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Abstract While studying ethics today is
necessary to try to elevate most students’ moral thinking above very
simplistic, inadequate levels, taking an ethics course or two is not sufficient
to make graduates proficient in ethics.
The subject is too complex and difficult, particularly conceptually
difficult, for most students with the cultural and educational ethics
backgrounds and beliefs with which they enter college for them to become
accomplished at rigorous moral reasoning and insight. And while it is reasonable to require managers
and policy makers not be corrupt or basically dishonest, it is not reasonable
in today’s educational and business environment to expect someone with just one
or two ethics courses at the undergraduate level, or ‘ethics training
throughout or across their business school curriculum’ to likely be able make
ethically right or reasonable decisions in complex cases, or even to recognize
when situations require moral consideration, particularly in those
circumstances where traditional practices have long been oblivious to potential
ethical implications.
Article
Preface
The phrase “business
ethics” is ambiguous. It can mean ethics
in the sense of moral philosophy and reasoning as applied to business issues[1],
or it can mean the accepted rules and practices of business at the time
(including applicable laws and professional codes, such as the American Bar
Associations Model Code of Professional Responsibility or the American Bankers
Association Code of Conduct and Ethics), which may or may not be ethical in the
first sense.[2] Both senses of the phrase occur when
businesses are accused of having behaved unethically and the response is that
they have not done anything illegal or unusual and have not violated their
profession’s code of ethics. And while
in some instances laws attempt to enshrine ethics in the first sense, they fail
to do so because they tend to be so specific and/or incomplete that they allow
legal loopholes for behavior that is unethical.[3] So, what is typically referred to as “ethics
legislation” is simply legislation pertaining to certain kinds of professional
requirements. Mere compliance with it
will not necessarily make a person or business ethical; and in the case of bad or
inadequate legislation, compliance with it might allow one to be unethical or
give a false sense of being ethical. In this paper, I will
mean by “business ethics” the first sense – moral philosophy and reasoning as
it should apply to business practice, which may or may not be captured by, or
consistent with, any particular laws, rules, professional codes, widespread and/or
traditional practices or mores at a given time.
This is in part because you cannot normally justify an otherwise wrong
act by labeling it as a standard (business) practice in some part of society[4]. If it is wrong, for example, for an
individual to cheat people or exploit their ignorance, it cannot be made right
by saying one has a duty out of loyalty to an organization of people who band
together to do it. Or gangsters, for
example, could not morally justify extortion as being just part of their
business even if it were legal or if they find some way to classify it that
circumvents the law. Similarly contract
murder; it would not make it right to murder someone just because that was your
job and the way contract killers do business. Of course, extortion, bribery, and murder are
illegal, but not all morally wrong practices are, and insofar as any business
practices are morally wrong in general, such as exploiting a worker’s economic
circumstances to make him/her have to accept a disproportionately low wage for
the profit s/he earns you, they are not morally justified just because it might
be the way business has always been done.
Similarly with regard to gouging someone with an excessive price because
their circumstances put them over a barrel.
Voluntarily accepting being exploited because one does not have a good
alternative does not make it less exploitation or less unfair and wrong. And common practice of a wrong act doesn’t
necessarily make it a right act, at least outside of the possible ‘Lance
Armstrong exception’ given in endnote 4.
Business
Needs To Utilize Ethics Consultants Each time there is a
business scandal or crisis with apparent moral causes, calls are made in
journal articles, legislatures, and the media for better ethical training in
businesses and in university business education programs. I will try to show in
this paper that although ethics or business ethics courses are important and
potentially somewhat helpful, it would be wiser for businesses and business
people, or at least industries, who want to be actually ethical (and not just follow
wide-spread, conventionally accepted current practices or do the legal minimum
required), to consult with or hire people knowledgeable and intelligible[5]
about business, and about ethics and analytic philosophy[6]
as a specialty or sub-specialty (in roughly the same way they do attorneys, or
other specialists, now) rather than expecting managers or other employees,
including accountants, to have the kind of ethics training, understanding, and
knowledge that will prevent the sorts of scandals and disasters from bad
decisions that periodically prompt “ethics” legislation, criminal prosecution,
civil litigation, and calls for better business ethics education. Even if better (business) ethics courses
could become common, which itself is unlikely, they are not likely to
sufficiently foster the needed and desired ethics skill or awareness. The subject is too complex and difficult,
particularly conceptually difficult, for most students with the cultural and
educational ethics backgrounds and beliefs with which they enter college for
them to become accomplished at rigorous moral reasoning and insight. While it is reasonable to
require (and in that sense, expect) employees not be corrupt or basically
dishonest, it is not reasonable in today’s educational and business environment
to expect someone with just one or two ethics courses, or ‘ethics training
throughout, or across, their business school curriculum’ to likely be able make
ethically right or reasonable decisions in complex cases, or even to recognize
when circumstances call for one, particularly in those cases where traditional
practices have been oblivious to potential ethical implications for a long
time.[7] It is not reasonable to expect typical
managers, on their own, to be able to construct business environments that
eliminate or minimize the pressures on themselves or on their colleagues and employees
to make bad decisions or act unethically, particularly if they all follow
traditional institutional practices and policies. It is not reasonable to expect people with
little ethics training to resist traditional or prevalent pressures which
reward wrong acts or punish right ones.
And it is not reasonable to expect people with little ethics training or
study on their own to have the verbal tools to bring the kind of ethical
changes to their environment necessary without an advocate or sensitive ethics ombudsman
to assist or speak for them. This is all
difficult enough with the proper
ethical understanding, because there are established, enduring systemic
problems involved in business practices, but that difficulty is multiplied many
times without it. That does not mean that
business people do not need, or could not benefit from, good and intelligible
training or self-study in moral philosophy.
A good ethics book or a good ethics course or two, along with ongoing practice
discussing potential or recognized ethical issues, can help owners, managers,
and employees better understand any ethical explanations they are given and can
help them better recognize and formulate new ethical issues and problems they
may discover or face. Even though such
training by itself is not likely to insure proficiency in ethical reasoning, it
should elevate the moral reasoning skills of receptive learners far above the fifth
grade Sunday school ethical understanding and reasoning most people seem to employ
without any study of, or deeper reflection about, ethics. Business majors should have and be able to
demonstrate at least rudimentary knowledge of moral philosophy and
reasoning. That would help facilitate
consultations with any ethics specialists and understanding and implementing
their advice. Such knowledge and
training should involve understanding the use of general principles in ethics,
not just be discussions of specific ethical issues, which often at best lead to
unsupported agreement and at worst argumentative, unresolved “bull sessions”,
but in neither case helps students better learn to resolve ethical issues
systematically or to be aware of previously unrecognized ones.[8] Even though there is
growing research evidence that people normally do not make moral choices in a
rational way (as if it were not obvious just from talking with them or
listening to debate of any issue -- political or otherwise -- in the media or
hearing attorneys rationalize positions), but are heavily influenced by various
sociological and psychological factors (Brody, 2012; also Riordan and Riordan,
2013), I would think that would be significantly less true of someone who is
good at moral philosophy.[9] For example, Riordan and Riordan point out as
examples of “groupthink” “Warnings may be ignored. The group may recommit to
past decisions without considering alternatives” and “The members [of a group]
may underestimate the potential of others to contribute relevant
information.” But those are errors
individuals often make outside of any group.
It is often no easier to convince an individual owner or manager in
one-on-one discussion that there is a problem with a policy or plan, than to
convince (him/her in) a group. Not every
group decision is different from what its members think individually. If understanding moral philosophy (including
the concept and significance of personal responsibility) helps people be more
rational and more proactive about moral matters as individuals, they should
then also be less likely to make a collective group error based on mutual
agreement about, and acceptance of, a bad idea. Businesses should not simply disregard moral
philosophy in favor of psychological decision theory and manipulations of the social
environment, but should try to find ways to make better and more rational
ethical choices. Consulting with good
ethics specialists would seem to be one reasonable way to do that. Bad group thinking does
not just occur in regard to ethical issues, but also in regard to logic in
general. In the relatively early days of
the digital age, when the managing board of one international company was
considering buying a very expensive new computer system, the head of their
computer services department told them that system would not work to do what
they wanted and that it would be a total waste of money. He thought that was the end of the
matter. But months later, the company
purchased the system, after holding further meetings about it that he did not
know about. It didn’t work the way they
wanted it to, as he had explained it wouldn’t.
He later asked one of the board members why he had not been invited to
the other meetings, and was told “You had such good reasons for not buying the
system that we were afraid you would talk us out of it; and we really wanted to
get it.” It is difficult to imagine that the logic behind that comment made in
private by this individual is somehow potentially better than it would have
been if formulated in a group meeting.
Surely there are some limits to the blame that groupthink and peer
pressure can shoulder for individuals not recognizing truly bad ideas, whether
in moral or non-moral reasoning. Much
attributed to groupthink is simply bad individual reasoning which happens to
assemble together in the same room or teleconference. Insofar as groupthink stifles or prevents the
presentation of better ideas that would have been made in private, it is a real
problem, but a manager or boss can often discourage the presentation of good
ideas on his/her own. It is often the fear
of speaking up (forcefully enough), often accompanied by a weak or non-existent
sense of personal responsibility commensurate with the gravity of the error one
will not try to correct, and/or the lack of receptivity or ability to consider ideas
rationally, whether in private communication or in a group meeting, that allows
bad practices or policies. This is not to say
someone with a specialty or sub-specialty in ethics will be morally foolproof,
any more than attorneys are now foolproof with regard to litigation or
contracts, but it stands to reason it should increase the odds enough to do a
great deal of good, prevent a great deal of harm, and more than pay for itself
1) in terms of preventing many legal fees and penalties and the time wasted
preparing for preventable litigation, 2) in terms of customer and other
stakeholder gratitude and loyalty, and 3) in terms of attracting new customers by
having a deserved reputation for treating people right. Floyd et al (2013) cite that “a growing body
of empirical evidence has demonstrated that businesses can ‘do well by doing
good.’” More about this later, but
shouldn’t the point of all business/trade be to do well by doing good! Shouldn’t workers, companies, and society
profit by dividing the work in the best way and trading fairly with each other
to accomplish the most overall benefit most reasonably divided? Moral Knowledge and Good Moral Reasoning
Are Moral reasoning is much
more difficult and complex than most people realize, and moral awareness is
perhaps even more rare than moral reasoning skill. If my own students entering my introductory ethics
courses (and their parents, grandparents, and other role models and mentors of
them) are any indication, as they seem to be from the business ethics
literature, and from the evidence of public debate (at least in the United
States) most Americans cannot do ethics very well, in the sense of moral
reasoning, but think they can. It is not
that they are not good, kind, decent people in most day to day situations but
(1) they have difficulty trying to determine what is right and why (in a way
that will stand scrutiny) in any unusual or complex situation for which they
don’t have an automatic response that they learned from their parents or
culture, and even in some of the automatic cases, and 2) they have difficulty
recognizing circumstances that need moral reasoning, situations that are
morally problematic. And often in both such
cases, their certainty is inversely proportional to their understanding.[10]
That is at least at first, and sometimes unfortunately even at the end of ethics
courses they have previously taken, particularly in many online courses where
there is much less immediate, back and forth discussion and currently much less
overall discussion than there could and should be that can build on each
response and more efficiently analyze and correct errors.[11]
And even many of the
authors of ethics books and journal articles seem to me in significant ways not
to understand well what is involved in good moral reasoning (too often thinking
it is subjective, relative to whichever moral theory one favors or adopts, or
about choosing between conflicting values as if all values were of equal moral
status[12]),
even though they often make some good and important specific points in their
works about narrow aspects of ethics and teaching it. The current way of conceiving ethics at the
theoretical level and the contemporary conventional way of teaching it are
confused and in some cases erroneous, making it even more difficult for students
to become competent at moral reasoning.
They also frequently conflate two different issues: 1) knowing or being
able to reasonably discover or figure out what is right and wrong, which is
difficult enough, and 2) having the motivation to do what is right,
particularly when it is not in one’s or one’s company’s material self-interest,
and even more particularly when there is no traditional, firmly entrenched
cultural norm (as in forging some new commercial or political advertising
campaigns which are more effective than ethical), or when the norms used are
only or primarily about pursuit of one’s, or one’s company’s, material
self-interest, as they often are in business or politics. This is even further compounded when people
act in conditions that give them a (sometimes false) sense of anonymity,
privacy, or invisibility as in commenting in email forums, driving in congested
traffic, or working in a large organization. When asked their
principles of ethics at the beginning of the course, most of my students (of
all ages) and 32.3% of those in a survey of millennials (Wright et al, 2014)
honestly (but not accurately) said they used some version of the Golden Rule to
make ethical decisions, even though they usually do not actually, other than in
certain narrow kinds of cases where they have a definite preference for how
they would want to be treated or know the outcome they desire, and mistakenly
assume other people would want the same things, and that there is nothing wrong
with having them if that is what is wanted.
They mistakenly consider what is psychologically desired with what is
then necessarily morally desirable. Many
students also sincerely believe and say they apply other religious principles
as well, even though, again, they do not, if you ask them about any moral issue
not directly addressed, particularly in an obvious way, by something like the
Ten Commandments or Golden Rule.[13] For example, the first
assignment they have is a class project they work on collectively to develop a
list of circumstances in which it is justified to break a date, and then
explain why; ultimately then seeking any underlying principles or common
characteristics among the different circumstances or justifications. They have difficulty doing both aspects of
that, basically getting stuck after conditions such as “emergencies”, “sick
child”, “dangerous weather/impassible roads”, even though there are dozens of
other circumstances that should yield a few common principles among them. A few consider false excuses that cannot be
disconfirmed by the other person to be legitimate grounds for breaking a date.
