Louise Morrissey is hiring a Compliance Manager for a prominent Asset Manager in Dublin City Centre 💼 The ideal candidate for this role will have 5+ years of relevant compliance experience in a ManCo and in-depth knowledge of UCITS Regulations. This is a small, close-knit team that is growing and has exposure to a great portfolio of clients.
Azon Recruitment Group’s Post
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What a difference two years makes! I can’t quite believe it’s been two years since I joined Greenwoods. The time has flown. I am confident that R&C is firmly embedded into our approach as a firm and my team are really great. So much so that, I’ve had time to do a little client work - the first time in over a decade! I’ve been able to help a Trust or Company Service Provider (TCSP) with its AML compliance as well as a firm of patent attorneys. I’ve even provided some brief advice to one of our high value dealers (selling products with a value in excess of €10,000). More recently I have been involved with some workplace investigations. This has been fascinating and I’ve really enjoyed the challenge and asked a lot (A LOT!) of questions. Whilst I love all things R&C, it has been interesting to step back into providing external clients with advice. I’m a firm believer that R&C professionals are better when they’ve been in private practice, and it is useful to apply my experience to different sectors and professionals. How is your career developing? #AML #amlcompliance #careerdevelopment #patentattorney #solicitorsuk #workplaceinvestigations
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Legal Recruitment Consultant @ Marsden | One of the world's largest and most connected international legal recruitment firms
𝙄𝙩'𝙨 𝙣𝙤𝙩 𝙩𝙤𝙤 𝙡𝙖𝙩𝙚 𝙩𝙤 𝙟𝙤𝙞𝙣 𝙩𝙝𝙚 𝙥𝙖𝙧𝙩𝙮. 𝙒𝙚 𝙝𝙖𝙫𝙚 𝙘𝙤𝙢𝙥𝙚𝙩𝙞𝙩𝙞𝙤𝙣 𝙡𝙖𝙬𝙮𝙚𝙧𝙨 𝙛𝙧𝙤𝙢 𝙇𝙤𝙣𝙙𝙤𝙣, 𝙩𝙝𝙚 𝙐𝙎 𝙖𝙣𝙙 𝘼𝙪𝙨𝙩𝙧𝙖𝙡𝙞𝙖 𝙞𝙣𝙩𝙚𝙧𝙫𝙞𝙚𝙬𝙞𝙣𝙜 𝙞𝙣 𝙉𝙚𝙬 𝙔𝙤𝙧𝙠, 𝘿𝘾, 𝘽𝙧𝙪𝙨𝙨𝙚𝙡𝙨 𝙖𝙣𝙙 𝙇𝙤𝙣𝙙𝙤𝙣. Most in demand are mid level lawyers with merger control experience (and the usual top tier firm background and strong academic credentials). Competition lawyers are in demand and we have the connections and the experience to help you with this next move. Reach out to one of our team who will be happy to help: In Australia: Ben Smith or Daniel Hogan In the US: Matt Moody or Bridget White In London: Alex Russell or Michelle Mills In Europe: Luke Marsden For in-house roles in the Middle East (as well as other compliance roles including ABAC and Investigations): Laura Baker For in-house roles in London: Sarita Rai Competition / Anti trust partners looking to make a lateral move please contact: In Australia: Jonathan Walmsley In the US: David Nicol or Bridget McCarthy in London: Anita Taylor or Jonathan Marsden In Europe: Steve Salem or Nick Paleocrassas
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Exciting Times Ahead: Verify 365® - Risk & Compliance Technology Heads to #Toronto and #NewYork 🇬🇧 🇨🇦 🇺🇸 READ MORE 👇 📢 We're very happy to announce that Lawtech Software Group are joining the prestigious UK DBT #legaltech trade mission to Toronto, Canada, next week. This marks a significant milestone in our journey of innovation and expansion. As pioneers in legal technology solutions, we're especially excited to introduce our flagship product, Verify 365® - Risk & Compliance Technology, to Canadian #lawfirms. With its cutting-edge features such as instant biometric ID checks, address checks, sanction checks, source of funds checks, KYB checks, eSignatures and ePayments, we believe our platform can play a crucial role in transforming their risk management and #compliance processes. Following our Canada visit, the journey continues to New York for the much-anticipated Legalweek starting on 29th January. It's going to be two action-packed weeks of learning, networking, and showcasing the best of what we offer. Leading our delegation is none other than our CEO, Rudi Kesic, a renowned figure in the UK legaltech scene. His vision and expertise have been instrumental in shaping our products and strategy. Joining Rudi are representatives from 10 other prominent legaltech companies, making this a powerhouse of industry innovation and collaboration. We're excited about the opportunities to explore, connect, and learn from the vibrant legal communities in Toronto and New York. Stay tuned for updates as we embark on this thrilling journey of growth and discovery! #LawtechSoftwareGroup #LegalTech #Verify365 #Innovation #GlobalExpansion #Toronto #LegalWeek24 #Law #Lawyers
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Securities regulation has been comprehensively upgraded, so how can listed companies use compliance management system construction to prevent and control the risk of administrative violations and criminal offences, and also strive for lenient penalties after being identified to be in breach of the law? Founding partner Wang Weining and associate Li Kexuan at Starrise Law Firm outline the key aspects of securities compliance in three phases: Before, during and after potential compliance issues. Find latest legal industry news on Law.asia (Vantage Asia Publishing Limited). 📢Join our membership: https://lnkd.in/gej4g8WB #cblj #china #criminallaw #crimialcompliance #capitalmarkets #listing #inhousecounsel #business #legaladvice #legalprofession #lawfirms #lawyers #legal #law #lawdotasia
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Hello connections! My client is looking to hire an experienced Legal & Compliance Counsel for their operations in Singapore. If you are interested in the role, drop me a message or email me at yosef_ng@btiexecutivesearch.com and we can connect to discuss the role further. Sounds like someone you know? Tag them below 👇🏻 #sglegal #legalcompliance #bties #downstream #sglaw
