central Intelligence, testified 
   in open session last year that the Intelligence Community assessment is 
   that it is a ``remote'' risk because of considerable precautions or     
   procedures taken by Russia and China.                                   
      General Eugene Habiger, Commander-in-Chief of United States Strategic
   Command, reinforced this view when he testified to the Committee this   
   year on the Russian command and control measures, which he has witnessed
   first-hand, to prevent an accidental or unauthorized launch of an ICBM  
   against the United States. He has publicly stated that Russia has some  
   mechanisms and procedures more stringent than our own for nuclear       
   command and control. General Habiger, who has had a unique opportunity  
   to visit Russian strategic nuclear weapon bases--including an ICBM base,
   a strategic submarine base, a bomber base, a nuclear command and control
   center, and a nuclear weapon storage site--has stated publicly that he  
   does not worry about accidental or unauthorized launches from Russia.   
           Affordability and cost-effectiveness                                    
      S. 1873 also completely ignores the question of cost-effectiveness   
   and affordability. In effect, it decides now to deploy a system,        
   regardless of the cost and regardless of whether the system is          
   cost-effective. This is the first instance we know of where Congress    
   would legislatively mandate the deployment of a military weapon system  
   before it is developed and                                              
                    before we know what it will eventually cost and whether it is 
          cost-effective.                                                         
      Any decision to deploy a national missile defense system should      
   include an understanding of the system's cost and its                   
   cost-effectiveness. It would be very unwise to commit to deployment and 
   then discover that the cost was unaffordable. Likewise, if there is no  
   threat warranting deployment, deploying the first technology possible   
   may require considerable additional expense to deploy a more capable    
   system later if the threat requires it. As Secretary Cohen pointed out  
   in his letter to the Committee, a premature decision to deploy an NMD   
   system ``could lead to the deployment of an inferior system less capable
   of defending the American people if and when a threat emerges.''        
      General John Shalikashvili, former Chairman of the Joint Chiefs of   
   Staff, made the same point when he testified before the Committee last  
   year that the current 3 plus 3 NMD program is structured to deploy the  
   most capable and cost-effective system if and when we need it:          
                     The NMD Deployment Readiness Program optimizes the 
          potential for an effective National Missile Defense System. If
          the decision is made to deploy a NMD system in the near term, 
          then the system fielded would provide a very limited          
          capability. If deploying a system in the near term can be     
          avoided, DOD can continue to enhance the technology base and  
          the commensurate capability of the NMD system that could be   
          fielded on a later deployment schedule. The objective here is 
          to be in a position to be three years away from deployment, so
          America can respond to the emergence of a threat. This        
          approach fields the most cost-effective capability that is    
          available at the time the threat emerges.                     
      A premature decision to deploy an NMD system would also have serious 
   consequences for funding higher priority military programs. In her      
   letter to the Committee, DOD General Counsel Judith Miller concludes:   
   ``Commitment to deploy now, in the absence of a threat, would divert    
   vital defense funds from more pressing military needs and would result  
   in premature commitment to a technological option that may be outdated  
   when the threat emerges.''                                              
           Arms control impact                                                     
      Finally, S. 1873 ignores the impact of deciding to deploy a national 
   missile defense system on arms control reductions, and thus ignores the 
   possibility that deployment might stop the reduction of hundreds of     
   ICBMs and SLBMs with thousands of warheads that would otherwise not be  
   able to threaten us. Before making any deployment decision, we should   
   understand the impact of deployment on arms reductions.                 
      If we deploy an NMD system that violates the Anti-Ballistic Missile  
   (ABM) Treaty, Russia is likely to withdraw from START I and not ratify  
   START II. In May, 1996, General Shalikashvili wrote to the Committee,   
   ``I am concerned that failure of either START initiative will result in 
   Russian retention of hundreds or even thousands more nuclear weapons,   
   thereby increasing both the costs and risks we may face.''              
      In its December, 1997 report, the Congressionally-mandated National  
   Defense Panel concluded that ``Defensive systems will be more effective 
   if they are coupled to arms control agreements that limit offensive     
   capabilities.'' Before we decide to deploy an NMD system, we should     
   understand the security implications of deployment. We certainly do not 
   want to deploy a system that decreases our security.                    