Often they state circumstances that do not actually justify breaking a date,
such as not having money they thought they would (instead of changing the date
to something inexpensive or even free), or deciding that the relationship will
not likely lead to anything long term (as if all dates were auditions for
marriage, instead of, in some cases, agreements to accompany someone to
something because it would be best if they did not go alone). Some think it is permissible to break a date
any time you simply change your mind about going, even if that is a half hour
before the senior prom. But almost none give a religious reason for their
justifications, with the occasional Golden Rule exception when questioned
further, of saying that they wouldn’t want someone else to keep a date with him
or her if the other person did not really want to go out with them or thought
there was “no future in it,” again ignoring or not thinking about those dates
where one actually would want the
other person to keep the date because it is better to have a companion for the
particular event, and it would be too late to find a replacement, or because
some effort or expense had gone into preparation based on that specific
person’s being the one to accompany you once they had said they would. But apart from the
specific difficulties students have with this relatively simple, unemotional
kind of case, what is really interesting about it is their responses two weeks
later to the following questions: 1) Is
voluntary mutual, honestly informed consent between adults sufficient to
justify their having sex? Is their
mutual desire for sex with each other, with no one lying to the other about any
of their circumstances, enough to make sex between them alright? And 2) in
general, is honest, informed, mutual consent about an act that is perfectly
legal (as opposed to something like contract killing, bribery, arson for hire,
etc.) between two parties sufficient to justify any act they agree to do,
whether in a personal or business agreement, or any other kind of mutual,
informed, voluntary agreement? What
makes their responses to these questions particularly interesting is that in
the intervening week, although they discussed about sex which led to accidental
unwanted pregnancy (which they considered wrongful sex), and about the bad
choices of college age women having sex with guys who were not only unreliable
but would likely be not good enough at sex to make it a satisfying experience,
thus possibly leaving the girl dissatisfied, diseased, abandoned, and/or
pregnant (again a case of understood wrongful sex), most answered that mutual
consent and desire was sufficient to make sex okay and there was no problem
with it. And moreover they said one
should always keep one’s honestly informed commitments, even though the first
week they all thought there were circumstances that justified breaking dates, which
are mutually agreed commitments, though in many cases obviously somewhat weaker
ones than a major business contract. But
the principles given at the end of the first and second week’s discussions, and
in the ensuing assigned reading, should have made clear there might be
significant enough circumstances and potentially important enough issues that
justifiably override honest, mutually informed consent even when that consent
is about a significant undertaking. But at this point in the
course, there is very little “transference” between different issues or between
their reading about principles and their applying them in cases where the
questions are asked in ways purposefully not meant to imply the similarities or
the relevance to those principles, but which are not deceptive either, because
the questions are asked in ways they commonly are considered and addressed in
people’s own minds or in discussions they have with others. One of the most obvious
cases of this lack of transference or absorption and assimilation of concepts
and principles occurs in following up a lesson and discussion pointing out the
flaws in the Golden Rule as it is usually utilized to determine what is right
to do. Two of the flaws are that not
everyone wants what you want (other than in the most general terms, such as
being treated right, decently, compassionately, etc.) and not everything you want,
or want to do, is necessarily right even for you to have or do. For example, a father one
time wanted his entering freshman son to go into pre-med and take chemistry,
zoology, and physics the first term. The
university did not permit entering freshman to take more than one science
course with a lab because that was too difficult, and moreover this student
showed no interest in, or aptitude for, science. But he didn’t want to displease or disobey
his father. He was allowed to take the
chemistry course, but was also placed into other courses, with his consent,
that evidence pointed to as being more likely interesting to him and more
likely successfully completed. The
father called the academic counselor at home that night, upset at his son’s
course selections, and it turned out he wanted his son to be pre-med because he
wished someone had made him select pre-med when he went to college, so he would
not have the unhappy career he has now.
Whether the father would have been successful and happy in medical
school and as a physician, or not, it was pretty clear his son would likely be
neither. And even if he would be,
starting his first term of college with three difficult science courses that
each had labs, was not likely to make that occur. So I point that kind of
example out along with others, such as not making sexual advances (or attacks) toward
someone else because you wish they would make such advances (or such an attack)
toward you. One student one time,
getting the idea being presented, added his own example that his girlfriend had
used the Golden Rule to select his birthday present. Because she herself loved anything with a
frog motif, she bought him a pair of frog-image bookends. He said “What would I want with frog
bookends? Nothing; I didn’t want them. That
was just a lame present for me, and a waste of her money.” So, we go through examples of this sort and
everyone understands and then I say: “Okay, that is enough with the Golden
Rule. Let’s go on to a different
issue. Suppose a friend of yours is in
the hospital, perhaps with a terminal illness.
Should you go to visit him/her?”
Invariably everyone says “Yes or of course.” Then if you ask them their reason for that,
they say “Because I would want my friends to visit me if I were in that
condition.” No carry over,
whatsoever. “What if your friend doesn’t
want visitors, or at least not a close friend?
What if s/he doesn’t want to have to put up a brave front or to have a meltdown
in front of you? What if s/he doesn’t
want to see you sad or pity him/her?
What if s/he is just not in the mood for any companionship of a friend? Shouldn’t you find out what your friend wants
instead of determining what you think you would want under those circumstances,
which maybe you actually wouldn’t want if you were in that position? Didn’t we just get done seeing that you
cannot use the Golden Rule to determine what is right in the way you are doing
it here?” Police in one area one
time presented a program for young children (roughly around age 5), where they
explained to them, in the presence of their parents, never to go anywhere with
any stranger. They then asked the
children whether they would go with strangers, and all the children said
no. The police gave all the children
ribbons or some sort of recognition award for being good learners, and had a
little party outside for them with ice cream.
During that party, a policewoman dressed in plain clothes went around to
the children to enlist their help finding her lost dog, which she showed them a
picture of. The children went with
her. They didn’t realize that this was
a situation of going somewhere with a stranger.
This was part of the teaching program for the students, many of whom
cried when they realized they didn’t do what they had supposedly just learned
and said they would. Students in ethics
classes “go off with the policewoman” all the time because it simply is very
difficult in many cases to recognize instances of principles when they are not
presented directly as such instances. It
takes practice, and a certain amount of trial and error or outright failure. The
same kind of thing happens to students in math who can work word problems given
at the end of a section or chapter, because they know which principles the
chapter involves, but who cannot even begin to correctly work a differently
worded problem they come across somewhere else (out of context). Understanding and accurately applying
unfamiliar concepts and principles is difficult. Plus, the Golden Rule is
a kind of an unnecessarily convoluted way to determine what is right. My father one time told me about his directing
some older, hearing-impaired visitors to the front seats of the synagogue where
there were earphones to assist those who were hard of hearing. I asked him why he did that, to see what his
reason would be. He said because “I
would want someone to do that for me.” I
said “But you are not partially deaf.”
He said “No, I meant ‘if I were partially deaf’, I would want to be told
about the headsets to help me hear the service.” I said “I know that, but why do you have to
go through all that to know it is right to tell them about that facility in
those seats so that they can hear. Don’t
you know directly they would most likely want to hear the service, and that is
how they can be helped to do that if they want to? Why do you have to imagine yourself being
like them in order to know what they need and might want to know?” Plus, as pointed out to my class, not
everyone wants what you might want, even if you did want it. So the exercise of trying to imagine oneself
in another person’s position is normally neither necessary nor sufficient to
determine specifically what is right. And there are three other
problems with the Golden Rule: 1) it doesn’t help you
decide what is right when you have to judge between conflicting parties, since
if you were one of the parties you would want one answer, and if you were the
other party, you would want the opposite answer. In a labor versus management case, asking
yourself what you would want if you were in management or if you were a lower
level employee will yield likely contradictory answers; likewise if you had to
judge property division in a divorce case.
2) People are often
wedded to theories and cannot really imagine any circumstances that would make
them change their minds. During the
Clarence Thomas Supreme Court confirmation hearings, Senator Howard Metzenbaum
(D-Ohio), questioning either Anita Hill’s veracity or judgment, said he thought
that she should not have feared quitting her job over her alleged sexual
harassment by Thomas because he stated that if he (Metzenbaum) lost any job
today he could secure another one that would be at least as good, and so she
should have been able to also if she really believed she was sexually harassed. But he was a powerful, wealthy, older white
man with lots of connections, and she was a young, not wealthy or powerful
black woman, with few. President Ronald
Reagan thought that anyone could rise above poverty to become successful, but
he did not appreciate how difficult or nearly impossible that might be if one
was, for example, born to a young, uneducated, single black woman in a ghetto
full of gangs, violence, and drugs. The
Golden Rule and Rawls’ ‘veil of ignorance about one’s initial conditions’ do
not take into account these kinds of mistaken beliefs about what one would want
or choose if one truly understood the situations and the conditions that caused
them. If people are right who believe
some conditions make life unfairly difficult and should be minimized or
eliminated if possible, then if you do not, your decision not to minimize or
eliminate them is done from behind the kind of veil of ignorance not meant in
the sense Rawls intended. You are not
just ignorant of what your lot in life will be, but of what constitutes a fair
chance for a decent life. Rawls thought
that people would choose fairly and wisely what the rules and conditions of
life should be, if they didn’t know what their position in life would be, but
that is not necessarily true of those who are wedded to mistaken theories about
which conditions are fair or not. 3) Suppose the question
is what the right punishment, if any, is for a cold-blooded serial torturer and
murderer. If you try to determine that
by asking yourself what you would want if you were the murderer or might become
a murderer, you might not want any punishment or you might want a mild
punishment. But that would hardly make
it right for him to receive light or no punishment. The point is that moral
concepts are often difficult to discover, absorb, and assimilate, given today’s
generally woefully inadequate moral education in the early years, and moral
reasoning is more complex than generally considered, presented, or modeled, at
least in the United States. And it is
not remedied in this age of college academic ethics instruction that I call ‘the
new relativism,’ which is a strange theoretical, second order, kind of
relativism I will explain later. Moreover,
most people have trouble noticing or recognizing ethical dilemmas or issues,
let alone reaching Kohlberg’s (1963) stage 6 moral reasoning by the use of
rational moral principles in determining how to address them. That in part is why ethical issues in
business are not even noticed as ethical issues until they become full-fledged
catastrophes after which moral autopsies are performed by companies, academic
researchers, media pundits, Congressional hearings and panels or commissions to
determine the cause of the failure and/or place blame. That is a problem, besides the approach being
piecemeal and unsystematic, for teaching ethics primarily by case studies
whereby a moral dilemma is pointed out as such, and so students know there is
something to be decided, and there are usually clues based on what they are
currently studying or based on media coverage about the relevant moral
considerations. In real life, situations
requiring moral reasoning do not always appear to be moral issues at all to the
people involved. It is not simply that
they don’t know the answer but that they don’t even know there is a problem
that needs an answer. Unless and until
there is a recognizable disaster people tend to blindly conform to traditions,
policies, and practices without realizing they might be making wrong choices or
doing anything that will lead to a disaster for which they are at least in part
responsible. It is not just that people
make ethically blind choices[14]
when knowingly confronting ethical issues or dilemmas, but in cases where they
blithely follow traditional practices, they often don’t even realize they are
making a choice at all, let alone a moral one.
A common excuse for wrongdoing is that one was just doing what has
always been done, as Vice President Spiro Agnew stated when he was indicted for
past corrupt practices as governor of Maryland, adding that he had not acted
unethically but that ethics had changed, meaning that traditional practices
were now seen as wrong when they weren’t seen that way before, and presumably
then most likely in his mind thus were not wrong before. In a psychological sense people automatically
following traditional practices are not making a choice in that they are not
pondering alternatives and consciously selecting one, but since they do have
the ability to employ a different option, and in some way should have known
that, their act is a choice that makes them morally responsible for what they
do, even if in some other cases one
can be not morally punishable, because one is not negligent in not realizing there
is another option.[15] And it should not be only those wrongs with
the potential to cause an economic disaster or system failure that need to be
corrected. That a system can function economically
or financially effectively in spite of moral flaws does not justify ignoring
those flaws. Slavery, for example, is an
efficient and effective economic system, as is a slave-wage, sweatshop system. And it seems clear, from
the spate of new legislation and regulation and the calls for more ethics
training each time some business or economics catastrophe occurs, that ethics
and ethics education are generally conceived of as how to avoid making the same
kinds of past mistakes rather than recognizing potential future ones or the
wrongfulness of traditional and current practices.[16] Historically and presently, it is clear that
acceptance of new moral ideas and ideals is strenuously resisted by many
people. Many educated and religious
people, for example, saw nothing wrong with slavery and argued for its
perpetuation. Or consider that as of
this writing, the current NCAA opposition to paying student athletes for their
work in those sports that bring in millions and millions of dollars to many
universities, while paying their coaches in some cases millions of dollars fits
the standard resistance to seeing and reasonably weighing and trying to
accommodate the moral elements involved. Part of why it is so difficult to teach ethics
is probably this very resistance to concepts and ideas that are new and/or
challenging, in this case to students’ entrenched previous simplistic training
and culturally acquired beliefs. Many American students,
again of varying ages, claim to rely on the Ten Commandments along with other
religious passages, or on aphorisms such as “To thine own self be true” or
platitudes such as “it is okay to do anything you want as long as you don’t
hurt anyone else” or on whatever is fashionable at the time, such as various
rights, as if almost everything were rights-based, and/or on governmental rules
and regulations, company policies, etc.
They also see themselves as having obligations to follow orders in
particular roles, such as soldiers or employees. A small percentage of students, including in
some cases those brought up in religious conservative households and who then
served in the military, view strict adherence to orders and rules as being
inadequate or wrong, and have questions about how to make ethical choices
better. But most students are certain
they know what is right or wrong in any question that matters, and that any
disagreement with them in such cases is just a matter of opinion that does not
need to be taken into account. It is sometimes
very difficult, even in an ethics course, to dissuade them of those beliefs.[17] Ethics is not as easy as
it seems and the current conventional teaching of it, involved in teaching students
the standard litany of ethical theories (utilitarianism, Kantianism, virtue
ethics, ethics of care, rights-based deontology, Rawls’ theory of justice, etc.[18])
does not help students learn to determine what is right, and does not even
make it easier. In a short video, Norman
Bowie espouses not trying to teach all the ethical theories to (business)
students and then having them try to apply them to cases studies, because, as
he points out, they cannot do that well, but instead he advocates teaching by
applying the different theories to those cases and kinds of cases to which they
are most relevant. But that is like
trying to teach calculus or physics by telling students which formulas to use
for which kinds of problems, instead of helping them see the relationships that
determine which formulas work for different problems and be able to make any
adjustments or use or derive different formulas as needed, particularly for new
problems. Just memorizing formulas for
specific applications is difficult to remember, easy to get wrong, and does not
help when new problems arise or when ones occur which are similar looking on
the surface but which are enough different to need modification of a given
formula or fundamentally different enough in underlying structure to require
being addressed in a different way. What
Bowie is suggesting is essentially that the teacher determine which ethical
elements are most relevant and then use the flawed general principles which
(accidentally) work for those cases to show the students how to get the right
answers for them. That is leaving out
the most important part of the ethical reasoning process and handicapping the
students for being able to recognize and resolve any ethics issues in the real
world. It is tantamount to telling math
students how they need to solve a word problem by setting up the calculations
to be used and then just leaving them to do those calculations. That does the most difficult part of solving
the problem for the student, and doesn’t necessarily or likely teach them how
to solve such problems on their own. So
many students have difficulty with “word problems” in math, because they have
to figure out which calculations to do, not just know how to do calculations
they are given already set up. Gu and Neesham (2014) propose
a psychological, virtue ethics and/or character building variant of Bowie’s
proposed teaching method, giving empirical research to support their version. They have students write essays of the
students’ own ideas about ethical traits or elements such as honesty, fairness,
generosity, etc. and then ask them how likely they are on a scale of 1 to 7 to
do acts depicted in eight different scenarios.