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Securities regulation has been comprehensively upgraded, so how can listed companies use compliance management system construction to prevent and control the risk of administrative violations and criminal offences, and also strive for lenient penalties after being identified to be in breach of the law? Founding partner Wang Weining and associate Li Kexuan at Starrise Law Firm outline the key aspects of securities compliance in three phases: Before, during and after potential compliance issues. Find the latest legal industry news on Law.asia. 👉 Join our membership: https://lnkd.in/gi5sZaTn #lawdotasia #cblj #iblj #ablj #china #criminallaw #crimialcompliance #capitalmarkets #listing #inhousecounsel #business #legaladvice #legalprofession #lawfirms #lawyers #legal #law
Legal risk: a three-step compliance strategy for listed companies
law.asia
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Understanding the concept of a beneficial owner is crucial in today's business environment. A beneficial owner is the person who ultimately owns or controls a company, even if their name isn't on the official records. Identifying these individuals is essential for transparency, compliance, and anti-money laundering efforts. #Compliance #Transparency #BeneficialOwnership
Board Advisor and Trainer in Anti-Financial Crime & AML | Educating and Inspiring Compliance Teams | Compliance Leadership | Founder of AML Cube | 40k+ followers
Who is the beneficial owner of an entity? A beneficial owner is the natural person(s) who ultimately owns or controls a customer or the natural person(s) on whose behalf a transaction is being conducted. It also includes those persons who exercise ultimate effective control over a legal person or arrangement (See FATF glossary). 👉 Three important elements here: 1. The beneficial owner is always one or more natural persons (individuals). As a rule, one or more individuals are always benefiting from a legal person or from a group of legal persons. 2. The beneficial owner is the individual that ultimately owns or controls the legal entity. The beneficial owner is not always the registered shareholder or the individual that the entity claims as the beneficial owner. It is the person(s) who truly benefit(s) or control(s) a legal person. 3. The beneficial owner is also the person who benefits from a transaction. Not necessarily the shareholder, not the director, but a person who benefits from a transaction can also be the beneficial owner. 👉 The challenge In some cases, the real beneficial owners deliberately use various methods to enhance their anonymity - especially if involved in financial crime. A popular method is the use complex ownership structures which include a web of: - trusts - Shell companies - strawmen - other legal arrangements In many cases, these structure so complex, that make compliance officers believe that there is/are no beneficial owner(s). 👉 When do I stop my CDD in complex structures? Failure to identify the beneficial owner = failure to fulfil our CDD obligation. This means that, we cannot stop until we identify the beneficial owner and understand that the purpose of the complex structure is legitimate. How do you handle complex structures? #aml #beneficialowner #moneylaundering
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🌟 Discover What It Means to Identify a Beneficial Owner! 🚀 Ever wondered who's really steering the ship at the companies you serve? 🤔 At KYCK.me, we've noticed a surprising number of clients who were shocked to learn they didn't know their true business partners. Often, they mistook a mere director for the ultimate beneficial owner (UBO). Why does this matter? Well, regulatory bodies like AUSTRAC insist on identifying the UBO precisely because a director may act on behalf of shareholders, but the benefits flow to those hidden in the shadows. 🃏 Imagine Joker pulling the strings while Batman takes the public spotlight. Without digging into company reports, the true owner remains a mystery. So, why should this concern you? 🤷♂️ Ignorance of the UBO could mean unwittingly aiding a sanctioned entity, drug lord, or money launderer. 🚫 This not only risks your reputation but could lead to significant financial losses. That extra $5000 in revenue might pale in comparison to the damages incurred. At KYCK.me, we specialise in risk assessment, ensuring you know exactly who you're dealing with. 🛡️ Whether you're closing a business deal or verifying a client, our cutting-edge, 100% in-house platform provides the confidence you need. Reach out to us at hello@kyck.me to learn how we can help mitigate your risks. Visit www.kyck.me for more on what we do! 📩🔍
Board Advisor and Trainer in Anti-Financial Crime & AML | Educating and Inspiring Compliance Teams | Compliance Leadership | Founder of AML Cube | 40k+ followers
Who is the beneficial owner of an entity? A beneficial owner is the natural person(s) who ultimately owns or controls a customer or the natural person(s) on whose behalf a transaction is being conducted. It also includes those persons who exercise ultimate effective control over a legal person or arrangement (See FATF glossary). 👉 Three important elements here: 1. The beneficial owner is always one or more natural persons (individuals). As a rule, one or more individuals are always benefiting from a legal person or from a group of legal persons. 2. The beneficial owner is the individual that ultimately owns or controls the legal entity. The beneficial owner is not always the registered shareholder or the individual that the entity claims as the beneficial owner. It is the person(s) who truly benefit(s) or control(s) a legal person. 