      General Shelton's letter of April 21 concludes with a crucial point  
   about elements of the current hedge strategy embodied in the 3 plus 3   
   program that would be ignored and undermined by S. 1873: ``Finally, the 
   bill does not consider affordability or the impact a deployment would   
   have on arms control agreements and nuclear arms reductions. Both points
   are addressed in the NMD Deployment Readiness Program and should be     
   included in any bill on NMD. [emphasis added]''                         
           Conclusion                                                              
      S. 1873 would commit the United States to deploy a national missile  
   defense system before we know what the nature of the threat will be at  
   the time of deployment; before we know the cost of such a system and the
   impact that funding this system would have on other high priority       
   military programs; and before we know whether the decision to deploy    
   such a system would jeopardize current and future nuclear arms          
   reductions.                                                             
      We share the view of the Secretary of Defense and the Chairman of the
   Joint Chiefs of Staff that the decision to deploy a national missile    
   defense system before it is even developed is a decision we do not need 
   to, and should not, make at this time, particularly without considering 
   the threat, the cost and the impact on nuclear arms reductions.         
      For these reasons, we cannot support S. 1873, and we urge the Senate 
   to reject this legislation. As the senior civilian and military         
   leadership of the Defense Department have clearly and repeatedly stated,
   the current 3 plus 3 National Missile Defense program is a prudent      
   course to address the problem of emerging ballistic threats to the      
   United States.                                                          
    Carl Levin.                                                             
    Ted Kennedy.                                                            
    Jeff Bingaman.                                                          
    John Glenn.                                                             
    Robert C. Byrd.                                                         
    Chuck Robb.                                                             
    Max Cleland.                                                            
       The Secretary of Defense,                                               
       Washington, DC, April 21, 1998.                                         
          Hon.  Strom Thurmond,                 Chairman, Committee on Armed Services, 
       U.S. Senate, Washington, DC.                                            
       Dear Mr. Chairman: I am writing in response to your request for the 
   views of the Department of Defense on S. 1873, the American Missile     
   Protection Act of 1998.                                                 
      The Department of Defense is committed to ensuring that we properly  
   protect the American people and America's national security interests.  
   This requires that we have a carefully balanced defense program that    
   ensures that we are able to meet threats to our people and vital        
   interest wherever and whenever they arise. A key element of our defense 
   program is our National Missile Defense (NMD) program, which as you know
   was restructured under Secretary Perry and with the support of Congress 
   as a ``3+3'' deployment readiness program. Under this approach, by 2000 
   the United States is to be in a position to make a deployment decision  
   if warranted by the threat, and if a decision to deploy were made at    
   that time the initial NMD system would be deployed by 2003. If in 2000  
   the threat assessment does not warrant a deployment decision,           
   improvements in NMD system component technology will continue, while an 
   ability is maintained to deploy a system within three years of a        
   decision.                                                               
      The Quadrennial Defense Review reaffirmed this approach, although it 
   also determined that the ``3+3'' program was inadequately funded to meet
   its objectives. Accordingly, I directed that an additional $2.3 billion 
   be programmed for NMD over the Future Years Defense Plan. It must be    
   emphasized, though, that even with this additional funding, NMD remains 
   a high risk program because the compressed schedule necessitates a high 
   degree of concurrency.                                                  
      I share with Congress a commitment to ensuring the American people   
   receive protection from missile threats how and when they need it. S.   
   1873, however, would alter the ``3+3'' strategy so as to eliminate      
   taking into account the nature of the threat when making a deployment   
   decision. This could lead to the deployment of an inferior system less  
   capable of defending the American people if and when a threat emerges.  
   Because of this, I am compelled to oppose the adoption of the bill.     
      Please be assured, however, that I will continue to work closely with
   the Senate and House of Representatives to ensure that our NMD program  
   and all of our defense programs are designed and carried out in a manner
   that provides the best possible defense of our people and interests.    
   Sincerely,                                                              
        Bill Cohen,                                                             
        Secretary of Defense.                                                   
       Chairman of the Joint Chiefs of Staff,                                  
       Washington, DC, April 21, 1998.                                         
          Hon.  Carl M. Levin,           Ranking Minority Member, Committee on Armed Services, Washington, DC.
       Dear Senator Levin: Thank you for the opportunity to comment on the 
   American Missile Protection Act of 1998 (S. 1873). I agree that the     
   proliferation of weapons of mass destruction (WMD) and their delivery   
   systems poses a major threat to our forces, allies, and other friendly  
   nations. U.S. missile systems play a critical role in our strategy to   
   deter these threats, and the current National Missile Defense (NMD)     
   Deployment Readiness Program (3+3) is structured to provide a defense   
   against them when required.                                             
      The bill and the NMD program are consistent on many points; however, 
   the following differences make it difficult to support enactment. First 
   and most fundamental are the conditions necessary for deployment. The   
   bill would establish a policy to deploy as soon as technology allows.   
   The NMD program, on the other hand, requires an emerging ballistic      
   missile threat as well as the achievement of a technological capability 
   for an effective defense before deployment of missile defenses.         