The different scenarios seem to clearly involve one or more of the elements
assigned in the essays in a way that makes invoking them the prima facie right
thing to do. Students who have written
such essays give the desired answer to the questions more than do those
students who have not been assigned the essays.
For example, one of the
questions is whether one is likely to eat food without paying for it, if one
can get away with it, at a fast food restaurant where one works and where the
company policy is that all food consumed by employees must be purchased. Students who have written the essays state
afterward they are more likely to pay for the food. But this only shows that students who write
about honesty or about being honest (and about the other traits) are more
likely to say on a test associated with a course which clearly puts some
emphasis on honesty that they will pay for the food. They may only be making a temporary,
psychologically prompted association or they may be trying just to get a higher
score or to please the teacher or curry favor if they know the test is
associated with the course. And even if this actually gives students a stronger
conscience about doing what they think is right in a fairly simplistic and
obvious situation, it does not show that what the students believe is right is
always right or that they will have correct beliefs in a more complex case,
especially one with conflicting values, or even recognize when a more subtle
situation involves ethical elements.
Plus, as will be explained shortly, the problem with modern virtue
ethics is that specific character traits claimed to be virtues are not necessarily
virtuous in all situations. They are at
best prima facie right traits or virtues to utilize. But psychologically prompting or inclining
students to give desired, believed correct answers to simplistic questions on a
test in (or after) a course that makes those answers appear to be the one
desired, does not show that students have developed ethical understanding or
improved moral reasoning ability. Teaching ethics (or
physics, math, home construction, law, engineering, cooking, or anything) by
rules, algorithms, recipes, or psychological prompts to invoke specific
character traits in obvious situations will only work as long as the rules and
recipes or character traits are right and complete, but just knowing the rules
or prima facie virtues doesn’t tell you whether they are right or not for any
given case; and knowing the rules doesn’t help you see whether they need to be
modified, discarded, or new rules added, and what they should be if new kinds
of cases arise. If one is a legislator
or business manager, or a top military officer faced with devising new laws,
rules, strategies, or policies just knowing what the current ones are is not
much help. And in ethics, as in math
instruction, there is a more serious impediment with teaching by algorithm. Algorithms allow one to work problems one
knows or is psychologically prompted to believe the algorithm will solve, like
those at the end of a textbook section or chapter, but algorithms do not by
themselves let anyone know what to do in cases where the problem is not given
as one requiring a specific algorithm.
Algorithms do not even let one know that one is facing a problem that it
could be helpful to use it to solve.
They don’t help one recognize problems not already known or
psychologically implied to be in a particular format. This shows up in real life, but it also even
shows up on comprehensive tests which cover many chapters and algorithms where
students do not recognize a problem as similar to ones they have previously
worked on. Even in simple arithmetic, it
is one thing to learn how to multiply various size numbers, but quite different
to know whether a problem one is facing needs multiplication to solve it or
not, and if so, what to multiply. Also, if someone uses a
wrong algorithm, they cannot even see the answer it generates is incorrect,
because they use the same algorithm to check their answer, giving internal
consistency for the wrong answer. There
is a word problem that illustrates this well: there is a one mile long oval
track that to qualify for a race you have to do two laps with a total average
speed of 60mph. You have some sort of
engine problem the first lap which allows you only to do it at 30mph. But the problem spontaneously clears up at
the end of that lap and the engine will now run at full speed. So how fast do you have to run the second lap
to qualify for the race? Most people say
90 mph because (30 + 90)/2 equals 60. A
few people say 120 mph, reasoning that if you did the first lap at half the
necessary speed, you should do the second lap at twice it. But the correct answer is that you cannot
qualify for the race no matter how fast you drive, because to drive two miles
at an average of 60 miles/hour or more, you have to finish the entire two miles
in 2 minutes or less. However, you used
up the full two minutes just doing the first mile at 30 mph. But if someone doesn’t
understand that is how one has to compute the problem, that doesn’t show them
their answer of 90 or 120 mph is wrong.
And it would do no good to show them the qualifying race, because if
they really believed that 30mph + 90mph averaged the 60mph, they would say the
driver did meet the qualifying condition.
You could say it took him more than two minutes to run both laps, and
they would agree, but say that is not how you determine the average, and that
it was simply by adding the 30 and the 90, then dividing by 2, or they would
say that half the speed combined with twice the speed, gave the correct average
speed. And they could point to cases where
that would be true, cases in the first instance where the amount of time spent
at each speed was the same. If you drive
one hour at 30 mph and a second hour at 90 mph, you will have driven 120 miles
in two hours, which is 60 mph. In the second instance, it works where you drive
half the time at the faster speed that you drive the slower speed, so if you
drive two hours at 30 mph and one hour at 120 mph, you will have driven 180
miles in three hours, which again, averages 60mph. The fact that there are some similar sounding
problems with conditions which make a particular algorithm work to get the
right answer does not show it is the correct algorithm to use to solve this
problem. The conditions are too
different, even though that is not apparent at first glance. The analogy with this for
ethics is that one can always find evidence for one’s conclusion if one ignores
relevant facts, and if one is only looking for those cases where one’s
reasoning does work to give the right answer – even if that is by coincidence
or fortunate circumstances. Deontological
approaches, for example, ignore the amount of good or harm done, and may ignore
other ethical elements such as fairness to the agent or to others, justice,
merit, etc. depending on the rules or principle one is following. For example, laws are not always fair or
just, even though supposedly they comprise the basis for the criminal justice
system. But deontological approaches do
work in those cases where fairness, merit, amount of good or harm done by any
other option, etc. are insignificant compared with the elements the principle
being used does take into account, such as where one has made a promise or
signed a contract and no circumstances appear or are involved that would give
any kind of good or overriding reason to break it. That doesn’t make deontological principles
always right. And it doesn’t mean one
should always keep a promise, if, for example, doing so would cause a great
deal of unnecessary harm to innocent people, and gain nothing other than
keeping the promise that should not have been made in the first place. On the other hand
utilitarianism ignores rights, justice, merit, fairness to the agent or to
others, etc. also. But in those cases
where the amount of good done or harm prevented is significant and there are no
rights violated, unfairness or injustice being done, or any other kinds of
deontological violations, utilitarianism will give the right answer. Similarly
if you have to choose between two options that differ only in the amount of
good they do you, then either utilitarianism or egoism will give the right
answer. That doesn’t make utilitarian or
egoistic principles, or any principle that considers only the consequences or
ends, always right. Similarly if one is
considering the right virtues for a given cases. There are, for example, many situations where
clearly it is wrong to lie and many situations where loyalty is important and
right. But that does not make honesty
and loyalty universal, absolute principles, because it would be wrong to be loyal
to evil people or an evil cause; and honesty would not serve an undercover drug
agent well or a spy for a just cause in a war, and it would not be wrong to lie
to the SS seeking Anne Frank’s family in Nazi Germany. The difference in regard
to math and ethics is that many people normally know they are not good at doing
math, but few think they are not good at doing ethics. So while students in a math course left to
devise answers to word problems may be confused or in disagreement about what
the right answers are, that does not make them think there is no right answer[19]
or that math is relative or subjective, or that the right answer depends on
which formula you use and that there can be as many right answers as there are
formulas. For some reason, that is not
the conclusion they reach about disagreements or confusions in ethics. What I call the new
relativism in ethics is the view that there are right answers, but they depend
on which principles you accept or apply, generally from among the standard
principles given in most ethics textbooks: rule or act utilitarianism, virtue
ethics, Golden Rule, Kantianism, Rawlsian justice, ethics of caring, etc. This is different from, but no less false
than, standard relativism which is normally the view that ethics is entirely a
matter of personal opinion and that there are no right or wrong answers when
people disagree, and that people should just “agree to disagree” because there
can be no proof about who is right, so any believed answer is as good as any
other in any particular issue or moral problem.
The new relativism implies there are a limited number of right answers
and that they depend on which principle of ethics one chooses, champions, or
espouses from among principles which work in various cases and can be seen to
have merit. The principles themselves
are relative or subjective, but once chosen what they imply is not. In this conception of
ethics and ethics education, one uses the principle or theory that somehow
seems best to one, and that then makes right the choice of acts or options that
follows from it. Hence, it is common for
ethics exercises in courses to ask what a Kantian would decide or what a
utilitarian or virtue ethicist would decide.
And it is common to see claims of the sort “If you are a utilitarian,
then … would be right, but if you are a Kantian than … would be right.” For example, one might say if you were a
Kantian, you would know it is wrong to assign a value to human life… as is
sometimes done in calculating the cost of likely litigation in ‘wrongful death’
suits to determine whether it exceeds the cost of a recall or as might be done
in trying to determine whether a medical treatment should be covered by
insurance. But shouldn’t you know it is
wrong to assign a value to human life for monetary cost-benefit analysis, even
if you are not a Kantian? It is not
Kant’s principle that makes that true, but its being true that gives
credibility to that aspect of his principle. But surely you cannot
rely on the answer given by an arbitrarily chosen principle, even if that
principle has many useful applications, any more than you can expect an
arbitrarily chosen math formula to give you the right answer to a word problem,
even if that formula works to solve some particular problems, and even if the
answer in the math or the ethics cases turns out to be right by coincidence. If you could make acts be right by selecting
principles that implied them, then using a principle of cannibalism would
justify Jeffrey Dahmer’s behavior. The
main problem with any form of ethical relativism is that if it were true, there
would be no point in trying to discover what is right or what one’s obligations
are, particularly if one has to agonize about a duty that is not pleasant. Just choose whichever option is easiest
and/or most personally satisfying and be done with seeking what is morally
right. There is nothing to discover
other than what one favors, as in favoring chocolate as the “best” flavored ice
cream. At most your search might involve
trying other flavors to see whether you like them as well, but there is no need
to do that if you are really happy with chocolate. So if you are happy with utilitarianism or
ethical egoism, then there is no point in worrying about duties that might
conflict with it. Your search is done. But as William Frankena
(1973) pointed out, because there are both flaws and good points in many of the
standard ethical principles, it is necessary to use what he calls a mixed
principle -- a principle that is part teleological (based on the amount of good
or harm done) and part deontological (based on elements other than amount of
good or harm). However, Frankena
mistakenly thought that a two element principle, combining justice with
beneficence, would suffice. Even if it
is possible to derive, as he thought, all obligations from those two elements,
it is not generally readily apparent how to do that. I think it better to have a principle that,
when understood, spells out reasonably clearly and readily apparently all of the particular elements that
need to be taken into account in any ethics matter, with a way of prioritizing
them – particularly those elements which are not commensurate, and which thus
do not readily allow simple quantitative comparison, such as in trying to weigh
an option that does more good but is less fair against an option that does less
good but is more fair. One has to
somehow try to determine whether the amount of additional good done by the
first option is reasonably worth the unfairness or not. I utilize a principle I
have developed (and continue to develop) that I think is correct (or at least
on the right track) and helpful. It
basically says that at least all the following elements need to be considered,
even if in particular cases, it might turn out, upon consideration, that some of them do not apply or are not as
important as others[20]. But it would be a mistake to ignore these
elements or the possibility of their being significant and relevant by
utilizing a principle or theory of ethics that itself ignores them: ·
Amount of good or bad (Kant’s and other
deontological principles ignore this or at best take it into account in some
indirect way; e.g., the Golden Rule and one version of Kant’s Categorical
Imperative assume, incorrectly, that you would not want anything bad for
yourself, whereas at best you wouldn’t want anything you perceive to be bad for
yourself.) ·
Fairness and reasonableness of distribution of
the good and bad natural consequences (e.g., benefits and burdens or good and
harm that are a result of the act itself, not of any punishments or rewards,
particularly undeserved ones, for committing the act) (Utilitarianism and some
deontological principles do not take this into account.) ·
Fairness and reasonableness to the agent
expected or required to perform the act (Utilitarianism and egoism do not take
this into account. In some cases Kant’s
categorical imperative does not take it into account since the fact that
everyone’s doing something might be wrong does not show it is wrong for some
people to do it; e.g., it might be okay for five or ten people a day to walk on
public grass, if that will not ruin it, even though everyone’s walking on it
would ruin it and there would be no grass there.) ·
Deservingness of good consequences
(Utilitarianism does not take this into account.) ·
Rights or violations of rights (If
utilitarianism takes this into account, it is only indirectly at best.) ·
Whether an act inflicts, is likely to inflict,
or attempts to inflict unfair, needless, reckless harm (Utilitarianism does not take this into
account, since there is no bad consequence, for example, to attempted murder
that misses so badly no one is even injured, let alone killed.) Insofar as one can analyze a potential ethical
issue (particularly a complex one) by determining which of these components are
relevant and to what degree and by determining what the relationship or
relative merit among them is or should be, often by discovering analogies with
clearer, more definitive, uncontroversial, unemotional, simpler issues, one
will be proficient at doing ethics. It
takes understanding the elements and practice weighing them against each other
in different cases. Not everyone is interested in spending the time or effort
to develop that understanding and facility, any more than everyone is
interested in studying the law, much of which involves similar concepts and the
cases that utilized them. But
legislation and case law do not always conform to ethics, and it is important
to be able to see when laws need to be changed and when case law needs to make
exceptions based on important previously unnoticed distinctions. Particular case law also sometimes needs to
be determined to have been mistaken and stare decisis for it challenged which
might invalidate or overturn past rulings and precedents. There is more to it than this, and the principle I
use is: An act is right if and only if, of any act open to the agent
to do, its intrinsic or natural consequences, apart from any extrinsic unfair
rewards or punishments, bring about the greatest good (or the least evil, or
the greatest balance of good over evil) for the greatest number of deserving
people, most reasonably and fairly distributed, as long as no rights are
violated, as long as the act does not try to inflict needless harm on
undeserving people, as long as the act does not needlessly risk harm in a
reckless, negligent, heedless, or irresponsible manner, and as long as the act
and its consequences are fair or reasonable to expect of the agent.* Rights have
to be justified or explained or demonstrated; not just anything called a right
is actually a right. Further, the amount of goodness created or evil prevented
may, in some cases, legitimately override a right that a lesser amount of good
created or evil prevented may not. Overriding a right is not the same as
violating a right. *What is fair and reasonable to expect of an agent: It is fair or reasonable for people to do things at little
risk or cost to themselves that bring great benefit, prevent great harm, or
create a much greater balance of benefit over harm, to others. Apart from cases
where an agent has some special higher obligation that he has assumed or
incurred, as the risk or cost to the agent increases and/or the benefit to
others decreases, an agent is less obligated to perform the act. At some point
along these scales, the obligation ceases altogether, though the act may be
commendable or "saintly" to voluntarily perform (that is, it may be
"over and above the call of duty"). At other points, the act may be
so unfair to the agent -- may be so self-sacrificing for the agent to perform,
even if voluntary, and/or of so little benefit to deserving others, that it
would be wrong. (Not every act of sacrifice or martyrdom is all right or
acceptable.) [This paragraph is part of the principle, not a principle in
itself. It is necessary for an act to be
right that it be fair and reasonable to expect of an agent, but it is not
sufficient.] This
principle and the rationales for its components are explained in An Introduction
to Ethics (Garlikov, 1995). While
just seeing the condensed version makes it seem difficult, it is not that
difficult once one understands how it is constructed and why. But achieving that understanding is not easy;
and even when one understands how to use it, it does not given an automatic
answer in complex situations, but simply tells you how to dissect and analyze
the complex components into ones that are more manageable and hopefully
amenable to specific arguments. For many
students today, particularly in online courses where, as pointed out, there
tends to be less student/teacher interaction and where the duration of the
course is less than a full onground term, it is difficult for students to get
sufficient practice and feedback to understand how this, or any similar,
principle is constructed and how to use it well. And it is difficult in the time frame to get
them to begin to see their own intuitive ethics is not reasonable or likely
right, particularly in complex situations.