3. The beneficial owner is also the person who benefits from a transaction. Not necessarily the shareholder, not the director, but a person who benefits from a transaction can also be the beneficial owner. 👉 The challenge In some cases, the real beneficial owners deliberately use various methods to enhance their anonymity - especially if involved in financial crime. A popular method is the use complex ownership structures which include a web of: - trusts - Shell companies - strawmen - other legal arrangements In many cases, these structure so complex, that make compliance officers believe that there is/are no beneficial owner(s). 👉 When do I stop my CDD in complex structures? Failure to identify the beneficial owner = failure to fulfil our CDD obligation. This means that, we cannot stop until we identify the beneficial owner and understand that the purpose of the complex structure is legitimate. How do you handle complex structures? #aml #beneficialowner #moneylaundering
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In The KYB, we also verify Ultimate Beneficial Ownership (UBO) due diligence. Identifying the beneficial owner is crucial in complex ownership structures to ensure compliance and mitigate financial crime risks. We don't stop our Customer Due Diligence (CDD) until the beneficial owner is identified and the legitimacy of the complex structure is understood. #KYB #UBO #compliance #fraudprevention
Board Advisor and Trainer in Anti-Financial Crime & AML | Educating and Inspiring Compliance Teams | Compliance Leadership | Founder of AML Cube | 40k+ followers
Who is the beneficial owner of an entity? A beneficial owner is the natural person(s) who ultimately owns or controls a customer or the natural person(s) on whose behalf a transaction is being conducted. It also includes those persons who exercise ultimate effective control over a legal person or arrangement (See FATF glossary). 👉 Three important elements here: 1. The beneficial owner is always one or more natural persons (individuals). As a rule, one or more individuals are always benefiting from a legal person or from a group of legal persons. 2. The beneficial owner is the individual that ultimately owns or controls the legal entity. The beneficial owner is not always the registered shareholder or the individual that the entity claims as the beneficial owner. It is the person(s) who truly benefit(s) or control(s) a legal person. 3. The beneficial owner is also the person who benefits from a transaction. Not necessarily the shareholder, not the director, but a person who benefits from a transaction can also be the beneficial owner. 👉 The challenge In some cases, the real beneficial owners deliberately use various methods to enhance their anonymity - especially if involved in financial crime. A popular method is the use complex ownership structures which include a web of: - trusts - Shell companies - strawmen - other legal arrangements In many cases, these structure so complex, that make compliance officers believe that there is/are no beneficial owner(s). 👉 When do I stop my CDD in complex structures? Failure to identify the beneficial owner = failure to fulfil our CDD obligation. This means that, we cannot stop until we identify the beneficial owner and understand that the purpose of the complex structure is legitimate. How do you handle complex structures? #aml #beneficialowner #moneylaundering
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#hiring Head of Compliance, Product & Regulatory Counsel, New York City, United States, fulltime #jobs #jobseekers #careers #NewYorkCityjobs #NewYorkjobs #Administration Apply: https://lnkd.in/gHevx3bb As the Head of Compliance & Legal at Maza, you will play a critical role in ensuring that our operations align with all applicable laws, regulations, and industry standards. Reporting directly to the CEO, you will collaborate with cross-functional teams to integrate compliance measures into our products and processes. This role requires a seasoned professional with a deep understanding of banking compliance, risk assessment, and legal matters. Your impact will extend across all facets of the company, and you will be instrumental in managing relationships with banking partners and regulatory authorities.ResponsibilitiesBanking Partnerships Lead the process for proposing changes to our existing banking program. Build and nurture relationships with existing and potential banking partners. Compliance Management: Ensure that Maza's products are consistently compliant with all applicable laws and regulations. Manage relationships with external vendors handling compliance needs. Provide expert guidance on banking compliance matters. Risk Assessment and Mitigation: Conduct thorough risk assessments to identify and mitigate compliance risks associated with our operations. Establish robust monitoring and reporting mechanisms to track compliance. Cross-Functional Collaboration: Collaborate closely with legal, risk management, and product development teams to integrate compliance into every part of the company.Regulatory Engagement: Foster relationships with regulatory authorities. Actively engage in industry discussions and stay updated on regulatory changes impacting our business. Monitor and evaluate the evolving regulatory landscape to adapt compliance strategies accordingly. Legal Support: Work with outside counsel to review and evaluate compliance issues/concerns. Provide legal support for all regulatory, policy, litigation, licensing, and legislative matters. Licensing and Permits: Ensure compliance with all relevant licensing and permits. Juris Doctor
https://www.jobsrmine.com/us/new-york/new-york-city/head-of-compliance-product-regulatory-counsel/457839650
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