      Second, the bill asserts that the United States has no policy to     
   deploy an NMD system. In fact, the NMD effort is currently a robust     
   research and development program that provides the flexibility to deploy
   an initial capability within 3 years of a deployment decision. This     
   prudent hedge ensures that the United States will be capable of meeting 
   of need for missile defenses with the latest technology when a threat   
   emerges.                                                                
      Third, I disagree with the bill's contention that the U.S. ability to
   anticipate future ballistic missile threats is questionable. It is      
   possible, of course, that there could be surprises, particularly were a 
   rogue state to receive outside assistance. However, given the           
   substantial intelligence resources being devoted to this issue, I am    
   confident that we will have the 3 years' warning on which our strategy  
   is based.                                                               
      Fourth, the bill uses the phrase ``system capable of defending the   
   territory of the United States.'' The NMD program calls for defense of  
   only the 50 states. Expanding performance coverage to include all U.S.  
   territories would have considerable cost, design, and location          
   implications.                                                           
      Finally, the bill does not consider affordability or the impact a    
   deployment would have on arms control agreements and nuclear arms       
   reductions. Both points are addressed in the NMD Deployment Readiness   
   Program and should be included in any bill on NMD.                      
      Please be assured that I remain committed to those programs that     
   discourage hostile nations from the proliferation of WMD and the        
   missiles that deliver them. In that regard, I am confident that our     
   current NMD program provides a comprehensive policy to counter future   
   ballistic missile threats with the best technology when deployment is   
   determined necessary.                                                   
   Sincerely,                                                              
        Henry H. Shelton,                                                       
        Chairman of the Joint Chiefs of Staff.                                  
       General Counsel of the                                                  
       Department of Defense,                                                  
       Washington, DC, April 20, 1998.                                         
          Hon.  Strom Thurmond,                Chairman, Committee on Armed Services,
       U.S. Senate, Washington, DC.                                            
       Dear Mr. Chairman: This is in response to your request for the views
   of the Department of Defense on S. 1873, 105th Congress, a bill, ``To   
   state the policy of the United States regarding the deployment of a     
   missile defense system capable of defending the territory of the United 
   States against limited ballistic missile attack.''                      
      The Department of Defense and the Administration object to the       
   American Missile Protection Act of 1998. In response, the Department of 
   Defense would note that the Administration's National Missile Defense   
   Deployment Readiness Program is correct, prudent, and positions the     
   United States to deploy a defense when a threat emerges.                
      S. 1873 would seek to make it United States policy ``to deploy as    
   soon as technologically possible an effective National Missile Defense  
   system capable of defending the territory of the United States against  
   limited ballistic missile attack (whether accidental, unauthorized, or  
   deliberate).''                                                          
      The Administration's National Missile Defense program is premised on 
   the view that not only must the technology be developed to allow for an 
   effective defense, but that deployment should be based on an emerging   
   rogue ballistic missile threat to the United States. To do otherwise is 
   to waste scarce Defense resources and to forego deploying the most      
   effective defense when the threat actually emerges.                     
      The Intelligence Community has concluded that a long-range ballistic 
   missile threat to the United States from a rougue nation, other than    
   perhaps North Korea, is unlikely to emerge before 2010 but could be     
   accelerated if those nations acquired this capability from beyond their 
   borders. The Intelligence Community concluded that the only rogue nation
   missile in development that could strike the United States is the North 
   Korean Taepo Dong 2, which could strike portions of Alaska or the       
   far-western Hawaiian Islands. However, as Secretary Cohen stated in his 
   1998 Annual Report to the President and the Congress, the likelihood of 
   the Taepo Dong 2 being operational by 2005 is very low. The             
   Administration is not complacent about this assessment. The National    
   Missile Defense program is designed to account for the uncertainty about
   when and where threats may emerge by developing a National Missile      
   Defense capability that can be deployed well ahead of this estimate. The
   Administration agrees that the United States must work to defend all 50 
   states against potential limited missile threats from rogue nations. The
   National Missile Defense Deployment Readiness Program will position the 
   United States to deploy an initial capability as early as 2003. But, the
   Administration opposes S. 1873 because it would commit the United States
   to deploy a National Missile Defense system in the absence of an        
   emerging rogue state ballistic missile threat. The crucial difference is
   in timing of a deployment decision. Commitment to deployment now, in the
   absence of a threat, would divert vital defense funds from more pressing
   military needs and would result in premature commitment to a            
   technological option that may be outdated when the threat emerges.      
      The Office of Management and Budget advises that, from the standpoint
   of the Administration's program, there is no objection to the           
   presentation of this report for the consideration of the Committee.     
   Sincerely,                                                              
         Judith A. Miller.
      



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