So there is a natural resistance by many students even to want to try to
learn this or any other complex principles of moral philosophy.[21] Many students, and some philosophers, seek
only some sort of overly simplistic, reductionist principles, but most
principles which do not include built-in exceptions will fail to give correct
results, as in the claims that lying is always wrong and loyalty always right. Resistance to learning is not a problem with students who
want to learn and who are reflective, but normally one course (even one that is
15 weeks long, but particularly one that is 6, 9, or 10 weeks long, as many
online courses are) does not give sufficient practice to allow proficiency, not
only in resolving ethical issues satisfactorily but in recognizing them. I raise the issue in class of a fair way to
determine wages for your employees if you start up a business. Most students just automatically assume
starting salaries should be lower than for those with longevity, that those
with more experience and/or more education should be paid more (even though
sitting in classes or being on the job longer doesn’t necessarily make one
commensurately more productive or knowledgeable, and even if the new hires and the
old hands are equally productive), that managers and supervisors and bosses,
etc. have more responsibility than lower level employees, and that more
responsibility deserves high wages. They
resist the idea that managers may merely have different responsibilities from
lower level workers, not more responsibility, and not necessarily more important
responsibility. Or if you raise the notion of fairness in regard to athletes
and entertainers making far more than teachers, nurses, soldiers, firemen, coal
miners, etc., many students think that is perfectly fair and unproblematic for
at least two reasons: 1) no one makes someone go into teaching, nursing, or the
military, and they know what the salaries are before they start, as if that
made those salaries fair, and 2) good athletes and entertainers are rare, but
there are many teachers, nurses, and police, etc. so supply and demand makes it
fair that athletes and entertainers make much more money. If you raise the issue of cosmetic surgeons
in wealthy suburbs making far more money than internists in lower
socio-economic areas, or than public health physicians or medical school
researchers/teachers, they think that is fair because, again, it was a free
choice and because of supply and demand by those with money to pay for it. It is difficult for students and most people to see there may
be issues of fairness[22]
about how some of the elements of the system works, that supply and demand may
not be the fairest way to determine what to pay your employees or charge your
customers, that one might have an obligation to try to do as much good as
possible, not just make as much money as possible, particularly when making
money causes harm or is in some way unfair, and that one might want to amend
capitalism in certain ways that simply make it fairer, without having to
abandon it for some form of socialism which they think is unfair and
unreasonably rewards sloth. They have no
general concept of exploitation of people’s circumstance as being unfair, and
though they think, for example, that if a fireman, soldier, or policeman
demanded hundreds of thousands of dollars to answer a call for help it would be
outrageous exploitation and gouging, they do not have any problem with
physicians or hospitals requiring such sums to do their work, normally under
far safer conditions. It is not that I
am arguing here for specific changes, but just trying to point out the
difficulty of getting people to see moral problems that are disguised by
traditions, accidents of history, and arbitrary faulty intuitions. They seem to think any form of recommended change makes one a
socialist or communist, even though clearly modern capitalism is much more
humane than the early draconian, Darwinian, Dickensian form of it without being
socialist in nature. And they cannot see
that athletes and entertainers make so much more money because an hour of their
labor can serve millions via broadcasts and recordings, whereas teaching that
requires much interaction with students, nursing, police work, and other
labor-intensive jobs which cannot be mass produced or delivered, cannot do that
and cannot therefore make as much money unless someone is working for someone
extremely rich and most generous, or can tap into the deep pockets of pooled
insurance premiums and benefits, which not all forms of work can do, and which
is a form of lottery or socialistic Marxian pooled resources of each according
to his ability to pay premiums to each according to his needs in the form of
valid claims. And they cannot see that
which kinds of work can be mass produced and which kinds cannot are accidents
of history and technology, which makes basing incomes on them possibly not fair
in at least some way. At the company level, many corporations still see no ethical
issue with giving gifts or other sorts of benefits to 1) government officials
who regulate them, who appoint such regulators, or who might be called upon to
investigate or possibly prosecute them, or 2) to purchasing agents of companies
they are trying to supply. One major
utility a few years ago gave the state’s attorney general and his family
tickets to their skybox for a professional sports event, and neither the
company nor the attorney general saw anything morally problematic with it. The company now is more sensitive to the
perception of that being a problem (borderline bribe or at least currying of special
favor that could prompt favorable legislation or avert unwanted litigation),
and in their moral code prohibits gifts “except where legal and appropriate”,
so it is not clear they really get the point.
If such gifts are not meant to curry the favor of people in power, why
does the company not give them to “regular” people chosen randomly from among
their customers? In Alabama each year
the Birmingham News investigates gifts received by government officials, such
as a free trip for them and their spouses to a luxury resort in the Bahamas,
and prints the excuses given for their accepting them – excuses of the sort one
might expect from third graders. All say
the gifts do not affect or compromise their judgment. One senior state legislative leader said that
without such a gift he could not afford to take his wife to such a nice
resort. The industry association that
financed taking key Alabama legislators to the Bahamas that year said it was an
opportunity to be able to meet with them to educate them about the needs of the
industry. So they flew the legislators
and their spouses to the Bahamas and paid for accommodations and food in a nice
resort even though the Alabama legislature is based in Montgomery and so is the
headquarters of the association that claimed it more convenient to meet in the
Bahamas. Or in the days when cell phone companies sold plans based on
limited minute usage with overage prices for any additional minutes used, at
least one company had two practices that seemed unfair, particularly if
intentionally misleading or exploitive.
1) If someone’s bill was high because of overage, they recommended going
to a higher cost base rate plan to have more minutes. That was certainly fair. But they didn’t tell the client that any overage
costs per minute on the higher base plan would be significantly higher so that
the cost of the new plan might end up being even higher than the cost of the
smaller base plan, even though there were more prepaid or ‘base’ minutes
included in it. 2) They didn’t point out
that changing the plan started a whole new plan instead of just amending the
old plan in the small specific way, and that sometimes eliminated some of the
benefits of the old plan that were important to the customer, and that were
very costly to find out the hard way were not part of the new plan. Moreover, the old plan could not be
reinstated. It is, of course, possible that the company didn’t mean to
exploit its customers in these ways, but if that were the case, they should
have a remedy for those who are exploited by it. One company that later became part of
T-Mobile had such a remedy for any misunderstandings or legitimate
complaints. After having had a bad
experience with one company and hearing about the experience of others, I
called this company to inquire about beginning a cell plan with them for my
family, particularly so that we could talk with the two children who were off
at colleges in other states, and so they could talk with each other. Remember this was at the time prior to
standard unlimited minutes of talk and when landlines were everywhere for free
local calls of any duration. The best
deal seemed to be from a company that offered unlimited mobile-to-mobile
minutes, no roaming charges, and an adequate amount of anytime minutes for any
calls to any other phones. I explained
where my daughters were going to college and asked if there were any hidden
charges or problems and was told there would not be any problems. That turned out to be false, based on the significance of a
technicality, I as a customer had no way to appreciate until too late and which
the customer service representative did not realize might cause a problem by
not meeting the criteria I was seeking in starting a new plan. My younger daughter was in school in North
Carolina and this company did not have its own towers in North Carolina, but
had a reciprocal agreement with AT&T for use of their towers, without
invoking roaming charges. But it did
mean that the minutes of talking between us and the North Carolina student were
not unlimited ‘mobile-to-mobile’ minutes – because the actual rule was that it
was free mobile-to-mobile minutes on that company’s towers -- but were billed
as ‘anytime’ or general minutes, which could add up pretty quickly since a five
minute call between us was five ‘anytime’ minutes on her line and five ‘anytime’
minutes on my line, which thus were ten ‘anytime’ minutes for the account that
month. The company handled the problem
by giving us extra free anytime minutes whenever I called in time to let them
know we might be running short that month.
There were only two or three months during her four years of college
that I had to ask for the extra minutes, and they courteously complied. That seemed to me to be a fair way to address
a misunderstanding or problem that I think was no one’s fault and that was not
intended or expected to take advantage of any customers. I thought it was fair to me as the customer,
and I hope, and assume it did not take unfair advantage of the company or cost
them much, if anything, to honor for me. Possibly the original customer service representative could or
should have known there might be some sort of problem, but since s/he didn’t,
and since the problem was so esoteric, I could not fault him/her for not
realizing. Even after the first bill,
when I realized there was a potential problem, the customer service
representative and I had a difficult time trying to figure out where we were
going wrong, since s/he confirmed all the features of the plan that were what I
had been told as we went through them individually. I had to ask specifically why the mobile-to-mobile
were being counted as ‘anytime’ minutes for which there was a limit, instead of
as unlimited mobile-to-mobile minutes, before what was potentially problematic
or wrong came to light. Or consider DirecTV’s marketing one year, which they since
seem to have abandoned, (most likely because of consumer backlash, I
presume). They advertised “the NFL
Sunday Ticket” (broadcasts of all the regular season Sunday NFL games) in HD
(high definition television quality).
Customers who already had DirecTV with HD programming in general paid
for the programming package they chose and paid an additional relatively small
monthly fee that allowed them to see in HD all those programs in that package that
were broadcast in HD (as well as in SD, standard definition) quality. If you added a premium channel, such as HBO
or Showtime, you then saw any HD quality movies shown on it in HD as well. There was no additional HD fee above the
general original one you paid each month.
Customers called to order the NFL Sunday Ticket, and the first week of
the regular season, the quality, clarity, and colors on large screen TVs were
spectacular; it clearly met the advertisements.
The second week, the picture was not clear. Something was wrong. Calls to DirecTV were answered by an
automated voice recording saying that if you were calling about picture
quality, you needed to purchase the HD part of the Sunday Ticket for $100
additional fee above the cost of the NFL Sunday Ticket, which was already
fairly expensive. Moreover, no part of
the Sunday Ticket package itself was refundable, so you either had to watch the
next fifteen weeks with a fuzzy, low quality picture on a large screen TV, or
you had to pay the additional $100 fee to have “the NFL Sunday Ticket in HD”. The reason the picture quality
was in HD the first week was a free bonus, customers were told. When the Sunday Ticket was purchased by phone
order, customer service representatives did not say the programming would only
be in SD unless a $100 additional fee was paid for the HD part. While technically, buying the general HD option from DirecTV
(for all other programming) and buying the Sunday Ticket did not mean you were
buying the advertised “NFL Sunday Ticket in HD”, it was pretty clear the
company knew that was implied by the ads and by how all their other programming
worked, and was why they gave the bonus week to entice new customers and why
they had the voice recording ready for the deluge of calls they were likely to receive. As far as I know, the company relented and
gave very angry customers the HD part for free, but I presume they charged the
fee to those who did not put up a fight.
After that year, the HD was included in the NFL Sunday Ticket, but the
price for the Ticket was itself higher.
While they learned from their mistake and corrected it, to their credit,
they probably should not have made the mistake in the first place. They should have seen they were advertising
“the NFL Ticket in HD” in a misleading and unfair way. The Ticket itself was not in HD; you had to
specifically ask to buy the Ticket in HD,
at which point you would, presumably, have been told the cost would be $100
more than just the cost for the Sunday Ticket, and you could have decided then
whether to subscribe for the season or not. For one last corporate example, BlueCross BlueShield of Alabama (Garlikov, 2012) had (and may still have) at least two
practices I consider to be unethical: 1) denying claims for treatments that
were in a covered category by saying that the treatments fell instead into a
different category that was not covered; one less harmful example being that,
for one period, although prescription pharmaceuticals were covered and
maternity vitamins were pharmaceuticals that could only be bought with a
prescription from a physician, they were instead called food supplements by the
company, which were not covered[23],
and 2) not allowing appellants to attend or present their case to the appeal
review panel; appeals were presented to the panel only by the official of the
company who denied the claim in the first place. Not surprisingly, it was often denied again
for the same reason it was denied in the first place, even if that reason was
factually false. It was of particular
interest to me that the company was in the market to hire additional
attorneys. I strongly suspect they would
not have needed to do that if they treated claims and appeals more fairly and
ethically to begin with and if their categories were more clearly explained and
the many common ‘exceptions’ to them were listed in policy sales information so
that potential customers could see what they were actually buying. Legally defending morally indefensible
practices may pay off monetarily in the short run, but it is questionable that
it will do so in the long run, particularly if more ethical competition is able
to enter the marketplace or if the company is ever found guilty of a major
legal transgression or deceitful practice and assessed a very expensive penalty. Motivating Ethical Behavior Which
Is Not in an Agent’s Own Best Interest There is sometimes a
difference between knowing what is right and being motivated to do it rather
than doing what is wrong but potentially beneficial to oneself or to a friend
or loved one. Normally people will do
right acts which they perceive will also benefit them well, as in those “win/win”
models of behaving or management which do not violate other elements of ethics
– rights, desert, reasonable distribution of burdens and benefits, specially
incurred obligations, etc. So normally
there is no need to provide any additional motivation to do those kinds of
right acts. That is why a statement on
the news one night seemed odd. A person
talking about improving airline safety after a commercial crash involving pilot
error said that pilots needed more experience flying manually and they needed
to be motivated about safety. I would
have thought being in the plane yourself would be motivation enough about flying
it safely. My father-in-law was a bomber
pilot instructor during WWII and whenever his plane was to have maintenance, he
had an ongoing understanding with the service crew chief that the chief was
going up with him for the first test flight after the service. He said he got great service. But perhaps the news comment meant that
procedures needed to be put into place to avoid pilot complacency about safety
if that is a potential professional hazard, not an implication that pilots were
not conscious or caring about their own safety. But I contend that many
decent people will also naturally follow a win/not-lose model, by which I mean
that they will help others with no benefit for themselves, as long as the risk
or cost to themselves is not perceived to be too great (Garlikov 2013). This is often implied in the response to
thanks for help by saying “You are welcome, but it was really nothing. I didn’t have to do anything really.” This is consistent with that portion of my
general principle that states the criterion for what is reasonable and fair to
expect of an agent – essentially to do what is also otherwise right, according
to the other conditions in the principle, if the risk or cost to the agent is
not incommensurate with the gain for deserving others (apart from those cases
where one has incurred a special obligation to act even in the face of some
greater risk to what is important to oneself).
Unfortunately people do not always realize that something requiring
little effort on their part can be very important to another person. A common example is knowing that someone you
think deserving needs a job and knowing that a friend of yours could likely
have one for them, but instead of calling your friend you tell the person
seeking the job to call and tell him/her you told them to call. That has almost no weight to the friend. Instead you should call the friend yourself
and recommend s/he consider this person for employment. That would be far more beneficial at very
little cost to you. Therefore, overt
statements of ethical principles matter from a practical standpoint, because
the mistaken principles of “win/win” or “greed is good”, if promulgated enough,
tend to make people forget their own normal tendencies, as well as their
obligation, to help people “win/not lose”, meaning to help others even if it
will not benefit oneself, as long as it will not cost or risk that much to
oneself. And, for another example, it is
important not to state as a principle to do what is in one’s own self-interest
when what should be stated instead with regard simply to self-interest is that
one should do what is in one’s “enlightened self-interest,” which in part entails
helping others when reasonable, as well as not cheating, exploiting, or harming
them for your own short term benefit at the risk or cost of their cooperation
for your long term success. But even
saying one should pursue one’s own enlightened self-interest still ignores
those important cases where one should help others when that is not too risky
or costly to oneself even if it is not in one’s own self-interest to do the act
at all. One should sometimes do what is
in another person’s interest. Insofar as
people are not made to forget or ignore their natural tendency to help others
as long as it does not cost or risk costing them too much to be fair to them,
people also do not need additional motivation to do those kinds of right acts
either. So the real issue in this
section is about motivation to do what is right that might actually be in sufficient
opposition to one’s self-interest to make it psychologically difficult or
possibly even morally excusable to do what is wrong. In that regard,
businesses and governments should not implement policies or practices that
impede the ability or desire of those who know and want to do what is right and
conduct business in an ethical manner. Government
regulations and sometimes corporate policies are claimed to impede business,
but it is not that corporate policies and government regulation should not
impede (unethical) business; it is that they should not impede ethical business
– the doing of business ethically. Stephen Kerr (1995, and originally in 1975)
pointed out from a psychological perspective “… the folly of rewarding A, while
hoping for B”, but there is an ethical component to that too, in that it is
wrong to make it more difficult for people to do the right thing or more
enticing to do the right thing, particularly in those cases where they would be
naturally predisposed to do what is right. For example, an industry
expert being interviewed on National Public Radio (NPR) years ago said that
companies in the same industry will sometimes lobby Congress for regulatory
legislation to do what they all know is right, but which would put any company
who does it, without the others following suit at the same time, at a serious
competitive disadvantage financially. He
cited installing expensive, but important, pollution control devices whose cost
would have to be passed on to customers.
They all wanted to install the environmental cleaning equipment, but
only if they could be sure all would do it, so that those who did would not
lose customers based on having to charge higher prices than those who did
not. Regulation that required compliance
was one way to attain that assurance. In
business, in the military, and in society in general, as Kerr pointed out, there
are often impediments that make it difficult for people to do what is right
even when they know what that is; laws, regulations, policies, and rules are
often counterproductive to doing what is right.
Those need to be unmasked and eliminated or minimized wherever possible,
and examples of industrial and legislative cooperation like this one are one
way, and shows that it is possible. But there is also a lot of work to be done
to raise consciousness about what is right and why, particularly when it
conflicts with traditional business practices which further the material
self-interest of those using them and they do not know morally legitimate
alternatives which would replace them with sufficient, even if substantially
less, profit. Notice,
this is not about how to stop or reduce intentionally illegal behavior or intentionally
morally wrong legal behavior the agent perceives, whether correctly or
incorrectly, to be in his or her own best interest, insensitive to others. Unless moral persuasion can change that
mindset, management, society, government, corporate policies, etc. will have to
resort to extrinsic rewards and punishment to try to dissuade people from doing
the wrong thing even if they don’t appreciate the moral reasons to do the right
thing and refrain from doing wrong acts.
It may be something as simple as enlisting their help or it may require
offering rewards or threatening punishment, with enough vigilance to make those
likely to follow the act required or forbidden.
To do that, society, law, governing boards, and/or companies need to have
practices likely to catch wrongdoers and they accurately need to make it clear
the consequences of doing illegal or morally wrong acts will be much worse for
the perpetrator than those of doing the right thing. That may require some sort of law enforcement or
professional career incentive (punishment or reward) and sufficient vigilance
to detect the wrongdoer. Business
is often claimed to be self-policing in that potential customers would avoid
companies or workers who are unscrupulous.
When Adam Smith (1965) wrote An
Inquiry into the Nature and Causes of the Wealth of Nations in 1776, he
most likely thought that the community response to unfair or egregious business
practices would sufficiently stigmatize any miscreant who willfully cheated his
customers and would be caught (e.g., the butcher who used his thumb on the
scale) that it would ruin his business altogether, and that the businessman’s
awareness of this would keep him honest even if he were not intrinsically
inclined to be. Unfortunately in the
modern world, where business is done globally or at least on huge regional or
national levels, one can often get and remain rich with bad, but legal,
practices before getting found out; and can still do well even after being
found out, if knowledge of the discovery eludes enough people. So just being caught doing something wrong,
unless you make persistent national news headlines, is not usually sufficient
incentive for those who do not care about what is right. And as the aftermath of the 2007 great
recession shows, even persistent widespread bad press may not cause wrongdoers a
naturally consequential punishment which would disincentivize them enough to
deter them. In some cases that needs to be a matter for law
or institutional profession enforcement if less coercive means cannot be found
to motivate less morally sensitive people to do right. But
there are approaches involving moral persuasion which respected, articulate,
and reasonable ethicists can take to help foster ethical practices. A gentle or more forceful reminder about
accepting personal moral responsibility for the consequences of one’s actions
might be encouragement enough in some cases.
Or it might need to be pointed out that a particular situation makes the
consequences of an act morally outweigh the rules that would normally govern it
but which in this case are flawed.
People inclined to be blindly obedient to rules and/or to upholding
strict “chain of command” demarcations and procedures no matter how faulty, and
who insist on enforcing them no matter the consequences, need to be shown that
can be morally wrong and that there should be exceptions to that when the rules
or policies cause significant harm or prevent significant good and there are
better options available. A good
ethicist can often effectively make that case when it needs to be made. A good ethics consultant should not only be
able to help businesses or individuals know what is right but also in many
cases motivate them to do it even if it means making less financial profit or
even taking a loss in some cases. They
can also serve as ombudsmen who field and have power to effectively deal with
complaints about moral problems and stresses in the work place. Often employees, customers, and other
stakeholders victimized by bad policies know what the impediments are but they
have insufficient opportunity or power to change them. Their knowledge should at least be elicited
by someone with either the authority to make a difference or who has the
ability to speak truth to authority in a way that brings about moral
improvement. It is important to know
what is right, and that is why I recommended seeking ethics specialists to
review plans, practices, and policies to help show what that is; but it is also
important that there not be rewards for doing wrong acts and punishments for
doing right ones, making it more difficult psychologically for people to do the
right thing and tempting them to do the wrong thing and make poor choices, even
if they should know to resist those
temptations. And it is important that
companies have ethics specialists in a position of respect and/or power to help
them resist temptations to do wrong for monetary profit. However, some policies
are blamed too much for fostering wrong acts.
For example, a common medical treatment for some pathological skin
growths is for a dermatologist to freeze them by spraying them for a second or
so with liquid nitrogen. At least some
insurance companies however will only pay for a limited number of such
sprayings in one office visit; in one instance the number was reported as 7; in
another, 15. That means if a patient has
18 growths that need to be sprayed, for the doctor to be paid the maximum
amount for treating all of them, the patient will need to come back for another
visit or two, even though we are talking about only needing another minute or
two, or less, during the first visit.
Some doctors -- those I would consider to have common sense and decency
and who care about their patients’ costs and time -- simply treat all the
growths during that first visit and accept the payment from the insurance
company for what they allow for one appointment, which may even be fairly
considerable. While insurance companies
need to be sure they do not have rules that encourage stupid and greedy care, doctors
and hospital or medical center administrators are not blameless in some cases
for being obtusely insensitive and greedily mercenary in taking advantage and
hiding behind insurance company’s bad rules.
One does not have to
succumb to such practices, particularly if a physician or hospital has plenty
of patients and is making sufficient profit.
One of the physicians who invoked the skin treatment policy and would
only treat the maximum number paid for during one visit, had an appointment lag
time of 30 days from the time a patient called until he could be seen (possibly
because patients had to have multiple visits for simple, quick treatments), so
it was not as if he needed the money generated by seeing a patient twice
instead of a minute or two longer. Yet
he felt he deserved every penny he could get from every patient and said that
any patient who thought otherwise was just trying to get free medical
treatment. He had a very high opinion
about how much each second of his time was worth. And it did not matter to him that the patient
actually saved him time by foregoing a fuller physical examination he did not
want that the appointment time was set aside for and that was billed to the
insurance company. The physician did not
mind being paid for time he did not work and for work he did not perform, but
was adamant about being paid a maximal amount allotted for each second he did. Some ethics instruction to him or to his department
head or a medical center administrator might make a difference for future
patients and their care. While it is
possible they would all be just as mercenary and insensitive as he was, that is
unlikely. But just as extrinsic
impediments need not and do not always prevent decent people from doing what is
right, they also do not always prevent bad or selfish people from doing what is
wrong. External or extrinsic deserved
reward and punishment are not always successful motivators to do what is right. They are not as powerful as is a person’s
seeing that it simply is of profound and ultimate moral importance to him or
her to do the right thing, even when it is not in his or her material best interest,
and even in some cases if one suffers greatly for it. Intrinsic desire to do the right thing, and
knowing that one must always accept personal responsibility for doing it, even
in the face of sacrifice or risk of something important, is a much stronger motivation,
and a stronger deterrent against wrongdoing.
One who understands ethics will know s/he should always do the morally
right thing, even at physical or material cost to oneself, but that is not the
sort of thing typically taught in an ethics course, and is a particularly
difficult idea to get across today to a generation conditioned to pursue their
own short term, often merely material self-interest or pleasure. It is one of
the kinds of ideas an ethics specialist should try to convince a company or
industry to follow, particularly before litigation, legislation, or a change in
public attitudes (as in the discovery and disapproval of child sweatshop labor
for slave wages used to manufacture a popular product) makes it even more
expensive to ignore altogether or to try to follow later. A good ethics specialist should be able to
show the folly and likely fallout of pursuing short-sighted, morally flawed
practices before they are put into place. Most people refrain from
theft or murder, not to avoid punishment, but because they simply know it would
be wrong to rob or kill an innocent person and will not do it even if
opportunity presents itself and even if the desire is strong and there is a
good chance one could get away with it.
For example, many people will return excess change they were given by
mistake or tell the clerk, s/he is vastly undercharging them the incorrect
price for an item. People are often
called upon to make sacrifices or put something important to them at some
reasonable risk, and those who have a strong sense of right and wrong do so
willingly even if grudgingly or not happily.
No one, for example (except possibly an adrenaline junky) wants to run into, or stay in, a
building that is starting to burn, in order to save someone, but many people do
it because they know it is right, when chance of safe rescue at least seems
likely. Part of the role of a consulting
ethicist would be to remind people, gently if possible but forcefully if
necessary, of the better angels in their nature. There is one other role
for ethicists which I can only raise here, not fully explain or resolve. There need to be adequate policies for reasonable
and sincere moral disagreements and genuine conscientious objection to
practices, rules, or required acts. This
is particularly important because unfair punishments and unjustified rewards do
not bestow the kinds of natural consequences that justify or even always excuse
otherwise wrong acts. In my general
principle, it is only the natural consequences of an act that count for making
it right or wrong, not artificially imposed consequences such as undeserved
rewards or punishment. Company policies
that reward wrong acts or punish right ones do not make it right to do what is
wrong or to forsake doing what is right.
The threat or infliction of undeserved punishment cannot make a wrong
act be right, even if, in some cases, it might excuse someone from punishment
or culpability for doing something that is a minor wrong to avoid an unfair, draconian punishment. But it is not right to, say, take unfair or
harmful advantage of customers or people you supervise just because it earns
you a promotion, raise, or commission, or because it helps you keep your job. The relevance of all this
to business practices and policies is that while it may be necessary to have
rewards and punishments to motivate self-centered, morally impaired business
people to do what is right and refrain from doing what is wrong, extrinsic
rewards and punishments 1) do not always work when they should to deter people
from wrong acts, and 2) they sometimes will work when they shouldn’t, thus
impeding otherwise good people from doing what is right, as in the case of
silencing whistleblowers about practices bad for the public interest, or as in
the case of the student of mine who in the military felt compelled to obey the
foolhardy fatal order of his immediate superior. It is imperative that business and government
organizations have fair and morally reasonable ways to resolve conscientious
objections and disputes about what is right, particularly where the
consequences are potentially significant.
But it is often difficult, and seems self-serving, for one who disagrees
with a policy or act to make the case there should be no punishment for
refusing to follow an arguably wrong policy or refuse to do an arguably wrong
act. An ethicist with some authority, or
with access to the ear of authority, needs to be able to make that case on
their behalf in a fair-minded and impartial way. In some cases there may
be right ways to accommodate genuine conscientious objection, particularly in
cases where it would be wrong to force someone to do what s/he believes is
morally wrong, but the act itself is considered right by others willing to
perform it, and where both sides have equal or compelling evidence for the
act’s being right or wrong. There are
some ethical disagreements where the balance of reasoning on each side is so
close that reasonable people can see there is not a definitive impartial way
known to decide between them. In such
cases, or in others where there may be a more clear objective right answer, but
the opposition’s objection is nevertheless understandable, then it could very
well be wrong to punish a person who genuinely conscientiously objects to the
policy or act and refuses to comply with it.
If there is no one else qualified to perform an act that is personally
objected to, that makes the problem more difficult, and sometimes one incurs an
onerous responsibility because of a conflicting duty that supersedes the right
to refuse to do the act. An ethicist can help
explain and resolve such cases perhaps more satisfactorily and more
economically than a court trial or legal haggling or arbitration. For example consider the case I vaguely
remember reading about somewhere – a teenage girl was raped, and went with her
mother to the only hospital within the region to be examined and to take the
“morning after pill” to prevent or terminate any potential pregnancy (depending
on how one defines pregnancy in regard to how the pill works). The attending physician kept her overnight
for observation but then he and the hospital refused to prescribe the pill
because they considered it to cause an abortion and they were conscientiously
opposed to performing abortions even in the case of rape of a single, young
female, whose parents concurred with her taking the pill. Unfortunately in this case, there was no
other physician or hospital available within the time frame for the girl to be
able to take the pill effectively. I
believe that then gave the physician and hospital a conflicting duty that
outweighed their objection to prescribing the pill, because hospitals are often
granted non-competitive monopoly in a region so that they can have sufficient
work to survive and are considered a valuable community asset that should not
be allowed to fail due to competition for insufficient supporting resources in
the community to support either of two hospitals if both try to exist. In such a case, it seems to me the hospital
has a special obligation to provide services reasonable to expect from a
hospital in such an area (as opposed to something like pediatric oncology
neuro-surgery or some other rare specialty), particularly if a hospital that
would otherwise have been allowed to be in the community would likely have
provided the service. The hospital’s consulting with an ethicist might have
spared the girl much grief and themselves the likely ensuing expensive
lawsuit. Or if the ethicist supported
the hospital’s decision with a reasonable argument, though that is difficult
for me to imagine, it might have averted a lawsuit or it might have lent
support to their legal case if there were a trial. But regardless of how
individual cases are resolved or what ideas or principles evolve, conscientious
objection cases in some form or other are some of the most prevalent in
workplaces, causing stress and often burnout or worse for those who have to
follow rules or obey orders they think or know to be misguided or wrong, and
who have no satisfactory recourse to air their objections and achieve
remedy. What is increasingly referred to
in the nursing profession, for example, as ‘moral distress’ is generally caused
by the directives of physicians or working conditions imposed by supervisors
(sometimes overly zealous cost-conscious ones) which nurses know or strongly
perceive put their patients in unnecessary jeopardy or that treat the patients
unfairly and unreasonably. Objections,
particularly morally conscientious ones, need to be addressed satisfactorily in
the work place, and it would seem to me that an impartial ethics consultant
could best, most satisfactorily, and hopefully most acceptably, do that. Resolution of such
problems will involve in part understanding the difference between good
intentions and right acts. Kant is often
today mistakenly, I believe (Garlikov, 2014), taken to have held that right
acts involve a good will or good intentions.
But having a good will or good intentions is more of a criterion for
being a good person than for doing right acts, since the best intentions in the
world don’t make one immune from error in deciding what is right in any
particular case. Kant did hold that the
only unqualified good is a good will, and that a good will was not dependent on
the achievement of the best consequences (as utilitarianism requires), but only
on the volition to be good. That is normally
incorrectly taken to mean right acts do not require doing actual good or
preventing harm, but simply wanting and trying to. That is clearly mistaken because causing much
unnecessary harm or not even trying to do important good that could easily be
done, surely is normally wrong. But it
is not mistaken to consider a person to be good and deserving who has the
volition to do what is right, even if s/he fails to achieve any good or even if
instead s/he does some harm that was reasonably unexpected. I do make one qualification though, which is
that the person must not be negligent in trying to determine what is right, for
although one is not culpable just for being mistaken, one is culpable for being
wrong if one should have known better. So contrary to the usual interpretation of
Kant, and also to the principle of utilitarianism, good basic ethics knowledge
will take into account desert and the distinction between good intentions and
right acts, particularly in regard to determining whether punishment for a
(believed) wrong act is warranted or not.
One can believe an employee is wrong not to comply with a policy or a
directive while believing s/he should be excused for doing so and should not be
punished. Now, combining the
concepts of doing right and being a good person, sometimes the line between
natural consequences and artificial rewards and punishment is blurred. Some people are motivated to do what is right
because they believe in heavenly reward and punishment and others believe in earthly
karma – that what you do will come back to you in terms of good or bad. They are motivated by extrinsic reward or
punishment, though they also believe that such reward and punishment are
deserved and right, and in some sense natural (or supernatural) consequences of
doing right or wrong. However, at least
on earth, karma does not always work, and bad things do happen to good people,
so one cannot expect to be rewarded or even to avoid harm, sometimes terrible
harm, for doing the right thing or making great sacrifices to do it, even if
one should be rewarded and/or not
harmed for that. Nevertheless, the notion
of deserving to be rewarded or
punished is important, for if one truly wants to live in a just society, then
that means one should work to be a deserving person in such a society, to help
make it be just. One should not expect
to be treated rightly if one is not willing always to do what is right
oneself. This does not tell what is
right, but just says, as the Golden Rule itself may legitimately be understood,
to say, once one knows what is right one should do it, just as one wants others
to do what is right when they know what that is – particularly in those cases
where what is right is not in the agent’s own best material interest. It is still in his or her own best moral
interest. But this gives one reason why
– because it makes one a deserving person, and that is just better to be than
to be an undeserving person, even if one does not get what one deserves. But the equally or more
important reason for doing what is right is for the reason that makes it right
in the first place – that, for example, it does more good or less harm for most
people, or that it is fair, or that not doing it would violate someone’s right. For example, the reason to teach your
children well is to help them have a better life and to be better persons, not
to make yourself a more deserving person.
But doing what you should, particularly if it takes some sacrifice or
effort on your part will also, secondarily, help make you a deserving person. What is right in business involves being
fairest and doing what is best for one’s customers, colleagues, employees,
managers, supervisors, stockholders, suppliers, one’s self, and one’s
community, and it means knowing what that involves and reasonably and morally
correctly resolving conflicting obligations to or among the different
stakeholders, should such conflicts arise.
Being a good and deserving business person means responsibly and
non-negligently trying to know and do what is right. Good ethics consultants should help
facilitate both of those endeavors in ways not generally likely to occur
otherwise.
References Bowie, N. E. (2009). Effective ways to teach ethical theory
in business. https://www.youtube.com/watch?v=yVObPJ4DXmY, Uploaded July 10,
2009. Bridgman, T. (2010). Beyond the manager’s moral dilemma:
Rethinking the ‘ideal-type’ business ethics case. Journal
of Business Ethics, 94:311-322. Brody, S. H. (2012). Why public integrity fails “The
fault…is not in our stars, but in ourselves…”. Journal of Academic and Business Ethics Volume 6, September. Cook, M. L. (n.d.). Moral reasoning as a strategic leader competency.
Retrieved from http://www.au.af.mil/au/awc/awcgate/army-usawc/moral_dev.pdf DesJardins, J. R. (2011). Can ethics be taught? Retrieved from https://www.youtube.com/watch?v=Ln6NPYtrFIM&index=10&list=PL36535647B6E504A3
Uploaded June 15 2011. Floyd, L.A., Xu, F., Atkins, R., & Caldwell, C. (2013).
Ethical outcomes and business ethics: Toward improving business ethics education.
Journal of Business Ethics. 117:
73-776. Frankena, W. (1973). Ethics.
Prentice-Hall, Englewood Cliffs pp. 43ff. Friedman, M. (1970). ‘The social responsibility of business is
to increase its profits’, New York Times
Magazine, September 13. In T. Donaldson & P. Werhane (eds.), Ethical
Issues in Business, 3rd edition, (p. 218). Prentice-Hall, Englewood
Cliffs, N.J. Garlikov, R. (1995). An Introduction to Ethics. Retrieved
from http://www.akat.com/MeaningOfLove/introeth.htm Garlikov, R. (2009). The flaw of legalism in society and education.
Retrieved from http://www.garlikov.com/teaching/WashingtonFarewellAddress.html.
Garlikov, R. (2012). Business ethics and BlueCross BlueShield of
Alabama. Retrieved from http://www.garlikov.com/philosophy/BlueCrossEthics.html. Garlikov, R. (2013).
The intersection of ethics and economics. The
Ethical and Philosophical Foundations of Economics, chapter 39. Retrieved
from http://www.garlikov.com/EPFE.html#chapter39 Garlikov, R. (2014).
My interpretation and analysis of Kant's ideas about ethics. Retrieved
from http://www.garlikov.com/philosophy/KantMoralPhilosophy.html Gu, J. and Neesham, C. (2014). Moral identity as leverage point in
teaching business ethics. Journal of
Business Ethics, 124: pp. 527-536. Kelly, A. L. (1977).
A case study -- Italian tax mores. In T.
Donaldson, T. & P. Werhane, P. (eds.). (1988). Ethical
Issues in Business, 3rd edition, (pp. 60 – 63), Prentice-Hall,
Englewood Cliffs, N.J. Kermis, G., & Kermis M. (2014). Financial reporting regulations,
ethics, and accounting education. Journal of Academic and Business Ethics,
Volume 8, July. Kerr, S. (1995). On
the folly of rewarding A, while hoping for B. The
Academy of Management Executive 9.1 (February): 7. Kohlberg, L. (1963). The development of children's orientations
toward a moral order: I. Sequence in the development of moral thought’, Vita
Humana 1963; 6:11–33 Reprinted in Human
Development. (2008). 51:8–20 DOI: 10.1159/000112530). Noel, C. Z. J., & Hathorn, L. G. (2014). Teaching ethics
makes a difference. Journal of Academic
and Business Ethics, Volume 8 July. Razaki, K. A., & Collier E. (2012). Ethics: the soul of a business capstone course.
Journal of Academic and Business Ethics,
Volume 5 March. Riordan, D., & Riordan M. (2013). Guarding against groupthink in the professional
work environment. Journal of Academic and
Business Ethics, Volume 7, June. Smith, A. (Cannan, E. editor, 1965). The wealth of nations. The Modern Library, New York, N.Y. Wright, E., Marvel, J. E., & DesMarteau, K. (2014).
Exploring millennials: a surprising inconsistency in making ethical decisions. Journal
of Academic and Business Ethics, Volume 9, December. [1]
Typically the concern about business ethics is how a business makes its money
and whether it is doing so fairly, justly, not violating anyone’s rights, not
exploiting workers or using child or sweatshop labor, working under inhumane
conditions, etc. But business ethics is
also about how business spends its money.
Since concentrated wealth has more power than money spread out, there is
as much an obligation to spend it wisely and ethically right as to earn it
honestly. Milton Friedman, as pointed
out in the next endnote, argues the only monetary responsibility of business is
to pay its owners as much profit as possible, but insofar as any business
disbelieves that or believes that can still entail doing public good in order
to have a good image, there are better and worse ways to spend corporate
money. Ethics requires being good
stewards of amassed money and spending or investing it in right ways, which it
can be argued is not always done. I will
not pursue that here, however, other than to mention it, but ethicists should
probably be consulted not just about making money, but about using it as well.
“in [a free]
society, there is one and only one social responsibility of business – to use
its resources and engage in activities designed to increase its profits so long
as it stays within the rules of the game, which is to say, engages in open and
free competition without deception or fraud.”
“A corporate executive [has the] responsibility … to conduct the
business in accordance with [the owners’] desires, which generally will be to
make as much money as possible while conforming to the basic rules of the
society, both those embodied in law and those embodied in ethical custom.” Many states, as of this writing, have fiduciary laws
that require managers to maximize legal financial profits. That would prohibit investing in doing social
good that is not monetarily profitable.
And Bridgman (2010) reports: “A group of graduates of Harvard’s Class of
2009 went on to form MBA Oath, a coalition representing more than 250 business
schools worldwide. The Oath contains a
pledge to ‘create value responsibly and ethically’ (www.MBAOath.org). Opponents
argue the Oath violates the fiduciary responsibility of managers to maximize
wealth for shareholders.” [3]
It is impossible to anticipate all ways people will do wrong things, either by
mistake or by intention, so a list of specific rules that prohibit or require
acts is not necessarily helpful and will not be complete. The way high school student manuals of conduct
become thicker each year, attests to that, since many students will use the
current one to see what they can get away with that is not prohibited, but
which they know is wrong and will upset the administration who then feels
compelled to add new rules for the future.
Floyd et al (2013) point out: “The unending
sequence of highly questionable ethical missteps of recent years confirms the
reality that nimble minds can develop new ways of creating ways to sidestep the
current rules of business behavior faster than those who attempt to protect the
public interest.” But that is a flaw of any formal system based on
specific kinds of rules that ignore the role of judgment. There is a way around that by allowing
non-specific rules or laws such as ‘wrong acts not enumerated in the other
rules will be punished commensurate with their seriousness if one should have
known not to commit them.’ To keep that
from allowing malicious prosecution, malicious prosecution would be one of the
wrongs covered by it. See “The Flaw of
Legalism in Society and Education.” (Garlikov 2009). [4]
I think there is at least one possible exception to this, which I call ‘the
Lance Armstrong exception’ (for explanatory purposes that capture the idea even
if it is being unreasonably generous to his cheating). For example, it seems to me that if everyone
is cheating in a sport by using banned performance enhancing means and if that is widely known and
basically ignored, particularly by officials, and if it cannot be cleaned up or
there is nothing you can do to get it cleaned up, it is not really cheating to
do what they are doing, because one is simply then leveling the playing field
in order to compete “fairly” in the sense of equally or under the same
conditions. Or consider “A Case Study –
Italian Tax Mores,” in which Arthur L. Kelly (1977) explains: “Italian
[federal corporate] tax authorities assume that no Italian corporation would
ever submit a tax return which shows its true profits but rather would submit a
return which understates actual profits by anywhere between 30 percent and 70
percent; their assumption is essentially correct.” The tax assessment process then becomes one of
professional negotiation with the company’s filed return figures merely a
starting point, but at the end “the amount
which the tax authorities claim is due is generally several times that shown on
the corporation’s return….” One year “…a leading American bank opened a banking
subsidiary in a major Italian city. At
the end of its first year of operation the bank was advised by its local
lawyers and tax accountants … to file its return ‘Italian-style,’ i.e., to
understate its actual profits by a significant amount. The American general manager of the bank, who
was on his first overseas assignment, refused to do so because he considered it
dishonest and because it was inconsistent with the practices of his parent
company in the United States” He persisted in maintaining the return’s accuracy, and “sent the
Italian revenue service a check for the full amount due according to the bank’s
American-style tax return….” But that was not acceptable to the tax authorities, and
the bank ended up having to pay the vastly inflated amount they assessed. I would argue it would not have been wrong to
follow the Italian tax mores, rather than the Italian tax laws. The mores essentially had supplanted or
become the de facto law. In order to
make your tax assessment fair, you have to lie, even though lying about an
official report of earnings and profits is normally wrong in other
circumstances. That doesn’t mean it is
always right to cheat when everyone else is cheating, but that it is right to do
the same act and thus allegedly cheat when everyone else is and authorities
won’t clean up the activity to make it honest but instead either turn a blind
eye to the cheating, or take it into account as an assumption on which to base
their responses. In those cases if you
do not play the game, you are cheating yourself unfairly. It is also probably not lying if you say
something intentionally untrue with no real attempt to deceive someone else
because they expect you to lie and what you say is simply some sort of code for
the truth, or opening of negotiations to arrive at it. Something similar comes into
play in baseball where teams know that a given umpire has a generous or narrow
strike zone or in basketball where referees tolerate or punish more aggressive
defensive play and contact. It is not
exactly cheating the rules, because the rules of sports often give officials
latitude and discretion (sometimes too much) to judge when the rules are met,
but it can be unfair if it gives one team who knows the officials’ tendencies
more than the other an undue advantage.
But, again, if everyone knows what an umpire’s strike zone is or what a
basketball ref’s tolerance for contact is, they are then playing on an equal
playing field even if the rules are not being properly followed. [5]
Normally that would mean people with a certain amount of ethics training or
education, but not necessarily.
Education in terms of attending class and meeting requirements (i.e.,
credentialism) does not necessarily result in knowledge, and ethics knowledge
can come from astute reflection on experience and/or on one’s reading and
listening. What is needed is someone who
understands, and can explain in an intelligible, reasonable, and informative
way, the ethical elements which need to be taken into account that are involved
in any act or policy, and give reasonable, clear, substantially conclusive
evidence how they should be prioritized if and when they conflict, and properly
accommodated and weighed when the conflict is only an apparent or surface
one. This will sometimes result in
conflicts with the company’s or industry’s profits and current way of doing and
conceiving business. But the ultimate
goal is to help businesses make profits in ethically legitimate ways that are
the fairest and most beneficial for all stakeholders – customers, employees,
suppliers, owners, community (e.g., in not polluting), etc., even if that might
involve significant ultimate restructuring of the business, which at first may
seem to be too costly or too difficult.
It is not that business is outside of ethics in general, but that
business, as all activities in life, should be conducted ethically. Insofar as business ethics can be learned well
and usefully in college, schools of business might want to consider offering a
major (or at least a minor) in it, with a level of instruction and requirements
that make proficiency highly likely. Employers and managers will
have to be receptive to thinking about and trying to make workable in
reasonable ways ideas which they at first may believe to be too idealistic,
impractical, and expensive or impossible; and ethics specialists will have to
understand the practical and financial limitations they will need to help
management overcome in reasonable and perhaps creative ways. For example, many businesses profitably
provide products and services for people which consumers want but which are
known to be bad for them; in some cases companies work hard to make those
services and products even more attractive and desired, making them even
worse and ultimately more undesirable for society. The goal should be to convince owners and
managers to seek profitable ways to make their products and the labor they
provide actually be more beneficial goods and services. In other words, profits should be sought that
are ethical ones, not just the easiest ones.
This is not an easy task in a free market, consumerist society that
tends to seek immediate gratification even at the expense of long term quality
of life. But a start needs to be made in
that direction, and some companies recognize that and are trying to make
substantial changes. One example of an
ethical, fairly easy, and profitable business change was to rename “antifreeze”
in order to make it more marketable in the summer, where it was still needed,
though not obviously so, to help prevent cars’ overheating. Someone came up with the idea of calling it
“antifreeze and coolant” which is
accurate because it effectively both lowered the freezing point and elevated
the boiling point of water through the same principle of physics. Advertising “tricks” can be used for good,
not just for exploitive or selfish profit. [6]
For examples of how analytic philosophy (the meaningful analysis of concepts)
helps ethics, see The Concept of
"Racial
Profiling" (http://www.garlikov.com/philosophy/profiling.htm), The
Concept of Teaching "To" the Test http://www.garlikov.com/teaching/tothetest.htm, and/or
the part of Fairness as Moral and Conceptual Relevance (http://www.garlikov.com/philosophy/FairnessMoralRelevance.html)
about Major League Baseball’s wrong decision regarding “the ‘imperfect
perfect’ game, and the NFL’s and NCAA’s conceptually flawed understanding of the point of instant replay rules and
their ensuing flawed and unsatisfactory (for fans and players) implementation
of them in practice. [7]
Although Noel and Hathorn (2014) give evidence that “those who had experienced
ethics training demonstrated an increase in ethical awareness and judgment and
a decrease in the intent to behave unethically” that does not show they are
particularly astute in their ethical awareness or judgment, even if they have
impeccable ethical intentions. I am sure
that most of my introductory students become more ethically aware and make
better judgments in some cases (of the sort we specifically discuss) after the
course than before the course, but the bar for that is quite low, given that
most of them were not particularly ethically aware or good judges at the
beginning of the course. And I would say
that few if any of them attain a level of knowledge about ethics that makes
them proficient in it, though the more reflective students are much better at
it and are well on their way to becoming proficient, given more experience,
additional productive discussions, further reading, or additional courses. There is particular reason to be concerned
about what this “increase in ethical awareness and judgment” signifies, since
it occurs although “the quality of the courses or training could not be
determined from the survey” and “[r]egardless of the type of ethics
training.” It is difficult to imagine
the average college introductory ethics course or corporate business ethics
training workshop provides very much proficiency in ethical awareness and
judgment, even if it increases it relative to those without a course or
workplace program. Moreover, the authors give the following as “a
non-exhaustive list of unethical behavior”: “theft, abuse
of privileges, disregard for cost control or quality, cheating on an expense
account, inappropriate Internet use, absenteeism, discrimination, paying or
accepting bribes or kickbacks, forgery, ignoring unethical behavior in others,
lying to customers or supervisors, inflating forecast numbers, taking office supplies
home, inflating figures to win a client, or booking an order before it is
contracted”, which insofar as they are wrong (e.g., it may not be
wrong to take office supplies home if one is doing work from home or using
one’s own resources of an equal or greater value at home or office to do one’s
work) should be obvious to most honest people.
An ethics course should not really have to “teach” college students not
to do these kinds of things, but could possibly use them as examples that
illustrate or help one derive general principles which can be applied to more
subtle or more complex issues, particularly ones which students might not have
ever thought of as morally problematic, such as how to determine fair wages in
a company one owns or is founding. While
the list is said to be “non-exhaustive”, all the items on it are of the same
low level, fairly simple, obvious kind.
Presumably a more complete list would just add further items of the same
sort. In fairness, the authors do go on to somewhat more complex cases such as
whistleblowing and cost/benefit analysis that ignores non-financial values, but
even these are standard kinds of cases often discussed in the media, and in
their article, in ways that are somewhat simplistic. [8]
Not all mistakes, however, even ones that lead to terrible consequences, are
ethical ones, though they may possibly have an ethical component. Bridgman (2010) narrates the case of the
power company in Auckland, New Zealand in which the electricity (and with that
the phone) were turned off for non-payment.
The man who turned off the power visited the home just after doing that,
but no one told him that one of the residents was on an electric powered oxygen
machine required to keep her alive. The
man who turned off the power even talked with the woman and saw she had tubes
running to her nose, but did not inquire about it and did not realize they came
from a machine run by the home’s electricity.
Apparently no one in the family realized how crucial the machine was for
keeping the woman alive, including the woman, because none of them said
anything to the contractor about it.
After the contractor left, she began to experience difficulty breathing
and eventually died before she could get to the hospital. “The [power
company and the] contractor escaped blame, with the Coroner accepting that he
knew nothing of [the woman’s] medical condition, the oxygen machine or the need
for power to keep it operating. The
Coroner accepted that had the contractor been aware of the situation, he would
have followed the standard procedure and telephoned [the company] to advise
them that the power should not be cut off.
[He] gave two examples when he had done this in the past, one involving
children with intellectual disabilities and the other a newborn child.” Over the years,
the power company had also contributed services to those suffering from
respiratory illnesses, including one year insulating, “free of charge, the
homes of 50 patients of Auckland’s children’s hospital … to make their homes
warmer and drier.” This was not a case
of the company’s being mercenary with a “hard-nosed commercial attitude” that
put profits above people’s lives. The
company had omitted a service they should have provided however, in that New
Zealand’s Electricity Commission had guidelines recommending power companies
inform customers how to identify themselves
as vulnerable customers who would face hardship if disconnected. Although the power company had a ‘Do Not
Disconnect List’ that included 59 customers with medical conditions, the woman
in this case was not on that list and the power company agreed that they had
not provided sufficient information to people about the “process of
self-identifying as a vulnerable customer.” However, given that this
family and victim did not even say anything to the contractor when he was in
their home with the power shut off, it is difficult to imagine they would have
complied with the self-identification process.
In the aftermath of this event, the power company then voluntarily went
beyond the Electricity Commission’s guidelines
and included “treating all customers as vulnerable” and making it
“routine that all customers calling [the company] were asked whether anyone in
the household was either vulnerable or medically dependent on
electricity.” I do not see this as a moral
failing by the company, but simply an unfortunate accident, except that given
the almost total dependence on electricity in modern advanced society, not only
for health equipment or for what might be considered luxuries, such as
television or stereos, but for many things essential to a decent life, such as
refrigeration, heat, computers for work or school, etc. it seems that no power
company should summarily turn off power to any home without first making
absolutely sure they are not causing an undue hardship and that there cannot be
a way to secure some sort of payment.
The fact that no one in a household will die directly from loss of
electrical power does not mean electricity in this day and age is not a
necessity that needs exercising great care in forcibly discontinuing without
both prior notice and a good faith reasonable attempt to find out at the time
what the consequences and alternatives might be. Obviously people indigent through no fault of
their own need to be distinguished from deadbeats trying to have free
electricity, but hopefully there are ways to do that. And there may be other considerations to take
into account too. But I would say the
company’s only fault here was in not considering people’s circumstances at the
time in the way they apparently do now.
But they thought they had sufficient policies in place to prevent a
tragedy of this sort, and had anyone in the family said the woman needed
electricity to run her oxygen machine, that would have been true. I am not
sure the Electricity Commission’s new, stronger regulations or even the
power company’s more stringent self-imposed current policy would elicit the
right information in a case like this. [9]
Joseph R. DesJardins (2011) says that we make decisions out of character more
often than out of deliberation. However,
that is not so much deciding as reacting, unless we can do the instant
calculations based on past considerations and experience. Rules and guiding principles do not need to
be re-thought each time in similar circumstances. You just need to make sure there are no new
wrinkles or factors in the new circumstance under consideration. But also, the development of “character” is
itself an ongoing exercise in ethics which requires first identifying and
making good, reasonable choices and decisions, and correcting bad ones, as well
as practicing right acts until they become natural or part of one’s character,
as Aristotle pointed out in the Nicomachean
Ethics. Aristotle did not hold that
certain traits were always virtuous in themselves, even if some are generally
virtuous. He held that character
development was necessary to do right acts that reason determined, if those
right acts were not natural – which would normally include acts that might risk
or cost one something important, but which are right to do. But doing wrong acts “in character” if one
has character flaws or bad character, does not justify or excuse them. [10]
Martin L. Cook (n.d.), Professor of Ethics, US Army War College, wrote in a
paper or speech, “Moral Reasoning as a Strategic Leader Competency”: ”I conclude by citing the observation of a
friend who teaches ethics at another senior service school. In a conversation
with faculty from one of the service academies, the academy faculty asked how
he handled moral relativism, the idea that ethics is entirely a matter of
personal opinion. This kind of relativism is, in fact, a commonplace among
18-22 year-olds, whether at service academies or civilian colleges. My friends
reply was telling I think. He said, ‘I don’t have that problem. How many O-5’s
do you know who are moral relativists? My problem is excessive moral certainty.’” But actually, certainty and moral relativism are not
psychologically incompatible, even if logically contradictory. Many people hold that ethics is a matter of
personal opinion, and that their opinions are the absolutely right ones; it is
only other people’s ethical beliefs that are subjective and relative. [11]
Students tend to give brief, simplistic, general answers, even to complex
questions. In a classroom that can be
immediately addressed and the answer built upon by that student and everyone in
attendance. Thus there can be many
significant interactions in an hour of class. In an online course where
different students and the instructor do not attend at the same time, that same dialogue, if it occurs at all,
might take days or a week unless students (learn to) give fuller, more
reflective and complete responses each time, so that more ideas can be
discussed within each exchange. Good,
conscientious students learn to do that, but most students in undergraduate
courses (particularly lower level courses) do not do that and do not know how
to do it. Unfortunately, college online
programs seem to be reluctant to try to teach it as a prerequisite skill for
taking online courses. [12]
E.g. Razaki and Collier (2012): “Ethical decision-making, by its very nature,
is making a decision within the context of competing values.” Or e.g., Brody (2012) “For
instance, [in one course question a] Wall Street broker is confronted with a
conflict between the duty of loyalty to his employer to sell the stock and
sustain the fortunes of the company, and the duty of truthfulness: to
accurately advise his clients of the quality of the stocks he sells. … To
highlight the competing duties at stake in this scenario, students of the
author’s classes are asked to play-act an accommodation that serves both
duties. The successful students manage
to imply the truth to the brokerage clients through hints, humor, body
language, fluctuations in intonation, and other means of indirect
communication, yet avoid the direct violation of their employer’s order.” But on many levels surely this is not a good solution:
1) it is not being loyal to the employer to indirectly subvert his/her
directives; 2) it is not being truthful merely to indirectly and subtly or
vaguely hint at the truth to the clients, even if the client happens to
understand the hint. If the client does
not understand the hints, one has failed to communicate the truth to him/her –
it is not as if one gave a clear warning that was ignored, but that one failed
to give a clear warning. It does not absolve the employee of failure to inform
the client, and it does not make it the client’s fault or show that s/he was
too stupid to know there was a warning or that significant factual information
was being given. 3) One’s job or profession’s directives do not make an immoral
act moral, and there is no duty to obey immoral directives. Saying one has a duty to one’s boss or to the
rules of one’s employment or profession is no different from claiming one was
“just following orders,” which is neither a justification nor a legitimate
excuse for doing something wrong. Brody
claims: “This concept of integrity –
quietly trying to accommodate multiple duties – flies in the face of the
popular belief that integrity requires a public and uncompromising commitment
to a single duty.” There can, of course, be multiple duties, and even
conflicting ones which are equally balanced.
But this is not one of them; this is using a very lame attempt to
achieve both of two mutually exclusive prima facie obligations, one of which is
patently unfair to the client and is therefore morally wrong and not a duty at
all in this kind of circumstance. The
directive is basically the one mocked by the common expression “to put some
lipstick on this pig” meaning to apply a cosmetic cover-up to a basically
flawed or unattractive foundation in order to gain a deceitful advantage in a
transaction. And it is not made
legitimate by an unsuccessful, merely probabilistic attempt that might have
possibly alerted the client to the cover-up if only the client were some sort
of shrewd enough communication detective. [13]
Some students use cultural principles, but often incorrectly. For example, one student argued against
capital punishment for even the most heinous crimes by citing the Declaration
of Independence’s unalienable right “to life, liberty, and the pursuit of happiness.” But he was arguing for life in prison, which
hardly allows for liberty or much pursuit of happiness. If there can be exceptions to the rights of
liberty and the pursuit of happiness for criminals, why not an exception to the
right to life. Whether there are better
grounds for opposing capital punishment or not, this one will not work, unless
one is prepared also to quit imprisoning, or perhaps even punishing people for
crimes they commit. [14]
Kermis and Kermis (2014), following Palazzo, Krings and Hoffrage (2012), though
I believe “ethical blindness” to be a common concept and phrase for which
attribution is unnecessary and misleading [15]
There are some kinds of cases (such as genocide, slavery, violent racism,
political/governmental graft, etc.) that it seems one should know better than
to follow cultural or subcultural norms but other cases where following a
cultural norm seems to make one less deserving of punishment for wrongdoing
because there is perhaps less reason, or requires greater than normal
sensitivity, for anyone to notice it is wrong.
I am not sure what the distinguishing feature(s) are or should be, but
it may have to do with the unmistaken availability of evidence from outside the
group that the traditional practice in one’s own community or group are wrong,
and/or it may have to do with having a reasonably minimal level of sensitivity
and decency that one should see it on one’s own. There are some acts that it is really
difficult to imagine one should not have seen were wrong even if ‘everyone is
doing it,’ but other acts or situations where that seems to be a legitimate
grounds not to punish the wrongdoer, at least not harshly because it is
difficult to imagine anyone in his/her circumstances would know any better. And there are other cases, as I explained
with regard to the ‘Lance Armstrong exception,’ that may even justify
ostensibly wrong acts because ‘everyone is doing them’ as long as that cannot
be changed, everyone knows it occurs, and the authorities take it into account
or ignore it altogether. [16]
“Although there are a multitude of ethical enforcement mechanisms and
transaction costs that can be created to attempt to prevent misconduct,
creating better monitoring systems tend to be after-the-fact efforts to redress
moral lapses and illegal behaviors.” (Floyd et al, 2013). Even when these do work to prevent repeats of
the same transgressions, they rarely, if ever, thwart or avert new or different
ones. [17]
At a predominantly black community college, I had one student one course who
held that black people, like him, would never get a fair shake until black
institutions, such as banks, real estate companies, colleges, etc. were owned
and run by blacks, which would then automatically remedy the problem. I brought in a prominent black banker to
explain why that was not the case at least with regard to banking, and I gave
other arguments throughout the term to try to get him to see he was
mistaken. Nothing worked. The last day of the course, the black Vice
President of the college came into my class unannounced and uninvited, and
berated this student and a black companion of his for what he considered
improper etiquette in my classroom, though it was not. I defended the two students and asked the
administrator to support his position before the class. He humiliated himself in successive attempts
(with a little help through my normal Socratic questioning of his answers my
students were used to), and became frustrated, angry, and threatening. But he finally left the classroom. I looked at the student and pointed out that
if the administrator had been white, “you would have said he was discriminating
against you. So what do you call it,
given that he and you are both black?”
He said he didn’t know and would have to think about it. I then asked “Then tell me this; if you had
the choice between attending a college run by him, or one run by me, even
though I am white, which would you choose?”
He reluctantly admitted he would rather attend mine. I don’t know that that disabused him of his
prior general belief or not about what was necessary and sufficient for blacks
to get a fair shake from institutions.
But it was probably my best attempt all term. [18]
(Razaki and Collier, 2012): “Most business ethics text books … lead students
through dry, complex summaries of utilitarianism Immanuel Kant, John Rawls, and
a few other theories, devoid of philosophical or historical contextualization
of the development of these theories and their conversation partners. …
Students memorize the theories, practice applying the steps [in them] such that
they can do so on an exam, and are able to pass their ethics requirement. …
What does such a course truly prepare business students for?” [19]
That ‘there are no right answers’ is a common point made in many ethics
discussions. Wright et al (2014), for
example, gave a questionnaire to 322
college students asking them to rank their personal preferences among six
ethical claims or principles ”remembering there are no right or wrong
answers”. In a sense, since there were
necessary exceptions or caveats missing from all the principles, any ranking of
them would be wrong or misleading. The
implication is that personal opinions cannot be wrong, but I don’t see how that
can be true in this case or that it is true in general. Supposedly the students would have some
rationale for their preferences, and those should be right or wrong, making
their conclusions right or wrong, or at least reasonable or unreasonable. [20]
There may be other ethical elements to consider or better ways to state
prioritizing the elements in my current version of the principle, but I think
it is safe to say that a correct principle will contain all the elements that
need consideration, and that it is unlikely any principles that use, or try to
reduce ethics to, just one or two elements, as have been developed historically
and are still widely being taught now, will work very well. [21]
One of the saddest cases I came across as a teacher is that of a student who while
he was in the army obeyed a foolhardy order that ultimately cost the lives of
friends of his and some of the people they were supposed to protect. He was unable to see that he should have
questioned the order more strenuously and disobeyed it ultimately if his
commanding officer didn’t see the error of his ways. He thought it wrong to disobey a direct
order, even if it unnecessarily and obviously incorrectly put soldiers in
harm’s way with likely (and in this case ultimately) tragic and fatal consequences. What particularly troubled me was that this
student could not even see questioning the order more strenuously or disobeying
it was even a possible moral option that should be considered. The order was to take a convoy
down a long and narrow road to the airport, some twenty or thirty miles away
from the base. Many of the soldiers that
were to make the trip had finished their tour of duty and there was a flight to
take them home. The road was safely passable only with air support, and air
support needed visibility. The weather
that morning was pea soup fog, yet inexplicably the commanding officer said air
command said there was visibility. There
was obviously no visibility. So against
his better judgment, the soldier, who was now my student, took his team to lead
the convoy. There was no air
support. They were attacked. Three of his friends were killed as were
numerous other soldiers. The commanding
officer didn’t want the soldiers whose tour of duty was up to have to wait an
extra day to go home. Instead they
didn’t make it home alive. My student
insisted there was nothing else he could have done. I argued there was, and that in a case like
this it would be morally correct to disobey the order, and that even if it
meant punishment for him, that would still be better than the torture and grief
he was enduring now knowing how obeying the order turned out and was clearly
likely to turn out. It was not that he
should have known better at the time, but that he should know better now. But he could not see that. There was a similar situation
reported on 60 Minutes where a group
of soldiers dutifully went on one last mission, near the very end of their tour
of duty, which was clearly to them (as they stated in a video they made at the
time) a pointless and likely suicide mission.
The father of one of the officers killed on that mission was a retired
high ranking officer who held that it was an irresponsible order and that, when
the army cleared the person who gave it, the army ethic was no longer that of
the army in which he and others before him had served. He did not say in the interview shown that
his son and fellow soldiers should have disobeyed the order, but to me it
seemed clear that the logic of his charge of wrongdoing by the command implied
that, even if he was not willing to accept that implication. In the television series Band of Brothers, based on the
experiences of Easy Company, 506th Regiment of the 101st Airborne Division,
U.S. Army in WWII, Major Winters disobeys such a pointless, foolhardy order
that calls for a second night’s patrol at the end of the war in Europe, after
the first night’s risky and foolish patrol ended in the not unexpected killing
of one of the members for no good reason.
The implication in the movie and historically is that disobeying the
order, by not sending the mission but by falsely reporting it had simply been
unsuccessful, was the morally right thing to do. Just as there is a legal and moral duty to
disobey an illegal order, it seems to me there is a moral duty to disobey a
morally wrongful pointless and foolhardy order that puts lives in jeopardy for
clearly no good reason. One cannot avoid
personal moral responsibility by simply following orders. And one has a responsibility not only to
one’s fellow soldiers but to oneself as well.
It is one thing to accept risk or death for a mission that has a point;
another, for one that does not. And many people in the
military know there is a problem with blind disobedience to orders and know
that it is too often used to exploit the ethical and patriotic naiveté of young
soldiers. A Colonel one time told me
that it was pretty clear why the military recruited 18 year olds – because
people over 30 wouldn’t put up with many of the orders and rules, and
justifiably not. Trusting obedience
should require greater moral responsibility by commanding officers not to give
orders of the sort described here, not give them a free pass to abuse their
power and authority. [22]
Fairness is a difficult but important moral concept to understand and to try to
explicate fully and well. It may be a
family of concepts, each involving a different kind of fairness – from meeting
the spirit as well as the letter of an agreement to not exploiting anyone or
taking undue advantage of their circumstances or their ignorance, to giving
people what they deserve for their work, to making sure that trades are likely
commensurately beneficial to both instead of being one-sided, etc. And while it might be difficult to explain
fairness, it is sometimes easier to explain unfairness. There are many different kinds of ways people
can be unfair to others, all of which business needs to understand, avoid, or
remedy, particularly if brought to light by a complaint that explains what is
unfair and why, even if it were not likely anticipated in advance to
occur. Remedying unfairness can take
a certain amount of creativity. When
one-hour photo labs became prevalent and popular, I, as a photographer, came up
with a plan to benefit from them rather than losing customers who were
beginning more and more to take their own pictures and get them processed. I felt that what I offered as a photographer
was my picture-taking skill, not just the legwork of getting film processed and
pictures printed, which could now be done by anyone. So I offered clients the service of simply
taking photos for them and giving them the film to have processed themselves,
allowing them to get whatever prints made in whatever size and quantity they
wished. That way they could get professional quality photographs at
amateur/consumer prices. I guaranteed their satisfaction as long as they took
the film to photo processors I trusted and named for them. I was happy to make money based on doing
photography rather than charging for lab work, and my clients could then get
far more pictures for far less money.
The first client I did this for was
a family I charged $100 to shoot a session for that involved photographs
of the whole group, individual portraits of each family member, and different
combinations, such as the children together, the parents together as a couple,
etc. Two weeks later they called me
upset because they had ordered $200 worth of prints from a lab I suggested, and
the pictures were the wrong ones. I told
them I would fix it, but I needed them to bring me all the film and pictures so
I could see what had gone wrong and remedy it.
This was not boding well for this particular business plan, since
incurring expenses that were twice the income was not likely to become
profitable. It turned out that the lab
that processed the original film and printed the initial prints as 4x6’s tried
to do my customer and me a favor by numbering the prints for them, but
accidentally misnumbered them, starting with number one instead of zero, which
this particular roll of film had as the first picture. The customer assumed the pictures were
numbered correctly and turned in the numbers they wanted for enlargements to a
different lab that specialized in larger prints. That lab did not know the numbers did not
line up with the photos the customer really wanted, so they were blameless in
printing all the wrong ones in 5x7 and 8x10 size. The first lab was at fault for misunumbering
them, but not to blame for the ensuing order.
I knew my customer would not care about the reason they didn’t get what
they wanted, so I just reordered all the pictures correctly from the second
lab, and gave them to them. So I lost
$100 on the deal, plus the $100 fee I had charged them. But I was able to make it up, because the
first lab was part of a large camera store chain, and in those days they were
able to get equipment wholesale for far less money than I could as an individual
photographer. They felt bad about misnumbering
the pictures and were willing to order me a lot of photo equipment for
wholesale that I could not have afforded retail. It did not take much labor or any expense on
their part to do that. I saved far more
than the $200 I lost and was able to have some equipment I otherwise would not
have bought. So what started out as a
bad mistake was able to be remedied in a way that was fair and commensurately
advantageous to everyone. It would not
have been fair to ask the first lab to pay for the reprints; it would not have
been fair to ask the second lab to reprint the right ones for free or even a
reduced rate; it would not have been fair to the customer to not get them what
they were paying me for. It would not
have been fair to me for me to just eat the cost of the mistake that was not
mine, even though I was willing to do that in order to get my customer what I
felt they deserved and had paid for.
Everyone felt satisfied at the conclusion, and everyone got a fair
amount of profit for the work they put in. [23]
The policy
for this specific example was later changed, and maternity vitamins became
covered as prescription pharmaceuticals; but the general practice continued of
interpreting categories so that treatments covered under their most natural description
were considered not covered under more creative descriptions which were, at
best, stretches of vocabulary, often for expensive and important treatments.
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